A leading Investment Management firm in Miami and looking to hire their first Chief Compliance Officer. Chief Compliance Officer Responsibilities:. Chief Compliance Officer Qualifications:. Developing and implementing a compliance program with tailored policies and procedures. ...
We are seeking an energetic Chief Compliance Officer (“CCO”) to join our founding Senior Leadership Team. Conduct risk assessments and compliance reviews to identify potential risk areas and conflicts of interest; conduct annual compliance review. You will work on a variety of legal- and compliance-...
Job Summary: The Internal Compliance Trainer is responsible for developing, implementing, and delivering training programs to ensure that all employees and independent contractors understand and adhere to internal compliance policies and regulatory requirements. Work closely with the Compliance team...
Serve as advisor to Compliance Officer I and Compliance Officer II advisory employees. The Senior Compliance Officer, Advisory, is responsible for providing guidance related to bank regulatory compliance requirements in a leadership advisory capacity and serving as a subject matter resource to the A...
As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal, North America's leading security and facility services company, provides rewarding careers that give you a sense of purpo...
As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal, North America's leading security and facility services company, provides rewarding careers that give you a sense of purpo...
Wednesday - Sunday 4 pm - midni Security Officer, Officer, Warehouse, Security. As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. ...
The Compliance Quality Assurance Manager (QA Manager) is responsible for operational support duties of the Compliance Management Team as directed by the Compliance Manager. Manages the Quality Control Program and Supervises the Compliance Specialist Quality Assurance, Assurance, Manager, Compliance...
Security Officer - $15 per hour White Springs, FL Live Oak, FL Lake City, FL Applicants must: have computer knowledge and be able to multi-task in a stressful environment. The Security Officer position helps maintain a safe and secure environment for our clients by actively monitoring the premises, ...
Are you ready to build your career by joining a commercial data and analytics company? If so, our client is hiring a Compliance and Ethics Analyst!. The Global Compliance & Ethics (GC&E) Program & Operations Analyst is an integral team member responsible for supporting the GC&E Team with key deliver...
Security Officer Medical Site Boca Raton, Florida Save Job Responsibilities Career Path Rewards Security Officer Medical Site Position Type Full Time Shift Type Afternoon,Evening,Overnight Req ID 2024-1276830 Work Days Available Friday,Saturday,Sunday,Thursday,Wednesday Posting Date Sep. We offer me...
Why you should apply to be a Trade Compliance Analyst:. What's a typical day as a Trade Compliance Analyst? You'll be:. Apply to be a Trade Compliance Analyst today!. Conducting technical import and/or export compliance reviews, including product classification and export license determination. ...
Were seeking a future team member for the role of Senior Associate, Tax Reporting & Compliance to join our Wealth Management team. In this role, youll make an impact in the following ways: Serve as liaison with Wealth Management (WM) tax preparer Support WM Tax team members and front office team mem...
Wealth Advisor/Assistant General Counsel. Fast-growing and dynamic 6B+ AUM National Wealth Management Firm seeks a Wealth Advisor/Assistant General Counsel in Palm Beach Gardens. Assist the General Counsel with due diligence, drafting, and reviewing of legal documents as the firm ramps up M&A activi...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
The Director of Trade Compliance is responsible for overseeing and managing the organization’s trade compliance program. The Director of Trade Compliance is responsible for overseeing and managing the organization’s trade compliance program. The Director will work closely with various departments, i...
The Virtus CLO Compliance/Analytics Team handles the financial modeling, reviewing, and stress testing compliance models for collateralized loan obligations (CLOs) and similar transactions. The Senior CLO Compliance Analyst is responsible for ensuring models are developed, reviewed, and tested in ac...
The SOX Compliance Director (Associate Director) will report to the VP, Audit and will be responsible for leading the testing of the SOX internal controls and day-to-day operations to ensure compliance with Sarbanes-Oxley 404 requirements. Minimum of 7 years of direct experience related to external ...
The Associate General Counsel will work at the direction of the General Counsel and corporate leadership. The Associate General Counsel will support the General Councel in addressing and resolving legal matters. Provide legal support as needed by the General Counsel. Give accurate and timely counsel...
The Associate General Counsel will work at the direction of the General Counsel and corporate leadership. The Associate General Counsel will support the General Councel in addressing and resolving legal matters. Provide legal support as needed by the General Counsel. Give accurate and timely counsel...
We are seeking a highly motivated and experienced Homeowner's Insurance Compliance Director/VP to ensure our company's compliance with all relevant laws, regulations, and industry standards to comply with state and federal law, while mitigating risk. The successful candidate will be responsi...
As a Senior Manager on the Environmental Compliance and Strategy (ECS) team, you will support internal teams with National Environmental Policy Act (NEPA) compliance for clean energy (e. With an increasing number of projects triggering federal environmental review, this position will serve as an int...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...
Carries out research of legal principles and precedents and consults with outside counsel on legal strategies on particular issues related to Medicare. Provides general and detailed instructions for more junior members of the department and concise, timely briefings to senior-level business and lega...