The Senior Data Analyst - Compliance will be responsible for researching and documenting data lineage from a regulatory compliance perspective to support global broker-dealer reporting requirements. This is a compliance role that will work closely with the data governance team and other functions as...
The Privacy and Compliance Analyst is responsible for supporting a variety of firm-wide projects and initiatives for the team. Serving as a privacy and compliance resource to teams and workgroups to continuously improve processes designed to mitigate risk of non-compliance;. Candidates should have a...
Interactive Brokers seeks a motivated and talented individual to join its Compliance group. The candidate will report to the Communications Compliance Officer and focus on helping the Firm stay up to date necessary in its communications database. Develop and distribute periodic reports to management...
Description & Requirements Maximus is currently looking for a Temporary Analyst with concentration in Compliance to join our team in support of evaluations, and monitors changes to HPE system processes as they relate to HCO Project. The Analyst will be responsible for interfaces between Quality...
The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong understanding of compliance principles, experience working within a global compliance program, and perform...
This includes our operational processes, customs valuation, product classification in the HS, PGA compliance, government reporting and internal audits, free trade agreement compliance, and government reporting procedures, and to help ensure compliance with laws governing international trade. This ro...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
Develop and distribute periodic reports to management describing the efficacy of the Firm’s communications compliance controls. Act as Compliance liaison between other groups utilizing communication interface. ...
This includes our operational processes, customs valuation, product classification in the HS, PGA compliance, government reporting and internal audits, free trade agreement compliance, and government reporting procedures, and to help ensure compliance with laws governing international trade. This ro...
Create and maintain data policies and procedures and develop compliance solutions that satisfy relevant broker-dealer regulations. Implement internal control enhancements and appropriately triage potential compliance matters. Understanding of financial compliance data. ...
The Privacy and Compliance Analyst is responsible for supporting a variety of firm-wide projects and initiatives for the team. Serving as a privacy and compliance resource to teams and workgroups to continuously improve processes designed to mitigate risk of non-compliance;. Candidates should have a...
The Senior Compliance Analyst’s primary focus will be to:. Support compliance coverage of the firm’s technology and data enterprise, and coverage for broker-dealer clients. Implement internal control enhancements and appropriately solution potential compliance matters. Assist draft business specific...
The Senior Data Analyst – Compliance will be responsible for researching and documenting data lineage from a regulatory compliance perspective to support global broker-dealer reporting requirements. This is a compliance role that will work closely with the data governance team and other functions as...
Compliance officer that will be responsible for supporting the local compliance program and related regulatory obligation. Assist with the development of specific aspects of a compliance program related to the operation of an SEC Registered U. Support the local compliance monitoring and testing prog...
The Manager, HR Compliance will report to the Director, Benefits & HR Compliance and have a pivotable role leading and managing company and employee compliance programs. Canadian HR Compliance-related topics spanning from Federal, State, and local regulatory compliance to internal BlueTriton Bra...
Senior Financial Analyst, Technology. Priceline is looking for a world class, high energy Technology Finance Analyst to join the Technology team. ...
Experienced with fraud prevention and investigation ? Data-driven, perceptive, and analytical? Want to make a measurable positive change by protecting potential victims of fraud? If so, you could find a home on the Fraud Protection Team at Spectrum. Fraud Protection Team, you are responsible for the...
Implement, at management direction, and monitor a strategic, comprehensive enterprise information security management system to ensure the integrity, confidentiality and availability of information owned, controlled, or processed by the organization. Partner closely with other security team members,...
Lead Quantitative Analysts in establishing, monitoring, evaluating and interpreting data with a risk management focus with an understanding of business strategy. Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite...
AQR is looking to hire a full-time Analyst to join our U. Wealth Team, within the Business Development group. The Business Development group works with AQR's clients in North America, Europe, Australia and the Middle East to provide solutions to achieve their investment objectives. A Bachelor's degr...
The Institutional Markets - Pension team is one of the top writers of pension risk transfer transactions in the US. Depending on the candidate's background, the successful candidate will perform one or multiple of the following duties: (1) underwrite, assess pension risks, perform actuarial calculat...
OSAM is hiring a Quantitative Risk Analyst to join our Risk team. The Risk Team is focused on identifying, reducing, and mitigating business, operational and investment risk. What are the responsibilities of the Quantitative Risk Analyst?. The successful candidate will be able to help our firm reduc...
Senior Analyst, Risk & Controls role is part of the Risk & Controls (R&C) Team of Booking Holdings. This position will report to the Senior Manager, Risk & Controls and assist in performing a broad range of operational and technology risk management responsibilities, including scopin...
EisnerAmper is looking to hire a Senior Manager to join its Risk and Compliance Services practice as a dedicated member of the National Security Advisory services team. The Risk and Compliance Services National Security team drives value by delivering a range of risk advisory and compliance solution...
This position will be responsible for managing all aspects of international trade operations, ensuring compliance with all regulations, and maintaining strong relationships with third-party suppliers. Oversee all import and export operations, ensuring compliance with international trade regulations ...