Key Responsibilities:Lead product classification for HTS and ECCNProvide support to internal and external teamsConduct audits and assessments of trade compliance activitiesRequired Qualifications:Bachelor's degree in business, international trade, or related field5+ years of trade compliance experie...
The PCAOB has a full-time, regular position for a Lead Governance, Risk, and Compliance Analyst in the Office of Technology (OT). This role will be the primary conduit for all OT Risk and Compliance, including: Internal Controls over Financial Reporting (ICFR), General Technology Controls, audits, a...
Key Responsibilities:Ensure AMP is auditable on SFIS ComplianceValidate SFIS compliance elements in AMPAct as a point of contact for SFIS Compliance within the teamRequired Qualifications:Current Secret clearance and U. A company is looking for a SFIS Compliance Analyst in Financial Management. ...
There is one position available, and this position will be filled at one of two job grade levels: SOX Compliance and Financial Reporting Analyst II, job grade 8 or SOX Compliance and Financial Reporting Analyst III, job grade 9. SOX Compliance and Financial Reporting Analyst III. SOX Compliance and ...
A company is looking for a Compliance Analyst - Auditor. ...
This individual will report to the Compliance Manager and will be responsible for the day-to-day review of communications with the public; ensuring that all communications comply with federal and state regulatory standards. Review and approve company, product, and producer advertising material for c...
Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions, and related plan materials to ensure accuracy and compliance with regulations. Supports the Plan Cons...
TheAnalyst/Senior Analyst will report to the iTeam Director andcollaborate closely within the Compliance Department and with otherteam members throughout the organization. Lead smallscale compliance projectsand assist with largescale efforts under the direction of theCompliance Director. Conduct bas...
The Analyst/Senior Analyst will report to the iTeam Director and collaborate closely within the Compliance Department and with other team members throughout the organization. Analyst, Compliance Investigations. The Compliance Investigations Team (iTeam) is responsible for investigating reports of po...
The Research Compliance Analyst will be part of a team working to create a culture of compliance at the University of Denver (DU) through ensuring compliance with all federal, state and local regulations, policies and guidelines to create a successful human subjects protection program. The successfu...
Our client is seeking a financial analyst to join the Risk Oversight & Compliance Division of the Financial Risk Management Division. The Financial Analyst will provide risk analysis and consultancy for risk-based decision-making and management advice. ...
The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong understanding of compliance principles, experience working within a global compliance program, and perform...
The M&A Senior Compliance Analyst will work in a team-centered environment under the direct supervision of the M&A Compliance Director to support the firm’s compliance activities. Essential Job Functions for the Compliance Analyst will include:. Other compliance functions as assigned by the M&A Comp...
Analyst, you'll be using your skills and expertise to support our export and import compliance program by ensuring system maintenance and conformity with US regulatory requirements for streamlined processes and data driven decision making. You'll collaborate with internal stakeholders to integrate i...
Compliance Senior Analyst, Independence Consultation – Business Relationships, Independence & Conflicts Network (ICN). Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services environment? Then our Inde...
Developing, driving, and/or assisting in tracking and delivery of Compliance activities such as compliance checklist, identifying and mitigating any compliance or regulatory concerns, and identifying risks and solutions to mitigate them. We are seeking a Senior Compliance Analyst for an 8-month cont...
Description & Requirements Maximus is currently looking for a Temporary Analyst with concentration in Compliance to join our team in support of evaluations, and monitors changes to HPE system processes as they relate to HCO Project. The Analyst will be responsible for interfaces between Quality...
Review and approve company, product, and producer advertising material for compliance with state and federal advertising laws and regulations. Participate in regulatory and corporate audits for advertising compliance. Contribute to the development of new and/or enhanced compliance programs and enter...
The surveillance analyst position works directly with the Senior Analyst team leader. Assist in responding to inquiries from Compliance/Supervision. Must have 1-2 years of experience in Compliance, Surveillance and/or Supervision. ...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
Job FamilyRegulatory ComplianceAbout UsAt Transamerica, hard work, innovative thinking , and personal accountability are qualities we honor and reward. This individual will report to the Compliance Manager and will be responsible for the day-to-day review of communications with the public; ensuring ...
The External Funding Compliance Analyst will play a crucial role adhering to regulatory requirements and reporting standards. This position will be responsible for understanding necessary compliance actions, including budgeting standards, reporting requirements, and procurement policies to ensure Tr...
Must have at least 15 years of experience.At least 10+ years' experience managing complex projects requiring coordination across multiple business lines/organizations.Experience with IT projects in the Financial Industry.Experience with IT projects utilizing multiple technologies and frameworks, par...
Senior Analyst, AML Compliance– Denver, Colorado. With the use of research and analysis, you will support compliance team in ensuring our controls and procedures are effective in capturing financial crime patterns and fraudulent activities and help support a more compliance-conscious environment. Do...
Developing, driving, and/or assisting in tracking and delivery of Compliance activities such as compliance checklist, identifying and mitigating any compliance or regulatory concerns, and identifying risks and solutions to mitigate them. We are seeking a Senior IT Compliance Analyst for an 8-month c...