Compliance officer jobs in Costa Mesa, CA
Compliance Officer BSA Compliance
A company is looking for a BSA Compliance Officer. Key Responsibilities. Design and implement policies.. 7 years of compliance experience in the financial services industry Bachelor's degree in finance..
Compliance Officer - Alternatives
A leading alternative investment manager is looking to hire a Compliance Officer. This position sits on.. An ideal candidate will have prior generalist compliance experience at another alternative investment..
Chief Compliance Officer
Chief Compliance Officer (San Francisco, CA). Our client, a successful hedge fund with approximately.. B in AUM, is seeking a talented and experienced CCO to help run all aspects of the compliance program..
Deputy, Chief Compliance Officer
As a key member of PIMCO's Compliance team, the Deputy Chief Compliance Officer will have responsibility.. Lead various aspects of PIMCO's Investment Adviser compliance program, including managing a team of..
Compliance Officer Ii - Testing
Description The Compliance Officer II is primarily responsible for supporting the Bank's Compliance.. RESPONSIBILITIES Participate in the development, implementation and maintenance of a compliance testing..
Senior Vice President, Compliance Officer
Senior Vice President, Compliance Officer PIMCO is a global leader in active fixed income with deep.. PIMCO seeks a dynamic individual to serve as a Senior Compliance Officer within the global compliance..
Compliance Officer
Overview Sonrava Health is looking for a dynamic Compliance Officer. This role will report to the Chief.. Manage all day to day aspects of the company's compliance program. Coordinate compliance policy..
Deputy Chief Ethics & Compliance Officer
Has oversight of the investigation and remediation of high risk compliance issues within their market network system service line or team of ethics and compliance officers. Coordinates with..
Workers Compensation Compliance Officer
Job Description and Duties Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers..
Compliance Specialist, Legal & Compliance
Overview The Compliance Specialist primarily will assist with the day to day regulatory and compliance.. Assist with compliance monitoring responsibilities, including review of website and marketing emails and..
Compliance Analyst
For description, please visit job page via. https. zenexpartners.com job board ?job id z5G7h3l6a1kMvyS65NP3c9Co35efzdtTa59 spXrMuU ..
Compliance Director
Position. Compliance Director Job Type. Full time, Exempt Opportunity with flexible scheduling! Starting.. Other duties may be assigned. The essential functions include. Assist Chief Compliance Officer in..
Compliance Manager
The purpose of this position is to ensure that the Bank is in compliance with federal, state and local.. The Compliance Manager serves as Community Reinvestment Act (CRA) Officer, responsible for administering..
Compliance Consultant
I am working with a Consulting firm to hire an Associate Director and Director of Compliance. This hire.. This hire will assist with regulatory compliance matters for some or all of the following..
Compliance Supervisor
Job Title. Compliance Supervisor Location. Burbank, CA Salary. 75K. 85K Summary. Join our client's.. Manage daily operations of the Substance Testing Program, ensuring compliance with DOT, FMCSA, and..
Compliance Director
Description Compliance Director Location. This position will work a hybrid model (remote and office.. The Compliance Director will be responsible for directing foundational and strategic compliance..