The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. ...
Large broker dealer located in Midtown Manhattan or Los Angeles looking to add a “VP – Capital Markets Compliance Officer” to their team. Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key r...
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Key Responsibilities:General· Secretary (schedule & take the minutes) of the Committees managed by CACIB US Complianceo US Compliance Management Committeeo US Complex Transaction Committeeo US New Activity Product Committeeo US Disciplinary Committeeo Americas Data Protect...
Reporting to the Head of Compliance and GFC - MENA and working closely with Compliance Officer in Morgan Stanley Saudi Arabia, the individual will assume a number of responsibilities in Compliance and Global Financial Crimes (GFC) department. Working with the MENA Head of Compliance to deliver the a...
Assistant General Counsel & Director. ...
As a Cleared Security Officer, you'll receive specialized training in site-specific security protocols associated with your clearance level, allowing for skill development and professional growth in the security field. Allied Universal is hiring a Security Officer - Cleared (Clearance Required - Una...
Security Officer Shipping Warehouse. As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal, North America's leading security and facility services company, provides rewarding c...
Security Officer Insurance Office. As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal, North America's leading security and facility services company, provides rewarding car...
Ramboll is seeking a highly motivated Manager to lead projects and tasks primarily in regulatory compliance and land use permitting. Provide project strategy, oversight and direction for regulatory compliance, environmental permitting and land use projects. Conduct and prepare permitting alternative...
The Compliance Specialist will be responsible for supporting Helio Health's internal Compliance department, including incident review and investigation processes to ultimately provide the best possible service to our patients. The successful candidate will develop and maintain relationships across a...
Basic knowledge of and experience with Windows applications and Microsoft Office.Experience accurately inputting information into and retrieving information from the computer.It'd be great if you also have:.Associate degree in Business Administration.Availability to work additional hours as needed, ...
As a compliance specialist, you will be working directly with the Operations Manager, communicating compliance results. Job Title: Compliance Specialist . ...
Manage external counsel relationships. Please note that the salary information is a general guideline only. ...
As a Government Investigations & Regulatory Enforcement Attorney - Vice President, Assistant General Counsel in our Government Investigations & Regulatory Enforcement team, you will represent JPMorgan Chase & Co. You will work independently and with external counsel. ...
At Compass, our mission is to help everyone find their place in the world.Founded in 2012, were revolutionizing the real estate industry with our end-to-end platform that empowers residential real estate agents to deliver exceptional service to seller & buyer clients....
As a Security Officer, you'll undergo thorough training and receive all necessary resources to protect everyone within our properties. Your Day-to-Day as a Security Officer with us:. Respect for the authority of base and command officers by promptly and professionally complying with direction from t...
As a Security Guard/ Security Officer with Maximum Security, you will be an important part of our team. Our guards' fall into one of two major roles: Residential gated community security guard: the primary duties of a gated community security officer include greeting the guests,...
The Associate General Counsel & Privacy Officer is a key business partner and a senior member of the legal team, reporting to the Deputy General Counsel and serving as Success Academy's Privacy Officer. Success Academy Charter Schools is seeking an Associate General Counsel & Privacy Officer to serv...
This campus-based position supports strategic direction and administration of the implementation and is capable of monitoring of all aspects of the office of athletics compliance. This includes the interpretation of NCAA guidelines and by-laws (30+), education of athletes, coaches and campus units, ...
Provides security at various postings in gaming facility to maintain order through company regulations & policies. Maintain the safety and security of casino guests and new associates. Other duties as assigned by Security Shift Supervisor. High school diploma or General Education Degree (GED) is pre...
Capital is looking to hire a Tax Compliance Analyst to join the Fund Finance Central Services team. Coordinate closely with Fund Finance teams to streamline the payment process, ensuring efficiency & compliance with financial regulations, & responsible for timely & accurate submission of tax payment...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...