Key Responsibilities:Craft pioneering compliance policies tailored for blockchain and fintech sectorsNavigate financial risks and lead risk management initiativesLead high-performance compliance and risk management teamsRequired Qualifications:Bachelor's degree in Finance, Law, Business Administrati...
Join an award-winning team of dedicated professionals committed to our core values of quality, compassion and community! Southern Regional Medical Center, a member of the Prime Healthcare Foundation, offers incredible opportunities to expand your horizons and be part of a community dedicated to maki...
Key Responsibilities:Maintain and create compliance and privacy policies, procedures, and protocolsConduct risk assessments and audits to identify compliance and privacy issuesCollaborate with internal departments to ensure adherence to guidelinesRequired Qualifications:Bachelor's degree in Healthca...
The compliance officer is responsible for independently monitoring business information barriers and the protection of MNPI across various forms of communication and media. Manage compliance risk management communications, training, documentation, procedures, and processes. Monitor and communicate c...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth ("RPW"), will be a highly visible, ...
The Chief Compliance Officer ("CCO") is ultimately responsible for the compliance functions of the RIA, Oxford Financial Group, LLC ("Oxford") and the commodity pool operator. The person who is in this role may also serve as a BSA Officer of the Trust Company of Oxford ("TCO...
Responsibilities Risk and Compliance *. ...
Performs work under general supervision with review and advice from Environmental Compliance Officer Supervisor or management. Advise senior level professionals or upper-level management on environmental compliance issues and the impact of administrative decisions as they pertain to environmental re...
Join an award-winning team of dedicated professionals committed to our core values of quality, compassion and community! Southern Regional Medical Center, a member of the Prime Healthcare Foundation, offers incredible opportunities to expand your horizons and be part of a community dedicated to maki...
This is an exciting opportunity to join a fast-growing registered investment advisor as a Compliance Officer supporting the RIAs compliance program. Support the Chief Compliance Officer with the annual review of the RIA compliance program. Participate in the annual Compliance Risk Assessment and oth...
The purpose of this classification is to ensure compliance with County regulations including zoning, signs, property maintenance, building codes, business licenses, noise complaints, and historical preservation. Performs property inspections; inspects multi-family dwellings and businesses for compli...
Know Your ***** ** Responsibilities Risk and Compliance * * Responsible for designing, organizing, coordinating and implementing the Risk Management Program with the objective of controlling and minimizing loss to protect the human, physical and fiscal assets of the organization. ...
Join an award-winning team of dedicated professionals committed to our core values of quality, compassion and community! Southern Regional Medical Center, a member of the Prime Healthcare Foundation, offers incredible opportunities to expand your horizons and be part of a community dedicated to maki...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
The Export Control Compliance Officer provides support to the Institute's research mission through monitoring of research plans and activities concerning compliance with applicable laws and regulations that involve travel in and out of the U. Export Control Compliance Officer (Hybrid). Supports and ...
Performs work under general supervision with review and advice from Environmental Compliance Officer Supervisor or management. Advise senior level professionals or upper-level management on environmental compliance issues and the impact of administrative decisions as they pertain to environmental re...
Join an award-winning team of dedicated professionals committed to our core values of quality, compassion and community! Southern Regional Medical Center, a member of the Prime Healthcare Foundation, offers incredible opportunities to expand your horizons and be part of a community dedicated to maki...
We are looking for a compliance officer that will support our wholly owned subsidiary, Archer Financial Services, Inc. This position reports to the IB Director and will work closely with the ADMIS Compliance Department in implementing and overseeing compliance responsibilities for AFS. Monitor and c...
The Chief Compliance Officer (“CCO”) is ultimately responsible for the compliance functions of the RIA, Oxford Financial Group, LLC (“Oxford”) and the commodity pool operator. The person who is in this role may also serve as a BSA Officer of the Trust Company of Oxford (“TCO”), but is not an officer...
Join an award-winning team of dedicated professionals committed to our core values of quality, compassion and community! Southern Regional Medical Center, a member of the Prime Healthcare Foundation, offers incredible opportunities to expand your horizons and be part of a community dedicated to maki...
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Chief Compliance Officer is responsible for providing oversight of the Compliance Program, Privacy, Internal Audit, Coding Compliance and Research Compliance. The Chief Compliance Officer reports directly to the General Counsel and has unfettered access to the Chief Administrative Officer, the C...
Performs work under general supervision with review and advice from Environmental Compliance Officer Supervisor or management. Advise senior level professionals or upper-level management on environmental compliance issues and the impact of administrative decisions as they pertain to environmental re...