Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures focusing ...
Collaborate closely with Compliance Monitoring concerning internal compliance assessments and risk reviews, and with appropriate Compliance, Regulatory and other teams concerning any potential external audits or examinations to produce responsive procedural or other documentation as appropriate. Str...
As the Americas IT Security and Compliance Director, you play a pivotal role in ensuring the organization's adherence to security, regulatory, and compliance standards. Collaborate with legal and compliance representatives to identify IT compliance requirements across relevant jurisdictions. Collabo...
PGIM") is currently seeking a Director of Compliance to support the PGIM Real Estate business of its Private Alternatives platform in Newark, NJ. The ideal person will be knowledgeable in alternative asset classes including agriculture, commercial and housing real estate, private funds and investmen...
The Compl AML Core Sr Director manages multiple teams of senior professionals through other senior managers. Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism for identifying key money laundering risks and how the mitigation of those risk...
Ensures adherence to phase appropriate cGxP compliance requirements, in compliance with FDA, EU and global regulations and ICH guidelines. Reporting to the Vice President, Corporate Quality, this role is primary responsible for the development, management and oversight of the End-to-End Quality Mana...
This position reports to the Deputy Athletic Director for Compliance. Serves as a liason for mutliple departments within the DIA along with three (3) sports program, along with being a secondary compliance liaison for one (1) program and helps manage all facets of compliance for those programs. Rutg...
As the Americas IT Security and Compliance Director, you play a pivotal role in ensuring the organization’s adherence to security, regulatory, and compliance standards. Collaborate with legal and compliance representatives to identify IT compliance requirements across relevant jurisdictions. Collabo...
Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures focusing...
Reporting to the Technology and Operation Senior Director of Compliance and Operations, the director of Compliance and Operations provides specialized expertise, advice, monitoring and oversight regarding the banks compliance program, for RBC and it’s entities. Issues Resolution Management – Oversee...
Being a member of the Risk Align Compliance team, the Associate Director will assist in evaluation and monitoring of key controls demonstrated by DTCC's Financial Risk Management function, to maintain compliance with applicable regulatory requirements, primarily Covered Clearing Agency Standards ("C...
The Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader AML team. Develop and assist i...
Work with Legal and Human Resources as well as Helsinn Group Compliance in performing compliance investigations, responding to detected compliance violations, and undertaking corrective action. Minimum of 7 years of compliance experience either in-house or as a consultant within a pharmaceutical or ...
Compliance Quality Assurance Director, AIG Programs Division. We are seeking a highly motivated, results-oriented problem solver who exemplifies a willingness to be flexible, learn on the job, and gain multi-faceted experience with a full scope of Commercial Lines P&C products as well as multi-f...
Global bank located in Jersey City looking to bring on board a “Senior Compliance Project Manager – Director” to join their team. Assist with the management and oversight of the Americas Division Compliance Department (CPAD). Provide broad support to the Compliance Administrative Office to assist wi...
The candidate will be a strategic partner to the COO and work closely with the Chief Compliance Officer (CCO) to execute IMBD Compliance’s strategic initiatives aligning these efforts with the overall vision and goals of the Global Compliance Department. Investment Management and Broker-Dealer Compl...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...
This position reports to the Deputy Athletic Director for Compliance. Serves as a liason for mutliple departments within the DIA along with three (3) sports program, along with being a secondary compliance liaison for one (1) program and helps manage all facets of compliance for those programs. Rutg...
Successful execution will involve working collaboratively with Compliance leadership to ensure their areas of responsibility are aligned with Pharming’s US Compliance program strategy and is effectively implemented, managed, and executed by Pharming personnel to prevent violations of applicable laws...
Directs quality oversight of compliance and quality systems activities including Quality Risk Management, Data Integrity, Training, Audits and Inspections, Document and Records Management and Site Quality Council. Ensures that all Compliance & Quality Systems personnel have adequate training, educat...
Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Product Services, Risk Management, Strategic Thinking. ...
As the Director, Regulatory Affairs – Advertising, Promotion and Regulatory Compliance you will be responsible for leading a group of US Regulatory Affairs professionals responsible for advertising and promotion, compliance, labeling and submission operations within US RA. The Director will also ser...
Reporting to the Technology and Operation Senior Director of Compliance and Operations, the director of Compliance and Operations provides specialized expertise, advice, monitoring and oversight regarding the banks compliance program, for RBC and its entities. Issues Resolution Management - Oversee ...
This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services across the Firm. Working both independently and with team members as the project lead to successfully execute projects involving international trade and technology ...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...