Reporting to the Head of Compliance and GFC - MENA and working closely with Compliance Officer in Morgan Stanley Saudi Arabia, the individual will assume a number of responsibilities in Compliance and Global Financial Crimes (GFC) department. Working with the MENA Head of Compliance to deliver the a...
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Summary:The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (“G...
As a Compliance Risk Management Senior Officer within the JPMorgan Private Bank Portfolio Management Group (PMG), you will support the Compliance Lead in implementing the compliance program. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilie...
It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. ...
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
Large broker dealer located in Midtown Manhattan or Los Angeles looking to add a “VP – Capital Markets Compliance Officer” to their team. Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key r...
The Director will lead the office through the lens of change management, with the vision of the office’s future, and give shape to it by implementing a creative outreach and community-based strategy that leverages a campus-wide support network. Hamilton College (“Hamilton” or “the College”), a pre-e...
Solid and reliable performance as a Flex Officer will earn the Security Officer consideration for assignment to supervisory or other leadership posts. Many of our employees began their careers as Security Officers, and today we are proud to say they have become a part of the Senior Leadership Team (...
The Compliance Specialist is responsible for assessing and ensuring compliance with regulatory standards (OPWDD, OCFS, SED, DOH) and internal policies within the organization. Perform regular audits of processes, systems, and documentation to ensure compliance with applicable regulations and standar...
Respond to regulatory and internal inquiries and advise on regulatory registrations and designation required based on covered activities· Assist in preparing for and coordinating internal audit and regulatory examsManagement and ReportingDirector in GMRC Registration team will report directl...
The Clinical Regulatory Compliance Specialist provides and supports regulatory, accreditation and certification activities to achieve and sustain ongoing compliance. Identifies and assesses risk as an integral part of the regulatory compliance review process. ...
Senior Compliance Advisory Manager. This position requires close partnership with our financial crime compliance operational and product teams, with opportunities to present to senior stakeholders and shape the strategic direction of the financial crime compliance program. Represent fincrime complia...
The Associate General Counsel & Privacy Officer is a key business partner and a senior member of the legal team, reporting to the Deputy General Counsel and serving as Success Academy's Privacy Officer. Success Academy Charter Schools is seeking an Associate General Counsel & Privacy Officer to serv...
The Quality Compliance Specialist will report directly to the EHS Compliance Manager. Update and edit quality and company procedures to support ISO:9001:2015, 45001:2018, and 14001:2015Organize & retain policies & documents to lifecycle retentionArchive inactive electronic & hardcopy records in acco...
Pupil Accounting and Compliance Manager . This position combines technical expertise with leadership responsibilities to ensure accurate data management, compliance with state and federal regulations, and effective reporting across multiple departments. Ensure compliance with School, State, and Fede...
Squarespace is looking for a Payroll Specialist to join the Payroll function of our growing company. You will report to the Head of Global Payroll & Compliance. ...
The Manager, Member & Provider Operational Compliance will ensure compliance excellence and operational integrity while fostering a culture of operational compliance, representing Operations in discussions with regulatory bodies, and ensuring that the organization is prepared for Market Conduct Exam...
Our team is passionate about our mission: making peoples lives better.Were headquartered in NYC & offer hybrid NY-based positions (three days/ week in-office)....
The Associate, Member & Provider Compliance will play a crucial tactical role in supporting compliance within Member and Provider Operations by analyzing challenges, coordinating responses, and delivering positive outcomes based on inputs from stakeholders. We're hiring an Associate, Member & Provid...
Job Title: Security Officer Armed Courier- Secure Transit Specialist. Security Officer Armed Courier. As a Courier Security Officer, you will be responsible for conducting secure courier services, including the pickup and drop-off of valuable assets such as money and sensitive documents. We are seek...
Provides support to the Title 31 compliance program as needed, and serves as a back-up to the Senior AML Compliance Analyst for assigned tasks. The Senior Casino Accounting and Compliance Analyst ensures our casino's operations stay in line with regulations by coordinating responses, developing inte...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Cockroach Labs is hiring a Compliance & Risk Analyst to support our Compliance Manager. Collaborate with internal teams to address pre-sales security & compliance questionnaires & attract customers by upholding modern compliance programs. In your second month, you will become an integrated member of...