Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)s Compliance Independent Assessment (CIA) Team responsible for assessing compliance with Volcker rule, Swap dealer requirements and significant compliance risks and controls implemented by the global Markets ...
The Senior Director of Information Security and Compliance develops and implements comprehensive strategies, policies, and procedures to identify and mitigate risks, ensure compliance with industry regulations, and responds effectively to security incidents. This includes the management and oversigh...
Serve as the audit liaison for Compliance cover a number of topics including but not limited to:conducting monthly Compliance/IAD touch points; participating in all Compliance related audit Reviews to ensure Compliance is meeting IAD expectations and timelines and provide consistent messaging to Com...
Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)s Compliance Independent Assessment (CIA) Team responsible for assessing significant compliance risks and controls implemented by the global Markets Business; serves as global product lead , managing the enga...
The Safety & Compliance Director ensures that warehouse and transportation operations across the company meet all relevant safety and regulatory standards. This role involves developing, implementing, and overseeing safety programs, conducting audits, managing compliance, and collaborating with ...
As the Americas IT Security and Compliance Director, you play a pivotal role in ensuring the organization's adherence to security, regulatory, and compliance standards. Collaborate with legal and compliance representatives to identify IT compliance requirements across relevant jurisdictions. Collabo...
The Senior Director of Information Security and Compliance develops and implements comprehensive strategies, policies, and procedures to identify and mitigate risks, ensure compliance with industry regulations, and responds effectively to security incidents. This includes the management and oversigh...
Collaborate closely with Compliance Monitoring concerning internal compliance assessments and risk reviews, and with appropriate Compliance, Regulatory and other teams concerning any potential external audits or examinations to produce responsive procedural or other documentation as appropriate. Dir...
The Associate Director – Federal Income Tax Compliance will report to the Senior Director – Federal Income Tax Operations. This Associate Director – Federal Income Tax Compliance position offers opportunities to build your career, while growing your leadership and interpersonal skills. Coordinating ...
Collaborate closely with Compliance Monitoring concerning internal compliance assessments and risk reviews, and with appropriate Compliance, Regulatory and other teams concerning any potential external audits or examinations to produce responsive procedural or other documentation as appropriate. Str...
The Senior Director of Information Security and Compliance develops and implements comprehensive strategies, policies, and procedures to identify and mitigate risks, ensure compliance with industry regulations, and respond effectively to security incidents. Expert knowledge of Cyber/Information Secu...
We are seeking a Director, Payments Compliance Lead to enhance and drive our regulatory compliance management program in the payments business. Liaise and engage with compliance teams at our financial institution partners to represent our compliance program. Analyze trends, monitoring results, and i...
The Compl AML Core Sr Director manages multiple teams of senior professionals through other senior managers. Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism for identifying key money laundering risks and how the mitigation of those risk...
Develop and maintain processes to remain aware of compliance trends, risks and changes in compliance responsibilities that may result from changes in laws, policies or changes in the business and tracking and addressing those trends, risks and changes as part of an effective corporate compliance pro...
Experience and communication skills necessary to interact regularly with senior management within Compliance and the business. ...
Directs quality oversight of compliance and quality systems activities including Quality Risk Management, Data Integrity, Training, Audits and Inspections, Document and Records Management and Site Quality Council. Ensures that all Compliance & Quality Systems personnel have adequate training, educat...
Serve as the audit liaison for Compliance cover a number of topics including but not limited to: conducting monthly Compliance/IAD touch points; participating in all Compliance related audit Reviews to ensure Compliance is meeting IAD expectations and timelines and provide consistent messaging to Co...
Ensures adherence to phase appropriate cGxP compliance requirements, in compliance with FDA, EU and global regulations and ICH guidelines. Reporting to the Vice President, Corporate Quality, this role is primary responsible for the development, management and oversight of the End-to-End Quality Mana...
The Solution Advisory Director is a solution and domain specialist in our Solution Advisory Group for our Compliance solutions in the Accounting & Consulting industry including Employee Compliance, Intake, Conflicts, and Terms. Solutions Advisory Director, Compliance Solutions, Accounting & Consulti...
Our client is currently seeking a Associate Director, Compliance for a permanent/direct hire position that will sit 2-3 days per week onsite in Jersey City, NJQualified candidates may reach out to for immediate consideration. Assist with the development, improvement, and implementation of internal C...
Reporting to the Dean of Students, the Assistant Dean/Director of Student Compliance for Rutgers University-Newark is responsible for creating and implementing a comprehensive plan to ensure that Rutgers University-Newark is in compliance with Title IX and ADA regulations as well as related federal,...
This position reports to the Deputy Athletic Director for Compliance. Serves as a liason for mutliple departments within the DIA along with three (3) sports program, along with being a secondary compliance liaison for one (1) program and helps manage all facets of compliance for those programs. Rutg...
Successful execution will involve working collaboratively with Compliance leadership to ensure their areas of responsibility are aligned with Pharming’s US Compliance program strategy and is effectively implemented, managed, and executed by Pharming personnel to prevent violations of applicable laws...
The Director of ATS and trade surveillance will work under the general direction of the Chief Compliance Officer and will support FUTC's newly established ATS and trade surveillance for the firm's clients. Conduct thorough analysis to develop and implement compliance oversight tools. Provide complia...
Develop and execute an engagement and integration plan in symphony with other Compliance Associate Directors as well Compliance Directors for US Compliance to incorporate requirements and training into commercial operations, and vendors, based on identified gap analyses and risks assessments or pote...