The Chief Compliance & Ethics Officer ensures that University officials, management, and employees are in compliance with applicable laws and the rules, requirements, and regulations of applicable state and federal governing and regulatory agencies; that University policies and procedures are being ...
Compliance Officer – To $100K – Boca Raton, FL – Job # 3122. Bank Compliance Officer role in the greater Boca Raton, FL area. Bank Compliance Officer responsibilities include:. This role will be responsible for performing quality control reviews, including analyzing and reporting on all Bank regulat...
The Chief Compliance & Ethics Officer ensures that University officials, management, and employees are in compliance with applicable laws and the rules, requirements, and regulations of applicable state and federal governing and regulatory agencies; that University policies and procedures are being ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Job Summary: The Internal Compliance Trainer is responsible for developing, implementing, and delivering training programs to ensure that all employees and independent contractors understand and adhere to internal compliance policies and regulatory requirements. Work closely with the Compliance team...
The Chief Compliance & Ethics Officer ensures that University officials, management, and employees are in compliance with applicable laws and the rules, requirements, and regulations of applicable state and federal governing and regulatory agencies; that University policies and procedures are be...
Supporting various University committees and affiliated entities and performing general contract review and providing general transactional legal support, including for non-research or health related matters, legal research and any other duties assigned by the Vice President for Legal Affairs & Gener...
Security Officer Hospital Floater. As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal, North America's leading security and facility services company, provides rewarding car...
Allied Universal, North America's leading security and facility services company, provides rewarding careers that give you a sense of purpose. Immediate Openings for Security Professionals!!. Security Experience - 2+ Years. Provide customer service to our clients by carrying out safety and security ...
Partner with external counsel and manage relationships. Active member of the Florida Bar (or eligible for admission as authorized In-House Counsel). Must have experience with a broad range of business transactional matters, including counseling, negotiating and document/contract drafting and review....
Armed Security Officer - Transit. Valid Florida security D and G security license preferred. Allied Universal, North America's leading security and facility services company, provides rewarding careers that give you a sense of purpose. Provide customer service to our clients by carrying out safety a...
Claims Compliance and Audit Specialist. Responsible for executing quality and compliance assessments and/or engaging in regulatory management activities. Partners with key stakeholders to improve compliance with state laws and measures adherence to internal claims procedures. Delivers actionable rep...
Claims Legal and Regulatory Compliance Specialist. Responsible for leading the development and implementation of quality/compliance/legal assessments and/or manages compliance activities to ensure effective oversight of operational risk. Provides expert knowledge and guidance in the design, assessme...
Consumer Compliance Specialist. A Consumer Compliance Specialist determines if modifications are necessary through continuous monitoring, reviews, and research procedures to avoid internal oversight by the institution. This position is a full-time, in-person position reporting to the Chief Complianc...
The Compliance Manager at Bainbridge is responsible for evaluating and improving the effectiveness of our Operations functions as it relates to risk management, control, and processes. The Compliance Manager will provide valuable insights that help Bainbridge maintain a strong control environment, s...
Our team members are highly knowledgeable and have diverse backgrounds in tax compliance, including tax technical compliance and reporting requirements, Pillar II compliance, process and technology enhancement, advanced calculations, and compliance and reporting for inbound and outbound businesses. ...
Job Title: Security Manager, functioning as Senior Security PCI Compliance Analyst Job #: 6800. This position reports to the Security Risk and Compliance Office (SRCO) Manager, Information Technology Office. Perform interim and annual reviews, including assisting with ad-hoc audits for compliance wi...
Affordable Occupancy and Compliance Specialists at Related Management Company (RMC) help prospective and current residents to qualify for affordable housing in the best-in-class properties we manage. Sound like you? Join us as an Affordable Occupancy and Compliance Specialist, and see what's possibl...
Compliance Ops Associate - FINRA Series 24If you are a highly motivated individual and looking to join a vibrant growing company, Hennion & Walsh, Inc. Hennion & Walsh is seeking an experienced Compliance Ops Associate for our growing company. The position will work with our compliance team to help ...
Manager, Internal Audit IT Systems Compliance. The Manager, Internal Audit IT Systems Compliance plans and executes assurance and consulting engagements relating to information systems and related processes. This position identifies and assesses IT, Manager, Systems, Internal Auditor, Compliance, In...
The Virtus CLO Compliance/Analytics Team handles the financial modeling, reviewing, and stress testing compliance models for collateralized loan obligations (CLOs) and similar transactions. The Senior CLO Compliance Analyst is responsible for ensuring models are developed, reviewed, and tested in ac...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Security Officer Hospital Floater. As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal, North America's leading security and facility services company, provides rewarding car...
We are seeking a highly motivated and experienced Insurance Compliance Manager/Director to ensure our company’s adherence to all relevant laws, regulations, and industry standards while mitigating risk. The successful candidate will be responsible for developing and implementing compliance pol...
Manages all aspects of the North America field compliance program; supports the management of the North America Compliance team and all elements of the North America compliance program including conducting risk assessment(s), implementing and training on relevant policies & procedures, and assis...