Reporting to the Head of Compliance and GFC - MENA and working closely with Compliance Officer in Morgan Stanley Saudi Arabia, the individual will assume a number of responsibilities in Compliance and Global Financial Crimes (GFC) department. Working with the MENA Head of Compliance to deliver the a...
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...
Large broker dealer located in Midtown Manhattan or Los Angeles looking to add a “VP – Capital Markets Compliance Officer” to their team. Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key r...
It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. ...
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Key Responsibilities:General· Secretary (schedule & take the minutes) of the Committees managed by CACIB US Complianceo US Compliance Management Committeeo US Complex Transaction Committeeo US New Activity Product Committeeo US Disciplinary Committeeo Americas Data Protect...
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
Security Officer Educational Facility. As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal, North America's leading security and facility services company, provides rewarding...
The Compliance Specialist is responsible for assessing and ensuring compliance with regulatory standards (OPWDD, OCFS, SED, DOH) and internal policies within the organization. Perform regular audits of processes, systems, and documentation to ensure compliance with applicable regulations and standar...
Provides concise and timely briefings to the General Counsel, senior level business and upper-level legal management. Other legal duties and responsibilities as identified by the General Counsel. Manages and participates in extensive research of legal principles and precedents and consults with outs...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Pupil Accounting and Compliance Manager . This position combines technical expertise with leadership responsibilities to ensure accurate data management, compliance with state and federal regulations, and effective reporting across multiple departments. Ensure compliance with School, State, and Fede...
Hamilton College (“Hamilton” or “the College”), a pre-eminent residential liberal arts college with 2,000 students located in Clinton, NY, seeks a collaborative, communicative, and assured change agent to be its next Director of Title IX and Civil Rights Compliance (“Director”). Director of Title IX...
Squarespace is looking for a Payroll Specialist to join the Payroll function of our growing company. You will report to the Head of Global Payroll & Compliance. ...
Securitas is hiring Security Officers for a healthcare location in Utica NY!. Frequently our Security Officers will provide customer service and information to a client’s employees and customers. Customer service and prior security experience preferred. Securitas is a global company that offers the ...
The Associate General Counsel & Privacy Officer is a key business partner and a senior member of the legal team, reporting to the Deputy General Counsel and serving as Success Academy's Privacy Officer. Success Academy Charter Schools is seeking an Associate General Counsel & Privacy Officer to serv...
Reporting into the Lead of the Sprint Compliance team, this Specialist will be responsible for the execution of billing the DOE for Special Education services provided by SA through bi-monthly invoicing cycles. They will also work collaboratively within the Sprint Compliance team to ensure that scho...
As a Security Officer, you will play a key role in the protection of people, property, and information while supporting the success of our company by being a member of Wolfspeed’s Security and Emergency Management Department. This role reports to the Security Shift Supervisor and in some cases the S...
Internal Audit and Compliance Testing – Prepare requested information for CRA compliance related internal audits, exams and compliance testing. Community Development Finance, Compliance and Community Relations – Associate. The department's responsibilities include community development lending, inve...
Fortress Investment Group seeks an entry level Compliance Analyst to join the Fortress Compliance Department. The successful candidate will work with members of the Legal and Compliance Department and other departments and businesses around the firm on, among other things, the following major items:...
Respond to regulatory and internal inquiries and advise on regulatory registrations and designation required based on covered activities· Assist in preparing for and coordinating internal audit and regulatory examsManagement and ReportingDirector in GMRC Registration team will report directl...
The Operational Compliance Analyst will be pivotal in ensuring our aviation teams are provided with robust data analysis & risk management, contributing to strategic decision-making across departments. Data Analysis: Utilize statistical tools & techniques to explore data, identify patterns, relation...
Provides support to the Title 31 compliance program as needed, and serves as a back-up to the Senior AML Compliance Analyst for assigned tasks. The Senior Casino Accounting and Compliance Analyst ensures our casino's operations stay in line with regulations by coordinating responses, developing inte...
The Quality Compliance Specialist will report directly to the EHS Compliance Manager. Update and edit quality and company procedures to support ISO:9001:2015, 45001:2018, and 14001:2015 Organize & retain policies & documents to lifecycle retention Archive inactive electronic & hardcopy records in ac...
AML Compliance, Screening Specialist. Working closely with colleagues in broader compliance discipline and lines of business. ...