We are seeking an experienced Chief Compliance Officer for our registered Swap Dealer. Our department prevents, detects and mitigates compliance and regulatory risks across the firm and helps to strengthen our culture of compliance. Manage and report on any incidents of non compliance, maintaining a...
The General Counsel/Chief Compliance Officer (GC/CCO) will be responsible for legal and compliance matters in Ascendis Pharma’s US operations. The GC/CCO will manage and oversee a team of legal and compliance professionals and will be responsible for business conduct in accordance with Ascendis Phar...
Prior Head of Compliance or Chief Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program preferred). We are seeking an experienced Global Head of Compliance Executive to lead our distributed, global compliance team. Our department...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Initially, you will work closely with the CEO to develop the role and compliance structure within the company. B...
The General Counsel/Chief Compliance Officer (GC/CCO) will be responsible for legal and compliance matters in Ascendis Pharma’s US operations. The GC/CCO will manage and oversee a team of legal and compliance professionals and will be responsible for business conduct in accordance with Ascendis Phar...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Initially, you will work closely with the CEO to develop the role and compliance structure within the company. B...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Initially, you will work closely with the CEO to develop the role and compliance structure within the company. B...
Due to the growth, Paragon Staffing, LLC is looking for an Health and Safety Compliance Officer to join our team! Roles and Responsibilities Ensure that all Health & Safety policies, procedures, rules and regulations are adhered to and are regularly reviewed, updated and communicated. ...
The General Counsel/Chief Compliance Officer (GC/CCO) will be responsible for legal and compliance matters in Ascendis Pharma’s US operations. The GC/CCO will manage and oversee a team of legal and compliance professionals and will be responsible for business conduct in accordance with Ascendis Phar...
Position Summary: The Compliance Officer is tasked with instituting proactive systems and. CF; Certified in Healthcare Compliance (CHC) by the Health Care Compliance Association. Reporting Supervisor: Director of Compliance. CF; Creates and revises systems and procedures by analyzing compliance poli...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Initially, you will work closely with the CEO to develop the role and compliance structure within the company. B...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Initially, you will work closely with the CEO to develop the role and compliance structure within the company. B...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Initially, you will work closely with the CEO to develop the role and compliance structure within the company. B...
Position Summary: The Compliance Officer is tasked with instituting proactive systems and. Certified in Healthcare Compliance (CHC) by the Health Care Compliance Association. Reporting Supervisor: Director of Compliance. Creates and revises systems and procedures by analyzing compliance policies and...
Maintain a deep understanding and advanced knowledge of commonly used IT governance, risk and compliance frameworks. Ability to identify/determine that structures are in place to identify sophisticated cyber threats while focusing on strict compliance mandates. ...
Joule, a System One division, is looking to expand its dynamic internal team of recruiting and operations professionals.With more than 6,000 employees and roughly 40 offices throughout the we provide scientific, clinical, engineering, energy, IT, legal and admini....
The Compliance Data Analyst I will report to the GRC Senior Compliance Associate, and assist with ongoing data remediation, data quality checks, license verification from respective state boards to ensure federal, state and EU disclosure reports are reported timely and accurately on behalf of OAPI a...
Coordination with, and appropriate supervision of, outside counsel as is required. Provides appropriate counsel and direction to other members of the Legal Affairs Department as well as serving as a mentor in order to foster their professional growth and development as well as their achievement of C...
The (Senior) Manager, SOX Compliance is a pro-active hands on leader and is responsible for project management and execution of the SOX program of the organization. Manager, SOX Compliance - 120K-160K. Manager, SOX Compliance – 100K-135K. The position will have a pivotal role in the company’s compli...
This position will support company compliance to the Drug Supply Chain Security Act (DSCSA). This includes Line of Business systems and SOPs related to compliance activities. Reports to Director, NNI Logistics and Compliance. Responsible for supporting activities relating to Serialization DSCSA Comp...
Identifies and aggressively pursues strategies and actions for global trademark and copyright protection, enforcement, and counseling. ...
The Senior Director, Ethics and Compliance, is a leader on our Ethics and Compliance team and a member of the US Leadership Team. Reporting to the Chief Ethics, Compliance & Privacy Officer, with strong partnership with senior leaders across Legal, Commercial, Medical, Clinical, Regulatory, Manufact...