The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for coordinating with stakeholders across the Major Business Lines (MBL) to provide credible challenge to the business on Enterprise Risk Management Framework activities to ens...
Experience in conducting investigations, analyzing basic business operations, verifying compliance with specific laws or activities in the petroleum industry. Experience analyzing complex business operations, verifying compliance with fuel tax laws or activities in the petroleum industry. ...
Serves as a product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that ma...
Compliance Management International (CMI) is a premier global provider of environmental, health, and safety (EHS) services, serving clients of all sizes for over 30 years. We collaborate closely with organizations, including Fortune 500 companies and governments, to enhance performance by offering i...
Ensure compliance records are maintained in compliance with permit requirements. The Facilities Specialist is responsible for a wide range of tasks. Ensure proper sampling of processed batches of treated material, including chain of custody, to ensure compliance with permit sampling frequency. Revie...
This position reports to the Senior Director, Compliance Monitoring, Risk, and Investigations and is responsible for leading Compliance monitoring activities, developing and tracking corrective and preventative action plans related to compliance issues, and managing risk assessments. The position wi...
Reporting into the Vice President and General Counsel, the Assistant/Associate General Counsel must be able to prioritize multiple competing priorities and communicate effectively with colleagues and clients. Office of General Counsel (“OGC”) attorneys have wide-ranging practices and must handle mul...
This position reports to the Senior Director, Compliance Monitoring, Risk, and Investigations and is responsible for leading Compliance monitoring activities, developing and tracking corrective and preventative action plans related to compliance issues, and managing risk assessments. The position wi...
A Security Officer may perform a multitude of duties as specified by the Post Orders and Standard Operating Procedures (SOP). The Security Officer will read and become extremely knowledgeable of Post Orders and SOP, and will be able to act quickly and efficiently according to such directives. Join o...
You'll be a member of the Content and Policy Analyst that define content standards and outline policy and inclusion criteria for our FCC and Trade Compliance business. You will support the management of our World Compliance data, specifically the maintenance and dissemination of our researcher-facin...
The US Card Compliance team is seeking an experienced Principal Associate who will be responsible for leading and executing risk-based compliance transaction testing under the leadership of a team leader, for the purpose of independently assessing business line adherence to applicable laws, regulati...
As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class. As a Testing Governance Lead in Risk Mana...
BlackRock is currently seeking professionals at the Analyst level to become part of our Portfolio Compliance team. Portfolio Compliance is responsible for implementing controls and processes to ensure compliance with all applicable regulatory and portfolio guidelines. The Portfolio Compliance Group ...
This job is responsible for managing business groups within Corporate Audit and executing on personnel, communication, and expense management activities.Key responsibilities include planning and developing the audit strategy and managing audit services, influencing business executives, and helping b...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
The Director, US Customs Compliance is a newly created role that will be a key leader in the development of our organization's ‘best-in-class' import compliance program with annual volumes of 20k containers and $100MM spend. Ensure all import procedures are in compliance with import/customs regulati...
Plano 5 (31065), United States of America, Plano, TexasCompliance Advisor Manager. The Compliance Advisor Manager sits within the AML Program Risk Office, where they will also support AML Program governance activities. The Compliance Advisor Manager will apply their AML subject matter, as well as, t...
The US Card Compliance team is seeking an experienced Principal Associate who will be responsible for leading and executing risk-based compliance transaction testing under the leadership of a team leader, for the purpose of independently assessing business line adherence to applicable laws, regulati...
NYC 299 Park Avenue (22957), United States of America, New York, New YorkCompliance Advisor Senior ManagerThe Compliance Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer. The Compliance Advisor Senior Manager will work independently from the CBD Ch...
Consumer & Community Banking (CCB) Compliance, Conduct and Operational Risk (CCOR) maintains the end-to-end risk management of CCOR activities and oversees the execution of the CCOR Management Framework associated with second line of defense responsibilities for this Line of Business. Job Responsibi...
Confidential counseling support (EAP), Health Advocacy services and Wellness program with financial incentives. ...
As a Vice President, Assistant General Counsel - Marketing Legal in the Marketing Legal team, you will provide trusted advice to the Marketing, Communications, Brand and Paid Media teams. Experience drafting, negotiating and advising on general matters relating to digital media, marketing and advert...
You will lead and oversee PMI's organization-wide legal policy compliance and risk management involving global legal regulatory requirements for development and implementation of practices and policies to ensure continued organization and stakeholder compliance with relevant global legal requirement...
CRCM (Certified Regulatory Compliance Manager), CIA (Certified Internal Auditor)). Professional Compliance or Audit Certification desired (e. ...