Dealer jobs in New York, NY
Broker Dealer Compliance
Responsibilities will include leading a team in reviewing all marketing materials and client communications generated by their registered broker dealer subsidiary and SEC registered investment..
Dealer Success Specialist
A company is looking for a Dealer Success Specialist in Revenue Operations. Key Responsibilities.. Build and maintain relationships with dealer contacts to understand their goals and ensure success on..
Compliance Officer-Swap Dealer/Security-Based Swap Dealer
As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day coverage of SEC Security Based Swap Dealer (SBSD) regulation, CFTC Swap Dealer (SD) and NFA..
car dealer frontdesk
Ideal Auto is currently hiring a friendly and professional individual to join our team as a Car Dealer Front Desk Receptionist. As the first point of contact for our customers, you will play a..
Broker Dealer Accountant
NYC locationHybridMust be local to NY or NJPriority skills. Expertise in regulatory net capital rules and reserve computation for clearing Broker Dealers,. Expertise with Phase 3 and R3 tools..
Broker Dealer Accountant
Preferred Qualifications. TD Securities is looking for a broker dealer accountant to join its legal.. Wholesale entities, which may include multiple SEC registered broker dealers. The successful candidate..
Car Dealer Representative
Car Dealer Representative. Job Category. Sales. Requisition Number. CARDE004234 Showing 1 location.. Job Details. Description. The Car Dealer Representative cultivates and develops sales relationships..
Accounting Manager, Broker Dealer
We are looking for a highly skilled and experienced Broker Dealer Accounting Manager to join our dynamic.. The successful candidate will have a strong background in broker dealer accounting, regulatory..
Director, Broker Dealer Controller
Application Deadline. 07 05 2024 Address. 151 W 42nd Street Job Family Group. Finance & Accounting Controller for US Institutional broker dealer who leads manages the accounting and regulatory..
Dealer Development Manager - Remote
Essential Duties of the Dealer Development Manager Primary goal of effectively managing and developing.. Determine training programs to participate in based on individual dealer needs. Support dealer in..
Swap Dealer Compliance VP
Swap Dealer Compliance, Vice President Who we are looking for Swap Dealer Compliance seeks a Compliance.. Knowledge of SEC security based swap dealer regulations is preferred as this role will lead on the build..
VP Broker Dealer Accountant - LEC
Currently partnered with a well established Broker Dealer that is seeking a VP Broker Dealer Accountant.. Their ideal candidate will have working knowledge if Broker Dealer regulatory environment..
Broker Dealer Reporting Control Specialist
Propose improvements to the operational and financial control framework on broker dealer regulatory reporting processes Monitor on the applicable perimeter, the evolution of the risks, the..
Cco Of Broker-dealer
CCO of Broker Dealer. at GCM Grosvenor New York, New York, United States. SUMMARY. The Compliance team.. As the broker dealer CCO, the successful candidate will maintain and establish standards and implement..
Dealer Relationship Manager - Newark
Our core focus is helping our Independent Dealer customers and team members succeed while providing them.. Job Summary. As a Dealer Relationship Manager (DRM) of Kinetic Advantage, you are the first line of..
VP - Broker Dealer Financial Reporting
Broker dealers Assist in the coordination, preparation and management of our timely month end close.. broker dealers as well as non broker dealers. Specific responsibilities will include, but are not..