The BRCO Business Unit Compliance Lead for the Line of Business will be responsible to provide expertise on both the Line of Business and the specific rules, regulations and compliance laws impacting the Line of Business to help 1LOD translate and apply them to create proper controls. Risk Managemen...
The North American Compliance Officer ("Compliance Officer") will be an integral part of the Rheinmetall's Compliance team. The Compliance Officer will be responsible for implementation of Rheinmetall's Compliance Management System and key compliance initiatives for the civil entities loca...
Assist in leading comprehensive compliance management system, with a focus on corporate and regulatory compliance. Work closely with Director of Compliance to manage incoming allegations, including reporting within compliance and management, conducting thorough investigations, and preparing recommen...
Under the direction of the Corporate Compliance Officer, the Assistant Compliance Officer aids in the review and evaluation of compliance issues/concerns within LifeWays and its contracted provider network to ensure LifeWays achieves a consistently high-level of adherence with applicable laws, regul...
The BRCO Business Unit Compliance Lead for the Line of Business will be responsible to provide expertise on both the Line of Business and the specific rules, regulations and compliance laws impacting the Line of Business to help 1LOD translate and apply them to create proper controls. BRCO Business ...
Serves as a Compliance Product Officer supporting Mortgage Fulfillment Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk manag...
The HSE Compliance Officer is responsible for working directly with the Inspection Services department, on and off site, for all things HSE related. As a HSE Compliance Officer, you will:. Support Field Operations with HSE client and regulatory compliance. ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Senior Compliance Officer is a senior member of the Compliance organization and oversees the Compliance program of the Instruments business with a high level of independence. The Senior Compliance Officer is also responsible for leading global projects and workstreams and may have additional ove...
Support Director of Compliance in leading cross-functional teams on compliance initiatives and collaborate on global compliance efforts. This position is responsible for implementing the organization's Compliance Management System and driving essential compliance initiatives for civil entities in th...
Northland Area Federal Credit Union is seeking a full-time regulatory Compliance Officer. As a key player in the Credit Union, you will analyze, report and make recommendations on compliance with policies and procedures, based on applicable laws and regulations. Identifies, records an...
The North American Compliance Officer (“Compliance Officer”) will be an integral part of the Rheinmetall’s Compliance team. The Compliance Officer will be responsible for implementation of Rheinmetall’s Compliance Management System and key compliance initiatives for the civil entities located in the...
Provides leadership and coaching to 1LOD to proactively identify and effectively manage risks.Translates and educates 1LOD to enable and drive business relevant implementation of Second Line of Defense (2LOD) risk management frameworks, policies, taxonomies, and inventories.Drives two-way collaborat...
Under the direction of the Corporate Compliance Officer, the Assistant Compliance Officer aids in the review and evaluation of compliance issues/concerns within LifeWays and its contracted provider network to ensure LifeWays achieves a consistently high-level of adherence with applicable laws, regul...
The Director monitors compliance with Affirmative Action and EEO policies and procedures and recommends corrective measures in instances of non-compliance. Director of Equity and Compliance. The Director of Equity and Compliance serves as the institution’s Equal Employment Opportunity (EEO) Coordina...
Receive complaints and distribute them to either in-house counsel or assign cases to appropriate outside counsel. Assistant General Counsel - Embedded Payments. Acts as lead in house counsel to senior management,. Provide legal guidance and counsel to specific department, division, line of business,...
Director of Tax Accounting and Compliance. ...
The Senior DEA Compliance Specialist, reporting to minimal supervision, acts as the site expert on DEA matters related to pharmaceutical manufacturing and controlled substance distribution. This role oversees DEA compliance across the site, manages controlled substance movements, liaises with regula...
The Trade Compliance Specialist is responsible for day-to-day trade compliance activities while overseeing the trade compliance programs for UMBRAGROUP’s US business operations and will be based out of the Linear Motion LLC Business operations in Saginaw, Michigan. This position will support Trade C...
Compliance Specialist III, Vice President. This includes ongoing guidance as well as leading and managing major implementation processes including Compliance Management System (CMS) Monitoring, Third-Party Risk Management and Compliance Risk Assessment. Work collaboratively with the Line of Business...
The Project Manager, Regulatory & Compliance is responsible for overseeing AbleNet's organizational compliance with government laws and regulations. The Project Manager, Regulatory & Compliance collaborates and coordinates with internal and external stakeholders to ensure all compliance and ...
As the Director of Human Resources Compliance, you will be responsible for overseeing and managing all aspects of HR compliance within the organization. As a member of the Legal team and reporting directly to the VP & Deputy General Counsel - HR, you will collaborate with cross-functional teams ...
This individual will report directly to the Deputy Chief Compliance Officer and act as the primary compliance contact for Payments and help guide the implementation of organization-wide compliance policies and procedures within Payments. Serve as the primary compliance contact and trusted advisor to...
Oversees and leads cross functional compliance/standards committee to establish/maintain key controls to improve effectiveness and ensure compliance with regulatory obligations and internal procedures. Establish compliance related training methodology to ensure compliance to, and training is in line...
Our client is actively looking for a talented candidate to join their Broker Dealer Compliance team. Review Compliance policies and procedures for the firm. Advise Senior Management on Broker Dealer compliance issues. At least 2 years of Broker Dealer compliance experience. ...