Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) leading support for. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, an...
Serves as a product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that ma...
Reporting into the Enterprise Chief Compliance Officer, this is a leadership role within SoFi's Compliance organization. As the leading subject matter expert on regulatory matters for the Broker dealer and RIA, Aadvise the Compliance and Legal teams on emerging compliance issues, regulatory changes,...
The Compliance function supports the development and maintenance of a strong regulatory compliance culture by working closely with the Business, Legal, Risk, Controls, and Audit functions to provide expertise on regulatory compliance matters. The Compliance function supports the development and main...
Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) leading support for. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, an...
Large Business and International, Director, Withholding, Exchange and International Individual Compliance (WEIIC), DFO IIC. Identify issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to res...
Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) leading support for. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, an...
Experience in conducting investigations, analyzing basic business operations, verifying compliance with specific laws or activities in the petroleum industry. Experience analyzing complex business operations, verifying compliance with fuel tax laws or activities in the petroleum industry. ...
May complete the Primary Information Security Officer (ISO) or Alternate Information Security Officer (ISO) duties, as outlined by DTI. JOB REQUIREMENTS for Information Security and Compliance Officer. This class is responsible for optimizing and maintaining operational Information Technology (IT) s...
Identifies issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to resolve them. ...
May complete the Primary Information Security Officer (ISO) or Alternate Information Security Officer (ISO) duties, as outlined by DTI. JOB REQUIREMENTS for Information Security and Compliance Officer. This class is responsible for optimizing and maintaining operational Information Technology (IT) s...
Under the Executive Director of Financial Aid guidance, the Associate Director – Compliance is directly responsible for ensuring compliance with federal and state financial aid rules and regulations, as well as instructional policies and procedures. Recommend, interpret, and administer and update fi...
Job Summary As a Compliance - OFAC Sanctions Officer - Associate in Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. The job responsibilities of this Sanctions Compliance Officer position involve the completion of processes around regulatory ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
This position reports to the Senior Director, Compliance Monitoring, Risk, and Investigations and is responsible for leading Compliance monitoring activities, developing and tracking corrective and preventative action plans related to compliance issues, and managing risk assessments. The position wi...
JobPosting","title":"Manager, Global Compliance","datePosted":"2024-08-26T00:00:00","validThrough":null,"description":"What you will be doing\nYou will lead and oversee PMI's organization-wide legal policy compliance and risk management involving global legal regulatory requirements for development ...
The lawyer in this role should have very good to excellent project management skills because the Assistant General Counsel role often requires the lawyer in this role to take on mixed legal and business responsibility for, and project management of, contracts or other matters that the client group w...
This individual will provide general commercial contracts support, and counsel on other general legal matters for other parts of the SoFi enterprise as required. The Assistant General Counsel, Commercial Contracts will be responsible for providing commercial and contract advice to business units and...
Managing Director, Investor Services and Compliance (North America). CSC Fund Solutions, North America is searching for an experienced and proven MD of Investor Services and Compliance with at least 15-20 years of related experience to join their senior leadership team. The focus of this role will b...
As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class. As a Sr Associate Project Manager in the ...
As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in- class. As a Testing Governance Lead in Risk Man...
As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class. As a Fair Lending Quant Modeling Analyst,...
The above information is intended to describe the general nature and level of work performed by employees assigned to this job; it is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities and qualifications required of employees in this role. Confiden...
Manager, AML Reporting & Compliance Client Services. Serves as the designated AML compliance officer, money laundering reporting officer and/or deputy money laundering reporting officer to client entities, with the corresponding duties and responsibilities prescribed by Cayman law. Serve as the ...
Compliance and Operational Risk Manager - Global Markets and Financial RiskCharlotte, North Carolina;Pennington, New Jersey; Newark, Delaware; Plano, TexasJob Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. ...