It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. ...
Large broker dealer located in Midtown Manhattan or Los Angeles looking to add a “VP – Capital Markets Compliance Officer” to their team. Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key r...
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Summary:The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (“G...
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
Reporting to the Head of Compliance and GFC - MENA and working closely with Compliance Officer in Morgan Stanley Saudi Arabia, the individual will assume a number of responsibilities in Compliance and Global Financial Crimes (GFC) department. Working with the MENA Head of Compliance to deliver the a...
Security Officer Insurance Office. As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal, North America's leading security and facility services company, provides rewarding car...
Assistant General Counsel & Director. ...
These physical requirements are representative of what is necessary for an employee to successfully perform the essential functions of the Operations Compliance and Audit Specialist position. The Operations Compliance and Audit Specialist is often required to sit, to stand, to walk, conduct phone in...
As a compliance specialist, you will be working directly with the Operations Manager, communicating compliance results. Job Title: Compliance Specialist. ...
Ramboll is seeking a highly motivated Manager to lead projects and tasks primarily in regulatory compliance and land use permitting. Provide project strategy, oversight and direction for regulatory compliance, environmental permitting and land use projects. Conduct and prepare permitting alternative...
Basic knowledge of and experience with Windows applications and Microsoft Office.Experience accurately inputting information into and retrieving information from the computer.It'd be great if you also have:.Associate degree in Business Administration.Availability to work additional hours as needed, ...
We are currently seeking a dedicated Employee Relations and Compliance Specialist to join our HR team and uphold our commitment to excellence in employee relations, compliance management, and diversity, equity and inclusion. The Employee Relations and Compliance Specialist will play a key role in ma...
As a Cleared Security Officer, you'll receive specialized training in site-specific security protocols associated with your clearance level, allowing for skill development and professional growth in the security field. Allied Universal® is hiring a Security Officer - Cleared (Clearance Required - Un...
As a Security Guard/ Security Officer with Maximum Security, you will be an important part of our team. Our guards' fall into one of two major roles: Residential gated community security guard: the primary duties of a gated community security officer include greeting the g...
Pupil Accounting and Compliance Manager . This position combines technical expertise with leadership responsibilities to ensure accurate data management, compliance with state and federal regulations, and effective reporting across multiple departments. Ensure compliance with School, State, and Fede...
The Manager, Member & Provider Operational Compliance will ensure compliance excellence and operational integrity while fostering a culture of operational compliance, representing Operations in discussions with regulatory bodies, and ensuring that the organization is prepared for Market Conduct Exam...
The Clinical Regulatory Compliance Specialist provides and supports regulatory, accreditation and certification activities to achieve and sustain ongoing compliance. Identifies and assesses risk as an integral part of the regulatory compliance review process. ...
As a Government Investigations & Regulatory Enforcement Attorney - Vice President, Assistant General Counsel in our Government Investigations & Regulatory Enforcement team, you will represent JPMorgan Chase & Co. You will work independently and with external counsel. ...
The Compliance Review Specialist playsan important role on the marketing communications (marcom) team to support our Front Line Care category content approvals & distribution, i. This role will also efficiently coordinate compliance-related revisions and prioritize approval workload and deadlines ac...
At Compass, our mission is to help everyone find their place in the world.Founded in 2012, were revolutionizing the real estate industry with our end-to-end platform that empowers residential real estate agents to deliver exceptional service to seller & buyer clients....
The Compliance Specialist will be responsible for supporting Helio Health’s internal Compliance department, including incident review and investigation processes to ultimately provide the best possible service to our patients. The successful candidate will develop and maintain relationships across a...
Lead Government Accounting Analyst. Accounting & Government Compliance organization. This position will report directly to the Director of Government Accounting & Compliance. It will support government accounting and compliance activities such as developing and submitting direct and indirect rate pr...
Arrow Security is seeking motivated individuals with prior Law Enforcement experience to join our team of security officers for the Syracuse School District. As a School Security Officer, you will play a critical role in ensuring the safety and security of the students, staff, and guests within the ...