The Director of Employee Relations and Compliance will be responsible for:. Stay abreast of relevant labor laws, regulations, and industry best practices to ensure compliance through networking and self-directed learning. Track and ensure compliance requirements are implemented across all HR COEs. R...
Serve as the audit liaison for Compliance cover a number of topics including but not limited to:conducting monthly Compliance/IAD touch points; participating in all Compliance related audit Reviews to ensure Compliance is meeting IAD expectations and timelines and provide consistent messaging to Com...
Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)s Compliance Independent Assessment (CIA) Team responsible for assessing significant compliance risks and controls implemented by the global Markets Business; serves as global product lead , managing the enga...
As the Americas IT Security and Compliance Director, you play a pivotal role in ensuring the organization’s adherence to security, regulatory, and compliance standards. Collaborate with legal and compliance representatives to identify IT compliance requirements across relevant jurisdictions. Collabo...
Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)s Compliance Independent Assessment (CIA) Team responsible for assessing compliance with Volcker rule, Swap dealer requirements and significant compliance risks and controls implemented by the global Markets ...
The Director of Employee Relations and Compliance will be responsible for:. Stay abreast of relevant labor laws, regulations, and industry best practices to ensure compliance through networking and self-directed learning. Track and ensure compliance requirements are implemented across all HR COEs. R...
The Director of ATS and trade surveillance will work under the general direction of the Chief Compliance Officer and will support FUTC's newly established ATS and trade surveillance for the firm's clients. Conduct thorough analysis to develop and implement compliance oversight tools. Provide...
The Senior Director of Information Security and Compliance develops and implements comprehensive strategies, policies, and procedures to identify and mitigate risks, ensure compliance with industry regulations, and respond effectively to security incidents. Expert knowledge of Cyber/Information Secu...
The Senior Director of Information Security and Compliance develops and implements comprehensive strategies, policies, and procedures to identify and mitigate risks, ensure compliance with industry regulations, and respond effectively to security incidents. Expert knowledge of Cyber/Information Secu...
The Director of ATS and trade surveillance will work under the general direction of the Chief Compliance Officer and will support FUTC's newly established ATS and trade surveillance for the firm's clients. Conduct thorough analysis to develop and implement compliance oversight tools. Provide complia...
As the Americas IT Security and Compliance Director, you play a pivotal role in ensuring the organization’s adherence to security, regulatory, and compliance standards. Collaborate with legal and compliance representatives to identify IT compliance requirements across relevant jurisdictions. Collabo...
The Solution Advisory Director is a solution and domain specialist in our Solution Advisory Group for our Compliance solutions in the Accounting & Consulting industry including Employee Compliance, Intake, Conflicts, and Terms. Solutions Advisory Director, Compliance Solutions, Accounting & Consulti...
Compliance Quality Assurance Director, AIG Programs Division. We are seeking a highly motivated, results-oriented problem solver who exemplifies a willingness to be flexible, learn on the job, and gain multi-faceted experience with a full scope of Commercial Lines P&C products as well as multi-f...
Serve as the audit liaison for Compliance cover a number of topics including but not limited to: conducting monthly Compliance/IAD touch points; participating in all Compliance related audit Reviews to ensure Compliance is meeting IAD expectations and timelines and provide consistent messaging to Co...
The Compl AML Core Sr Director manages multiple teams of senior professionals through other senior managers. Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism for identifying key money laundering risks and how the mitigation of those risk...
The candidate will be a strategic partner to the COO and work closely with the Chief Compliance Officer (CCO) to execute IMBD Compliance’s strategic initiatives aligning these efforts with the overall vision and goals of the Global Compliance Department. Investment Management and Broker-Dealer Compl...
The Director of Risk, Compliance and Privacy is responsible for the facility’s risk management activities, which includes but may not be limited to a general knowledge of the insurance programs, assisting with claims/losses at the facility, interfacing with legal counsel, administering the risk man...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...
Being a member of the Risk Align Compliance team, the Associate Director will assist in evaluation and monitoring of key controls demonstrated by DTCC's Financial Risk Management function, to maintain compliance with applicable regulatory requirements, primarily Covered Clearing Agency Standards ("C...
The Director of ATS and trade surveillance will work under the general direction of the Chief Compliance Officer and will support FUTC's newly established ATS and trade surveillance for the firm's clients. Conduct thorough analysis to develop and implement compliance oversight tools. Provide complia...
Develop and maintain processes to remain aware of compliance trends, risks and changes in compliance responsibilities that may result from changes in laws, policies or changes in the business and tracking and addressing those trends, risks and changes as part of an effective corporate compliance pro...
As the Director, Regulatory Affairs – Advertising, Promotion and Regulatory Compliance you will be responsible for leading a group of US Regulatory Affairs professionals responsible for advertising and promotion, compliance, labeling and submission operations within US RA. The Director will also ser...
The Senior Director of Information Security and Compliance develops and implements comprehensive strategies, policies, and procedures to identify and mitigate risks, ensure compliance with industry regulations, and responds effectively to security incidents. This includes the management and oversigh...
Our client is currently seeking a Associate Director, Compliance for a permanent/direct hire position that will sit 2-3 days per week onsite in Jersey City, NJQualified candidates may reach out to for immediate consideration. Assist with the development, improvement, and implementation of internal C...
The Compl AML Core Sr Director manages multiple teams of senior professionals through other senior managers. Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism for identifying key money laundering risks and how the mitigation of those risk...