Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing inde...
Global Regulatory Compliance, Mutual Funds is a five-person team responsible for overseeing the compliance programs of the US domiciled registered investment companies for the Chief Compliance Officers. Support the Chief Compliance Officers (CCOs) in the preparation, assembly, and dissemination of t...
The Compl AML Core Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Evaluate, enhance and implement best-in-class AML Compliance policies and practices. Provide...
Serves as a senior Finance & Risk compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management frame...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management...
The Payment Intermediary (PI) AML Compliance Risk Management (ACRM) Officer is responsible for partnering with Services business teams to deliver AML-risk mitigated solutions for our PI customers. Conducting enhanced due diligence on PI clients, including client site visits and engagement with senio...
The Compliance Officer Quantitative Strategies will be a member of GLA’s compliance department and will primarily focus on supporting the firm’s quantitative team located in Tampa, FL. The position will serve as the compliance program lead collaborating closely with other members of the GLA and Wint...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Compliance Officer II, Advisory is responsible for providing guidance related to regulatory compliance requirements in an advisory capacity and serving as a subject matter resource to all lines of business. Advises business units on remediating regulatory compliance issues identified through sel...
BSA/AML Compliance Officer – To $90K – Tampa, FL – Job # 3253. Our client is seeking to fill a BSA/AML Compliance Officer role in the greater Tampa, FL market. The successful candidate will be responsible for the implementation and management of effective Bank Secrecy Act (BSA) and Anti-Money Launde...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing - Branch Examinations team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's complianc...
Serve as advisor to Compliance Officer I and Compliance Officer II advisory employees. The Senior Compliance Officer, Advisory, is responsible for providing guidance related to bank regulatory compliance requirements in a leadership advisory capacity and serving as a subject matter resource to the A...
Now's the time to honor yourself—join our security team during Security Officer Appreciation Week and make a difference every day!. Allied is Seeking a Security Officer - Retail. As a Retail Security Officer, you will serve and safeguard clients in a range of industries such as Commercial ...
As Compliance Manager you will Support the Compliance program by identifying issues and collaborating with corporate leadership on actions. Compliance Manager – Turks & Caicos Island – Up to $72,000. The client is now seeking an experienced Compliance Manager. Develop and maintain policies, conduct ...
Develop and maintain standard operating procedures (SOPs) and implement technology solutions to streamline processes. ...
The Director of Trade Compliance is responsible for overseeing and managing the organization’s trade compliance program. The Director of Trade Compliance is responsible for overseeing and managing the organization’s trade compliance program. The Director will work closely with various departments, i...
The Associate General Counsel reports directly to the Executive General Counsel and is responsible for handling a variety of fairly routine assigned legal projects within the Legal Department. Associate General Counsel - First Party Defense. Conducting legal research and drafting legal memoranda to ...
They are seeking a Compliance Associate/Officer to join their team and report to the CCO. Regulatory Compliance: Ensure compliance with industry regulations, especially those set by financial regulatory bodies. Proven experience as a Compliance Officer, Compliance Manager, or similar position, prefe...
Reporting directly to the SVP General Counsel/Chief Compliance Officer, the Associate General Counsel - Regulatory, Compliance, and IP (AGC) will establish strategy and provide legal advice and counsel relating to several subject matter areas, including FDA/TFC laws and regulations, intellectual pro...
Lonza Tampa, Florida is looking for an experienced Quality Assurance Compliance Specialist with the responsibility to ensure supplier quality compliance, both at initial compliance and ongoing conformance to established quality assurance processes and standards. The role is a member of the site Qual...
Under general direction and with a high level of autonomy, uses extensive knowledge and skills obtained through education and experience to manage legal matters that involve an assigned functional area. Maintains extensive contact with internal customers, Senior Management, and outside counsel to id...
Responsible for ensuring operations and recording of all security equipment and for enforcing company security policies, procedures and regulations to ensure the safety of employees and visitors. Respond to various requests from Jabil employees at the security window or through e-mail requests. Perf...
Being a member of DTCC General Counsel's Office, the Assistant General Counsel will have primary responsibility for providing legal advice and guidance to DTCC's worldwide procurement and sourcing teams on agreements of all types, including SAAS, software licensing, professional services, nondisclos...
Our environment is dynamic, committed to dedicated service delivery to our clients and a best in class employee experience for our thousands of security officers. Did you know that Security is now a True Valued Profession?. Security, Military, Corrections, or Law Enforcement experience is a PLUS. St...