Compliance officer jobs in White Plains, NY

Interactive Brokers. Compliance Officer. Electronic Trading Job description. Work with firm management and programming staff to ensure the firm complies with Market Access and Orderly Trading..

The Legal and Compliance Department (LCD) We govern, structure, negotiate and execute the largest and.. The Compliance Team We govern and escalate material regulatory, compliance, reputational risks and..

Responsibilities The primary responsibilities of the Compliance Testing Officer include. Managing the.. Experience in a compliance testing or audit role is strongly preferred.Experience testing regulatory..

Reporting to CACIB US Compliance's Head of Governance and Ethics, the Compliance Officer will be in.. General. Secretary (schedule & take the minutes) of the Committees managed by CACIB US Compliance o..

Greenwich, CT (In Office, 5 days week) The Opportunity. Seeking a Compliance Associate to join a.. This hire will report to the General Counsel Chief Compliance Officer. Key Responsibilities. Prepare and..

Job Summary Join a Leading FinTech Firm as Our New Compliance Leader!Are you ready to make a significant.. Design & Implement Compliance Strategies. Develop comprehensive compliance management systems that cover..

Our client, a leading insurance company located in White Plains, NY, seeks a Compliance Manager to.. Friday. Salary is. 100,000. 134,000. Duties and Responsibilities. Manage the compliance program for..

This role will work closely with senior Legal and Compliance team members on a variety of compliance.. Advise on issues relating to distribution. Oversee reporting processes. Perform compliance testing and..

Overview. Manages the compliance program for Group Benefits business (e.g., stop loss, limited medical.. Develops and implements compliance policies and procedures for Group Benefits. Works with internal and..

This position will report to the Director of Compliance. The ideal candidate is a detail oriented.. You will be responsible for ensuring Related Affordable is operating in compliance with all affordable..

About the Position Fortress Investment Group seeks an entry level Compliance Analyst to join the.. general administration of Fortress's global compliance program. processing employee requests and..

High End Mid Sized Fund seeks Compliance Associate with 1 3 years of experience. We are looking for an.. portfolio and trade surveillance to ensure that the firm maintains compliance with client guidelines and..

The Director of Environmental Compliance & Sustainability will develop strategies, policies, standards.. A high level understanding around compliance with federal, state, and local environmental laws..

Position Summary. The Trust Officer is responsible to develop, deepen, and maintain relationships with.. The Trust Officer is responsible for assuring compliance with all Bank policies and procedures, as well..

Surface Warfare Officers (SWOs) are trained extensively to maintain and operate these ships, their crews.. Providing direction. Leading by example. Surface Warfare Officers form the backbone of Fleet leadership..

IMA's Certificate Compliance (IMACC) team is seeking a Managing Director to join our group! This role will lead the IMACC team as an active liaison between agent and IMA, Inc. clients..

Because of its country fair atmosphere, with costumed characters and animated entertainment throughout the store that keep children entertained while parents shop. Security Officer PT Time..