Compliance officer jobs in Miami Beach, FL

JOB TITLE. Chief Compliance Officer EMPLOYER. A CAP Services DEPARTMENT. Legal and Compliance REPORTS TO.. Chief Legal Officer LOCATION. Onsite in Miami, ( Brickell ) ABOUT THE COMPANY A CAP is a rapidly growing..

About the Role The role is for a US Chief Compliance Officer (CCO) to be based in Miami. The successful.. Deploying procedures and controls as part of an approved US compliance program. Monitoring the efficacy..

And alterations to assist in compliance with acceptable standards.Computes fines and fees.Performs other related duties as assigned. Minimum Requirements Three (3) years full time verifiable..

The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role.. Other job related duties may be assigned as required. Job Family Group. Compliance and Control..

Job Description Title. Fun Chief Compliance Officer. HYBRIDLocation. Boston, CO. Coral Gables, FL.. Union, NJ. HybridGet to Know The Team This position will act in the capacity of Chief Compliance Officer..

Job Description. Purpose. All the duties below are strictly enforced to ensure compliance with all.. To effectively perform the job duties of Compliance Supervisor, you will be responsible for the..

Role Overview. Our client is an asset management firm in Miami, FL. They are seeking a Compliance.. Proven experience as a Compliance Officer, Compliance Manager, or similar position, preferably within..

The Compliance Director is responsible for directing foundational and strategic compliance.. Leads compliance monitoring to identify process gaps, validate compliance levels, map processes, draft..

Our team is passionate about the intersection of finance, technology, and compliance, and we're looking.. The remainder of the workweek will focus on assisting our compliance team with various duties related to..

As an Entry Level Compliance Analyst, you will play a crucial role in supporting our compliance projects.. Working under the guidance of experienced compliance consultants, you will assist in reviewing..

Compliance Officer. Wall Cross & ResearchThis role will provide senior Compliance coverage in relation.. Operating in close partnership with the existing Compliance and Legal teams globally, relevant Business..

Job Description Job Description Description. Job purpose The Quality Compliance Coordinator is primarily.. Additionally, the Quality Compliance Coordinator is responsible for managing change controls related to..

The IT Compliance Analyst will be responsible to execute the annual Audit Plan which will consist of.. The Compliance Analyst will execute risk based financial, operational, and technology (IT) related..

k Compliance Consultant Job Description. As a 401(k) Compliance Consultant, you will be responsible.. Your role will involve performing compliance testing, preparing necessary filings, and providing expert..

Job Description The Analyst, IT Compliance is an individual contributor role with accountability for.. The resource will interface with user community to ensure both understanding and compliance with..

Senior Compliance Manager Director Location. Miami, FL Company. Velox Clearing LLC Department.. Compliance Position Type. Full Time, Onsite Hybrid Reports To. Chief Compliance Officer (CCO) Job..