Compliance Officer: Average Salary in Fairfield, CT in 2024
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Compliance Officer - Systems and Operations (USA or India)
Operational Systems Compliance - Monitoring operational functioning and the portfolio process for compliance, including positions, order activity and other systematic parts of the process in keeping with procedural requirements, for potential errors as well as monitoring conduct. Product and Financi...
Compliance Officer
Support the Code of Ethics Program, including oversight of all personal securities trading, periodic attestations and certifications and related staff regulatory reporting obligations.Administer and manage a regional Code of Ethics programs, across multiple branch offices and investment platforms.In...
Compliance Officer - Mutual Funds
Global Regulatory Compliance, Mutual Funds is a five-person team responsible for overseeing the compliance programs of the US domiciled registered investment companies for the Chief Compliance Officers. Support the Chief Compliance Officers (CCOs) in the preparation, assembly, and dissemination of t...
Compliance Officer - Systems and Operations (USA or India)
Operational Systems Compliance - Monitoring operational functioning and the portfolio process for compliance, including positions, order activity and other systematic parts of the process in keeping with procedural requirements, for potential errors as well as monitoring conduct. Product and Financi...
BDO Capital Advisors, President & Chief Compliance Officer
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Sr. Compliance Officer, Asset Management - Alternatives
The successful candidate will report to the Chief Compliance Officer of 50 South and also the Alpha Strategies Fund, a registered closed-end fund managed by 50 South. This position is part of Northern Trust’s Asset Management (“NTAM”) Compliance team, led by the Head of Compliance for Asset Manageme...
Manager, Global Compliance
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Security Officer Premier High Rise
Security Officer Premier High Rise. As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal, North America's leading security and facility services company, provides rewarding ca...
Associate General Counsel, Real Estate
Position Overview of the Associate General Counsel:. As the Associate General Counsel at BLT, you will play a critical role in managing legal matters related to our real estate business. You will work closely with the General Counsel and other key stakeholders to provide legal guidance and ensure co...
Audit Manager, Consumer Compliance
Audit Manager, Consumer Compliance. Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE). ...
Director of Compliance
We are a passionate team of healthcare professionals, food entrepreneurs, business executives and experienced product management united by our belief that nutritious food and health education are strong determinants of good health and a life well-lived. The Director of Compliance is responsible for ...
Insurance Regulatory Compliance Analyst
You will work on regulatory compliance matters related to PartnerRe’s Accident & Health Business including producer appointment support, regulatory filings, state regulator inquiries, and cyber security compliance initiatives. Provide support for the regulatory compliance needs of PartnerRe Nort...
Associate General Counsel, Real Estate
Position Overview of the Associate General Counsel:. As the Associate General Counsel at BLT, you will play a critical role in managing legal matters related to our real estate business. You will work closely with the General Counsel and other key stakeholders to provide legal guidance and ensure co...
Financial Compliance Manager
Compliance Manager Qualifications:. At least 3 years of hands-on lending compliance experience in a banking environment. Has lead the development and enforcement of lending compliance policies and procedures. Experience ensuring compliance with all relevant laws and regulations, such as Flood Insura...
Director, Risk, Forensics & Compliance (National Security, Trade & Technology)
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...
Chief Operating Officer
Located in Westport, Connecticut, our client is creating a group COO role to facilitate growth across each of its operating businesses, and to institutionalize (and standardize) operating infrastructure, data management, reporting, vendor management, contracting, and compliance. ...
Compliance Manager
Our client is looking for a Compliance Manager with experience in Sec 8, LIHTC, affordable and HUD to base out of a large property in Stamford, CT. This is a single site Compliance Manager position that works on site, 40 hours a week. First-class, well-respected owner, developer and manager of multi...
Security Officer Full Time
As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal Is Seeking Full Time Security In Stamford, CT. Provide customer service to our clients by carrying out safety and security...
SECURITY OFFICER FT FLEX
Valid CT Security Officer License (Guard Card). If you appreciate having a team to support and challenge you to achieve your goals, come build your career at United Security!. ...
Security Officer
Must posses a State Issued License as Security Officer (where applicable) or meet qualifications to complete state required Security Officer Affidavit/Registration. As a fully integrated provider of uniformed security, investigative, and consulting services, we provide the highest levels of asset pr...
Security Officer Part Time Friday-Sunday (21 Hours)
High school education, plus one year additional schooling in related security courses. Must have State of Connecticut Security License. Minimum six months experience in a similar security position is required. ...
Chief Operating Officer - Audit
This job is responsible for managing business groups within Corporate Audit and executing on personnel, communication, and expense management activities.Key responsibilities include planning and developing the audit strategy and managing audit services, influencing business executives, and helping b...
Trade Compliance Analyst
This includes our operational processes, customs valuation, product classification in the HS, PGA compliance, government reporting and internal audits, free trade agreement compliance, and government reporting procedures, and to help ensure compliance with laws governing international trade. This ro...
Sr Content and Policy Analyst
You'll be a member of the Content and Policy Analyst that define content standards and outline policy and inclusion criteria for our FCC and Trade Compliance business. You will support the management of our World Compliance data, specifically the maintenance and dissemination of our researcher-facin...
Compliance Director - Institutional Equities, Options & Fixed Income
Citizens institutional broker-dealer, is seeking a highly skilled Compliance Director to lead our advisory and trade surveillance efforts. As the Director of Institutional Equities, Options, and Fixed Income Compliance, you will be responsible for overseeing both advisory and trade surveillance func...