Senior Compliance Officer (VP) - Fair Lending. We have partnered with a large consumer bank in further developing their compliance, specifically fair lending, programs. Perform compliance due diligence for M&A. Review customer complaints, loan approval / denial documentation, advertisements / market...
We are seeking an experienced Chief Compliance Officer for our registered Swap Dealer. Our department prevents, detects and mitigates compliance and regulatory risks across the firm and helps to strengthen our culture of compliance. Manage and report on any incidents of non compliance, maintaining a...
Due to the growth, Paragon Staffing, LLC is looking for an Health and Safety Compliance Officer to join our team! Roles and Responsibilities Ensure that all Health & Safety policies, procedures, rules and regulations are adhered to and are regularly reviewed, updated and communicated. ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Position Summary: The Compliance Officer is tasked with instituting proactive systems and. Certified in Healthcare Compliance (CHC) by the Health Care Compliance Association. Reporting Supervisor: Director of Compliance. Creates and revises systems and procedures by analyzing compliance policies and...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Maintain a deep understanding and advanced knowledge of commonly used IT governance, risk and compliance frameworks. Ability to identify/determine that structures are in place to identify sophisticated cyber threats while focusing on strict compliance mandates. ...
Coordination with, and appropriate supervision of, outside counsel as is required. Provides appropriate counsel and direction to other members of the Legal Affairs Department as well as serving as a mentor in order to foster their professional growth and development as well as their achievement of C...
Reporting to the Senior/Executive Director or Vice President of Regulatory Affairs, the Director of Regulatory Affairs – CMC and Compliance will be responsible preparing CMC regulatory strategies that enable first pass approvals. Maintain compliance of all internal and external policies and regulati...
Are you looking for a role where one day is not like the next? Do you like to get stuff done, have multiple projects going on at once, interact and engage with others, and find creative solutions to business challenges? Want to be a part of a rockstar team that likes to make a difference while havin...
The Sr Security Officer is responsible for overseeing and directing day-to-day work of security personnel. Directs and oversees security officers in the performance of their duties. Responds to calls and codes for security including all plain language Emergency Codes and ensures that security person...
As a security officer, your presence is often the first impression that patients, their families, visitors, and employees have of Hackensack Meridian Health every day. Security Officers provide continuous coverage of the Medical Center, controlling access to the area and assisting patients and visit...
We are seeking a highly skilled and experienced Senior IT Compliance Analyst to join our team. This role will primarily focus on disaster recovery planning and execution (75%) and ensuring compliance with the Sarbanes-Oxley Act (SOX) (25%). The ideal candidate will have a strong background in IT com...
We deliver transformational solutions that stimulate growth, foster compliance, and maximize efficiency for those performing clinical trials. Responsible for assisting and supporting the Compliance team with respect to establishing and maintaining quality assurance standards and measures across WCG ...
The Gateway Development Commission is seeking an experienced and motivated Associate General Counsel II to support the General Counsel and Deputy General Counsel in protecting the Commission’s legal interests and maintaining its operations within the requirements of law. Provide legal support to the...
EisnerAmper is looking to hire a Senior Manager to join its Risk and Compliance Services practice as a dedicated member of the National Security Advisory services team. The Risk and Compliance Services National Security team drives value by delivering a range of risk advisory and compliance solution...
Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, The StoneX Group is made up of four segments that offer endless potential for progression and growth. Strong proficiency with Microsoft Of...
You will serve as a liaison, interfacing with business partners to drive meaningful reductions in UDAAP compliance risk. Support various business line projects to address specific UDDAP compliance risk issues, working with business leaders to analyze and quantify risks, assess solutions or mitigatio...
The Compliance Data Analyst I will report to the GRC Senior Compliance Associate, and assist with ongoing data remediation, data quality checks, license verification from respective state boards to ensure federal, state and EU disclosure reports are reported timely and accurately on behalf of OAPI a...
The Associate II, Compliance is responsible for conducting activities to ensure site compliance to cGMP regulations as well as internal quality procedures. The Associate II Compliance is responsible for managing and conducting Investigations, Product Quality Complaints, CAPAs, Deviations and Change ...
As a member of Everest's Law Department executive team, the SVP, Associate General Counsel - Chief of SEC Reporting and Corporate Transactions ("SVP - SEC Reporting"), will serve as a strategic legal advisor to the Group General Counsel, Group Chief Financial Officer, and Group Accounting ...
Identify and analyze legal issues and present clear recommendations to the CLO/General Counsel and executive team; the Position will report to the CLO/General Counsel, but will be expected and encouraged to develop independent communication and relationships with the management team on a project lev...
As a Senior Regulatory and Compliance Specialist, you will play a critical role in ensuring compliance with global regulations within the pharmaceutical industry. Senior Regulatory and Compliance Specialist. Dedicated onboarding specialist to guide you from offer to your first day. Bachelor’s degree...
The IT Compliance Analyst for our client is responsible for ensuring our compliance with Sarbanes-Oxley 404 (SOX) reporting requirements, and assisting in our other Information Technology initiatives, such as implementation of SOX framework, reviewing/validating SOC reports and assure that our syste...