The Capital One Retail Bank Compliance team is seeking a Compliance Advisor Manager with a passion for advising and collaborating with business partners to mitigate consumer compliance risk and to take care of our customers. The Manager will join our Retail Bank Compliance team and act as a critical...
Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE). Subject matter expertise of compliance and operational risk frameworks and a solid business understanding of the financial services industry. Plan, ...
Works with the Business Line Risk Manager (BLRM) in overseeing first line of defense risk management responsibilities of the Wealth divisions in accordance with the Enterprise Risk Framework. Appropriately escalate identified issues to the Business Line Risk Manager and business unit management. Pro...
The Compliance Advisor Senior Manager will work independently from the CBD Chief Compliance Officer to manage a team of associates (registrations and licensing professionals and a compliance advisor) who interact with and advises the CBD LOBs on the need for and effective methods of managing complia...
CRCM (Certified Regulatory Compliance Manager), CIA (Certified Internal Auditor)). Professional Compliance or Audit Certification desired (e. ...
CRCM (Certified Regulatory Compliance Manager), CIA (Certified Internal Auditor)). Professional Compliance or Audit Certification desired (e. ...
As a global leader, Sovos is transforming tax compliance from a business requirement to a force for growth while revolutionizing how businesses navigate the ever-changing regulatory landscape. At Sovos, we're dedicated to more than just solving compliance challenges – we're committed to making...
Works with the Business Line Risk Manager (BLRM) in overseeing first line of defense risk management responsibilities of the Wealth divisions in accordance with the Enterprise Risk Framework. Appropriately escalate identified issues to the Business Line Risk Manager and business unit management. Pro...
Center 2 (19050), United States of America, McLean, VirginiaCommercial Broker Dealer Compliance Advisor - Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. The Compliance Advisor Senior Manager will work independently f...
As the Customer Success Manager (CSM), you will report to the Manager, Customer Success, and will be responsible for driving product adoption, retention, and growth by delivering high levels of business value, and cultivating deep customer relationships. As a global leader, Sovos is transforming tax...
Works with the Business Line Risk Manager (BLRM) in overseeing first line of defense risk management responsibilities of the Wealth divisions in accordance with the Enterprise Risk Framework. Appropriately escalate identified issues to the Business Line Risk Manager and business unit management. Pro...
Our client located in Wilmington, DE is seeking a IT Compliance Manager to work a hybrid schedule out of their Wilmington, DE office. IT Audit, Compliance and/or Governance. ...
Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE). Subject matter expertise of compliance and operational risk frameworks and a solid business understanding of the financial services industry. Plan, ...
Incyte is a biopharmaceutical company focused on the discovery, development, and commercialization of novel medicines to meet serious unmet medical needs in oncology and inflammation and autoimmunity.Incyte is committed to the rigorous pursuit of research and development excellence to improve the li...
The Meetings / Program Manager is responsible for planning, organizing, and managing all aspects of meeting planning logistics for all of the Meetings (both educational and off-site committee meetings). Provide program participants with CME/CE certificates. Develop printed materials for the educatio...
The Project Manager has direct responsibility for assigned projects, from pre-construction phase project development and planning to construction phase execution. Site Construction Project Manager. Oversight of budget, development and management of project documentation, subcontractor contract manag...
As a Lead Technical Program Manager in Corporate Technology, you will drive the successful delivery of complex technology projects and programs that will help reaching business goals across the firm. The Chief of Staff and Strategy Team manages the business operations and strategic programs which en...
Assist the Senior Wealth Compliance Officer with the creation of internal compliance training materials while assuring Trust Compliance program is continuously updated to maintain full compliance with applicable regulations. The Wealth Compliance Officer will ensure compliance with applicable OCC, S...
Manager, Marketing Program Manager | Retail Bank. Capital One, a Fortune Magazine "100 Best Companies to Work For," is seeking a Manager to join our Retail Bank Marketing team. This role will support our Program Management team and you will be leading a large portfolio of Marketing campaig...
Reporting into the Enterprise Chief Compliance Officer, this is a leadership role within SoFi's Compliance organization. As the leading subject matter expert on regulatory matters for the Broker dealer and RIA, Aadvise the Compliance and Legal teams on emerging compliance issues, regulatory changes,...
Escalates program risks to the Program Director, or Program Sponsor, when appropriate. The Senior Program Manager accomplishes results through the management of professional team(s) and department(s). Supports planning, directing and coordination of day-to-day activities of running a program or port...
Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial Bank of Capital One. Commercial Broker Dealer C...
As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class. As a Fair Lending Quant Modeling Analyst,...
We are seeking a Manager, Operations Analyatics and Reporting, who will drive decision-making by owning analytics and reporting for multiple business units across operations. Work cross-functionally with engineering and operations to ingest data from operational systems. Act as a liaison between the...
As a Product Manager in Network Product Line (NPL) / Global eXtranet Engineering (GXE), you are an integral part of the team that will be managing a groundbreaking product; establishing a global hybrid cloud solution to/from external business partner networks (AWS, Azure, GCP, etc. Collaborate with ...