The Senior Compliance Officer will work directly with the firm’s Chief Compliance Officer (“CCO”) to administer and support the RIA’s Rule 206(4)-7 compliance program, including, but not limited to, updating and maintaining the written policies and procedures and managing the compliance-related test...
Reviews identified issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to resolve them. ...
Ability to analyze various compliance problems or regulations and develop effective solutions in conjunction with the Chief Compliance Officer. Masters Degree and additional education such as having attended the ICB/ABA Graduate Compliance School, Institute of Certified Bankers/American Bankers Asso...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Build out the current administration of companywide compliance program. Collaborate with 7 internal reps and CEO...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Perform Compliance due diligence for mergers and acquisitions. Assist the Fair Banking Director in developing compliance review programs. Assist lending staff in compiling and analyzing HMDA compliance metrics, drafting summary reports and recommendations associated with that analysis, and reporting...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Build out the current administration of companywide compliance program. Collaborate with 7 internal reps and CEO...
Reporting to the Director of Research Compliance, the Compliance Analyst (Professional Services Specialist 2) supports the operational needs of the compliance function within the Office of Research and Sponsored Programs (ORSP), including Institutional Review Board (IRB) and Institutional Biosafety ...
You’ll help with tactical planning using resources like MS Project and regular interactions with integrated product team stakeholders, project officers, and senior leaders. Applicants selected will be subject to a security investigation and may need to meet eligibility requirements for access to cla...
You’ll help with tactical planning using resources like MS Project and regular interactions with integrated product team stakeholders, project officers, and senior leaders. Applicants selected will be subject to a security investigation and may need to meet eligibility requirements for access to cla...
Job Description | Manager, Pharmacy Compliance. Title | Manager, Pharmacy Compliance. Department | Quality/Compliance. Reports To | Director, Pharmacy Compliance. ...
The COO is a key leadership role responsible for overseeing and optimizing the day-to-day operations of multiple production and distribution facilities.This position plays a crucial role in developing and implementing strategies to drive growth, streamline processes, and ensure the highest level of ...
Provide legal guidance, expertise and support to Valley National Bank, a regional, federally chartered bank with $61 billion in assets, on a variety of banking, regulatory and risk matters, primarily focusing on the applicability of federal and state banking laws and regulations to Valley's deposit ...
The Director, Compliance, will be responsible for establishing and updating compliance strategy and guidance for IBSA’s US commercial and medical operations in collaboration with the Global compliance team. Monitor and audit the effectiveness of the compliance program, and when necessary, conduct in...
As a security officer, your presence is often the first impression that patients, their families, visitors, and employees have of Hackensack Meridian Health every day. Report for duty in a clean and complete Medical Center issued uniform, including photo identification badge and security officer bre...
Coordination with, and appropriate supervision of, outside counsel as is required. Provides appropriate counsel and direction to other members of the Legal Affairs Department as well as serving as a mentor in order to foster their professional growth and development as well as their achievement of C...
As an Environmental Permitting & Compliance Engineer, Scientist, or Project Manager, you will play a key role in ensuring environmental compliance across multiple projects. Environmental Permitting & Compliance Project Manager/Engineer/Scientist. Environmental Permitting & Compliance Engineer, Scien...
The Associate General Counsel, Regulatory & Quality, will support a wide variety of FDA regulatory and quality matters related to the design, manufacture, distribution, and sale of Getinge medical devices worldwide, including product submissions, premarket activities, quality system regulations, man...
The Compliance Manager will also have one direct report, The Retail Compliance Specialist. The next minute partnering with NJ Leadership in Operations to review a compliance audit. And the next minute developing and rolling out a new compliance procedure. Conducting regulatory compliance assessments...
Click on Learn more about this agency button below to view Eligibilities being considered and other IMPORTANT information.WHERE CAN I FIND OUT MORE ABOUT OTHER IRS CAREERS? Visit us on the web at www.Yes-as determined by the agency policy.You may be expected to travel for this position.Relocation ex...
We are seeking a Banking Compliance Testing Senior Manager to join our Financial Services Consulting team. This individual will lead team members delivering Crowe’s regulatory compliance projects, including compliance audit and testing, program and risk assessments, and regulatory remediation. Demon...
Measure performance related to DPD (including training and compliance), proactively make visible informative metrics that enable compliance and decisions and drive a culture of compliance. The position also develops and makes visible performance metrics for DPD organization and drives a culture of c...
This position requires the candidate to function as the Information System Security Officer (ISSO) for multiple programs and performs as a technical liaison in support of the security standards and requirements relevant to the NIST Risk Management Framework (RMF) Step 1 thru Step 6 for the informati...
Provides timely, accurate and complete reports on the operating condition of the company. ...