Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains ri...
The Director of Regulatory Compliance and Privacy Officer has responsibility for managing the effective implementation of the regulatory compliance and information privacy components of Parkland’s Ethics and Compliance Program (“Program”) across the health system. Serves as the organizational Privac...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) supporting. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and guidanc...
A company is looking for a Compliance Advisory Officer to ensure adherence to consumer protection laws and regulations. ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Identifies issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to resolve them. ...
A company is looking for a Senior Compliance Professional to ensure compliance with governmental requirements for their Medicaid business in South Carolina. ...
The role of the Compliance Officer is to develop, administer and monitor the Bank’s programs for compliance with laws, regulations and rules governing operations and product offerings. The Compliance Officer will inform and educate appropriate personnel, senior management and the Boa...
The Advisory Senior Compliance Officer assists the Advisory Compliance Manager in communicating and implementing changes to the Compliance Policy, Program and Procedures as needed to improve compliance, or as required by amendments to the regulations. The Advisory Senior Compliance Officer serves as...
Experience in conducting investigations, analyzing basic business operations, verifying compliance with specific laws or activities in the petroleum industry. Experience analyzing complex business operations, verifying compliance with fuel tax laws or activities in the petroleum industry. ...
The Director of Regulatory Compliance and Privacy Officer has responsibility for managing the effective implementation of the regulatory compliance and information privacy components of Parkland’s Ethics and Compliance Program (“Program”) across the health system. Serves as the organizational Privac...
The Legal Officer will be a member of the executive management team and Chief Compliance Officer for the Integrity Wealth portfolio of companies (“Integrity Wealth”), and will manage regulatory compliance, align legal and compliance strategies to company-wide objectives, suggest innovative business ...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Dir...
We are assisting a client in their search for an experienced RN/Corporate Compliance Officer to fill their corporate, enterprise-wide role, serving as a resource to their programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, register...
The Compliance Independent Assessment Technology Officer is accountable for gathering and documenting the business requirements from Compliance Independent Assessment teams. Responsible for Integration of both Compliance Testing and Compliance Monitoring applications. Engage with ICRM Data and Syste...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Dir...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
Fortress seeks an experienced Compliance Officer to join the Fortress Legal and Compliance Department. Vice President – Compliance Officer. Conducting additional ad hoc compliance assignments, including periodic compliance testing and routine regulatory examinations. The successful candidate will wo...
A company is looking for a Compliance Officer to develop and manage the AML/CFT program. ...
Reporting to Chief Compliance Officer for TCBI Securities, Inc. Draft/update/synchronize the firm’s written policies, procedures and documents including the firm’s written supervisory procedures, compliance manual, code of conduct and operational process documents, and participate in testing same. C...
The role of the Compliance Officer is to develop, administer and monitor the Bank’s programs for compliance with laws, regulations and rules governing operations and product offerings. The Compliance Officer will inform and educate appropriate personnel, senior management and the Boa...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management...
The responsibilities of this role will mainly focus on the management and oversight of multiple commodities trading compliance functions, including developing policies and procedures, performing risk assessments and internal controls, and providing real-time advice and interpretation of applicable l...
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Chief Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Directo...
Possession of a certification as a registered Code Compliance Officer in the State of Texas and the possession of a valid Class C Texas driver’s license. To perform a variety of code compliance inspections; to investigate citizens’ complaints regarding potential code violations. Perform a variety of...