The Director, US Customs Compliance is a newly created role that will be a key leader in the development of our organization's ‘best-in-class' import compliance program with annual volumes of 20k containers and $100MM spend. Ensure all import procedures are in compliance with import/customs regulati...
This position will be the primary compliance and oversight professional to help us develop and manage the compliance function within the Digital Payments Business at Patriot Bank, including compliance matters with respect to regulated activities in coordination with our partner firms. We are looking...
Citizens institutional broker-dealer, is seeking a highly skilled Compliance Director to lead our advisory and trade surveillance efforts. As the Director of Institutional Equities, Options, and Fixed Income Compliance, you will be responsible for overseeing both advisory and trade surveillance func...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...
The Solution Advisory Director is a solution and domain specialist in our Solution Advisory Group for our Compliance solutions in the Accounting & Consulting industry including Employee Compliance, Intake, Conflicts, and Terms. Solutions Advisory Director, Compliance Solutions, Accounting & Consulti...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
The Director will be responsible for facilitating the day-to-day operations of the Firm’s marketing compliance program, including directly overseeing reviews of advertising and marketing materials (including social media) for the Firm’s Registered Investment Adviser and Broker-Dealer, and monitoring...
Draft written compliance programs for AML, consumer compliance (Reg E, UDAAP, GLBA), fraud, sanctions, etc. Prepare compliance reports for Compliance Officer, Senior Management, and/or Board;. Working knowledge/experience with virtual currency, non-US AML and regulatory compliance, fraud prevention,...
Global Insurance Compliance is seeking a Compliance Director on its Global Sales, Digital Marketing and US Marketing team. The Compliance Director will be responsible for a full range of compliance matters and work closely with the CCO of Global Digital Marketing and US Marketing as well as the Glob...
Compliance Director - Institutional Equities, Options & Fixed Income. ...
The Director will be responsible for facilitating the day-to-day operations of the Firm’s marketing compliance program, including directly overseeing reviews of advertising and marketing materials (including social media) for the Firm’s Registered Investment Adviser and Broker-Dealer, and monitoring...
This position will be the primary compliance and oversight professional to help us develop and manage the compliance function within the Digital Payments Business at Patriot Bank, including compliance matters with respect to regulated activities in coordination with our partner firms. We are looking...
COMPLIANCE DIRECTOR RESPONSIBILITIES:. COMPLIANCE DIRECTOR REQUIREMENTS:. COMPLIANCE DIRECTOR SALARY & BENEFITS:. Develop & Execute Compliance Management Systems Covering Multiple Regulatory Areas. ...
Formal project management experience. ...
We are igniting business growth by connecting people, data and applications - quickly, securely, and effortlessly.Together, we are building a culture and company from the people up - committed to teamwork, trust and transparency.We're invested in providing the flexibility you need to thrive and deli...
The District Operations Manager role is aprerequisite to the Regional Operations Managerposition. SPAR is looking for aresults-oriented candidate with excellent interpersonal skills forthe position of District Operations Manager. District managers areresponsible for managing the daily operations of ...
Location : New Canaan, CT (Onsite).Client : Bankwell Financial Group Inc....
Software Onboarding Project Manager. Someone who loves client-focused implementations over internal IT projects. Someone who thrives on running multiple projects, managing changing priorities. Three (3) years of experience in project management. ...
Assisting with the automation and maintenance of ongoing REIT compliance reporting, in coordination with risk, compliance, tax, and public reporting groups. A professional services firm in Connecticut is currently seeking an experienced Tax professional to join their staff as their new Tax Manager. ...
We are seeking a savvy and creative director to assume the role of Associate Executive Director of Operations. As an Associate Executive Director of Operations for Benchmark Senior Living, you will have the opportunity to improve the quality of life of the Senior Citizens living in your community. A...
Lead and/or support project management of capital improvement projects for roadway and utility infrastructure in Connecticut. Lead/support project management responsibilities including managing discrete tasks, project schedule and budget. Offices are located throughout New York, Connecticut, New Jer...
Create and maintain data policies and procedures and develop compliance solutions that satisfy relevant broker-dealer regulations. Implement internal control enhancements and appropriately triage potential compliance matters. Understanding of financial compliance data. ...
We are actively looking for exceptionally talented individuals who are collaborative, confident and motivated to provide a first-class experience to clients within J.If you have an entrepreneurial mindset and are looking to constantly challenge yourself, J.You will be working alongside a team of tal...
The primary responsibilities of the Compliance Testing Officer include:. Managing the firm’s annual compliance testing program. Assist in the development of the firm’s compliance testing program, including testing procedures, methodologies, risk assessments and frequency schedules to comply with rel...
The Senior Project Manager shall oversee total construction effort to ensure projects are safely constructed in accordance with design, budget, and schedule. Work with the Project Engineer and Superintendent to develop and maintain a project schedule with the appropriate attributes. Initiate project...