The Director will be responsible for facilitating the day-to-day operations of the Firm’s marketing compliance program, including directly overseeing reviews of advertising and marketing materials (including social media) for the Firm’s Registered Investment Adviser and Broker-Dealer, and monitoring...
The Solution Advisory Director is a solution and domain specialist in our Solution Advisory Group for our Compliance solutions in the Accounting & Consulting industry including Employee Compliance, Intake, Conflicts, and Terms. Solutions Advisory Director, Compliance Solutions, Accounting & Consulti...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
The Director, US Customs Compliance is a newly created role that will be a key leader in the development of our organization's ‘best-in-class' import compliance program with annual volumes of 20k containers and $100MM spend. Ensure all import procedures are in compliance with import/customs regulati...
Citizens institutional broker-dealer, is seeking a highly skilled Compliance Director to lead our advisory and trade surveillance efforts. As the Director of Institutional Equities, Options, and Fixed Income Compliance, you will be responsible for overseeing both advisory and trade surveillance func...
COMPLIANCE DIRECTOR RESPONSIBILITIES:. COMPLIANCE DIRECTOR REQUIREMENTS:. COMPLIANCE DIRECTOR SALARY & BENEFITS:. Develop & Execute Compliance Management Systems Covering Multiple Regulatory Areas. ...
This position will be the primary compliance and oversight professional to help us develop and manage the compliance function within the Digital Payments Business at Patriot Bank, including compliance matters with respect to regulated activities in coordination with our partner firms. We are looking...
Within Contract Compliance, this individual will also provide support to the Director, Contract Compliance as it pertains to managing the terms and conditions of complex contractual rebate obligations to managed care, institutional, retail and wholesale customers for the life of the contract and ens...
Draft written compliance programs for AML, consumer compliance (Reg E, UDAAP, GLBA), fraud, sanctions, etc. Prepare compliance reports for Compliance Officer, Senior Management, and/or Board;. Working knowledge/experience with virtual currency, non-US AML and regulatory compliance, fraud prevention,...
Global Insurance Compliance is seeking a Compliance Director on its Global Sales, Digital Marketing and US Marketing team. The Compliance Director will be responsible for a full range of compliance matters and work closely with the CCO of Global Digital Marketing and US Marketing as well as the Glob...
The Director will be responsible for facilitating the day-to-day operations of the Firm’s marketing compliance program, including directly overseeing reviews of advertising and marketing materials (including social media) for the Firm’s Registered Investment Adviser and Broker-Dealer, and monitoring...
This position will be the primary compliance and oversight professional to help us develop and manage the compliance function within the Digital Payments Business at Patriot Bank, including compliance matters with respect to regulated activities in coordination with our partner firms. We are looking...
Compliance Director - Institutional Equities, Options & Fixed Income. ...
We are igniting business growth by connecting people, data and applications - quickly, securely, and effortlessly.Together, we are building a culture and company from the people up - committed to teamwork, trust and transparency.We're invested in providing the flexibility you need to thrive and deli...
JobPosting","title":"Manager, Global Compliance","datePosted":"2024-08-26T00:00:00","validThrough":null,"description":"What you will be doing\nYou will lead and oversee PMI's organization-wide legal policy compliance and risk management involving global legal regulatory requirements for development ...
Clinical Program Manager, Outpatient Services, LCSW, LPC, LMFT. The Program Manager, Outpatient Services is responsible for meeting the expectations of Clinical Counselor to include: collaborate with a multi-disciplinary treatment team to create an individualized recovery experience that incorporate...
Are you looking to accelerate your career and apply your leadership skills in challenging new ways? Do you want the opportunity to run a business without having to fund it? Working at a local Allstate agency may be your answer! As an Allstate agency office manager, youll be leading the team that kee...
As the Executive Director, you will manage the community's budget and occupancy goals as well as maintain appropriate staffing levels and drive overall customer service. As an Executive Director, you will authorize all purchases, provide onsite sales support, and conduct monthly family meetings. Add...
Assisting with the automation and maintenance of ongoing REIT compliance reporting, in coordination with risk, compliance, tax, and public reporting groups. A professional services firm in Connecticut is currently seeking an experienced Tax professional to join their staff as their new Tax Manager. ...
We are seeking a savvy and creative director to assume the role of Associate Executive Director of Operations. As an Associate Executive Director of Operations for Benchmark Senior Living, you will have the opportunity to improve the quality of life of the Senior Citizens living in your community. A...
Are you ready to be the face of TEC? As our Project Manager / Outside Sales Representative, you'll be the hero our customers rely on. You'll kickstart the process by inspecting roofs for weather damage, guiding homeowners through the insurance process, crafting project estimates/scope of work, seali...
The Senior Project Manager shall oversee total construction effort to ensure projects are safely constructed in accordance with design, budget, and schedule. Work with the Project Engineer and Superintendent to develop and maintain a project schedule with the appropriate attributes. Initiate project...
The Bruce Museum seeks a transformational and charismatic leader to serve as its next Executive Director. Working closely with the Board of Trustees and staff, the Executive Director will promote the Bruce’s goal to be “a center for inspiration and learning, where extraordinary art and science spark...
We are looking for an analytically minded person experiencedin statistical reporting to insurance regulators who will be part of ourP&C regulatory compliance team in Stamford, Connecticut, reporting to the insurancebusiness unit. Conduct regulatory compliance reviews including research, information ...