The Compliance Analyst will report directly to the Chief Compliance Officer. We are seeking a knowledgeable and proactive Compliance Analyst with 2-4 years of experience at an investment advisor and specific experience with the Investment Advisers Act. The ideal candidate will assist in implementing...
The Senior Data Analyst – Compliance will be responsible for researching and documenting data lineage from a regulatory compliance perspective to support global broker-dealer reporting requirements. This is a compliance role that will work closely with the data governance team and other functions as...
Interactive Brokers seeks a motivated and talented individual to join its Compliance group. The candidate will report to the Communications Compliance Officer and focus on helping the Firm stay up to date necessary in its communications database. Develop and distribute periodic reports to management...
The Privacy and Compliance Analyst is responsible for supporting a variety of firm-wide projects and initiatives for the team. Serving as a privacy and compliance resource to teams and workgroups to continuously improve processes designed to mitigate risk of non-compliance;. Candidates should have a...
This includes our operational processes, customs valuation, product classification in the HS, PGA compliance, government reporting and internal audits, free trade agreement compliance, and government reporting procedures, and to help ensure compliance with laws governing international trade. This ro...
Interactive Brokers seeks a motivated and talented individual to join its Compliance group. The candidate will report to the Communications Compliance Officer and focus on helping the Firm stay up to date necessary in its communications database. Develop and distribute periodic reports to management...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
Develop and distribute periodic reports to management describing the efficacy of the Firm’s communications compliance controls. Act as Compliance liaison between other groups utilizing communication interface. ...
We are looking for an analytically minded person experiencedin statistical reporting to insurance regulators who will be part of ourP&C regulatory compliance team in Stamford, Connecticut, reporting to the insurancebusiness unit. Conduct regulatory compliance reviews including research, information ...
Create and maintain data policies and procedures and develop compliance solutions that satisfy relevant broker-dealer regulations. Implement internal control enhancements and appropriately triage potential compliance matters. Understanding of financial compliance data. ...
The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong understanding of compliance principles, experience working within a global compliance program, and perform...
The Senior Compliance Analyst’s primary focus will be to:. Support compliance coverage of the firm’s technology and data enterprise, and coverage for broker-dealer clients. Implement internal control enhancements and appropriately solution potential compliance matters. Assist draft business specific...
You have experience as an Enterprise Application Security Leader, Application Leader, or IT Leader researching and advising on application security strategies or frameworks or application security consultant working with senior-most enterprise leadership. Experience and understanding of creating Ris...
Gartner Analysts are industry thought leaders who create must-have research, market predictions and best practices for a broad range of world-leading organizations. You are primarily responsible for leading, and advising Gartner clients by researching Emerging Technology and Trends (ETT) within cybe...
CFOs and senior finance leaders effectively structure and govern financial data, and enhance analytical capabilities support Finance's FP&A, Controller, and Transactional Finance business needs. Analysts create must have insights for our clients through published research and client interaction. Res...
Director Analyst Information and Technology - Technology Finance, Economics, Value and Risk Team. As a Senior Director, Analyst aligned with the Technology Finance, Value & Risk Team you will help clients communicate value from their technology spend (e. Gartner Analysts are industry thought leaders...
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Specific areas of focus will include those topics critical to Data and Analytics Leaders such as Best Practices, AI Ready data, Strategy, Technologies, Market trends and Vendors/Vendor solutions. Analyst will create Gartner research and analysis, communicate it to clients and support the sales force...
Data Analyst, Financial Planning & Analysis. From accounting and financial planning to risk/fraud analysis and payments, our Finance team ensures not only our company’s financial security, but also that our customers can buy from us with confidence. NASDAQ: BKNG) is looking for an Analyst of FP&...
The CCO is responsible for all compliance and supervisory functions while being a liaison for the firm leaders and may designate other individuals for compliance assistance, such as maintaining logs, compliance research, etc. MONECO Advisors, LLC (Fairfield, CT) Seeking Chief Compliance Officer. Con...
State Street Global Advisors is looking for a motivated senior business analyst with financial and technical experience to join our Portfolio Analytics Technology Solutions team and support technology initiatives prioritized to build and enhance the firm’s capabilities around ESG Data and Reporting....
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. VP, Compliance Testing Officer - Hybrid. Internal Job Title: Compliance Testing Officer- C...
Work with business stakeholders to analyze business operations and recommend solutions to align individual business functions with organizational goals. We are looking for a Senior Business Analyst to join our Database Marketing team. What our Senior Business Analysts on our Database Marketing team ...
The position is for a Senior Financial Analyst with public accounting experience. This individual will assist in the financial consolidation process, financial statement analysis for the consolidated group, US GAAP and management reporting and data collection. Perform quarterly close processes inclu...
Design, configure, and document SAP S/4HANA Defense and Security (D&S) functionality based on business objectives. Work with client and project team to ensure components work together to satisfy the objectives as defined in the functional, security, integration, performance, quality, and operati...