The role is an integral member of the Compliance Department and will work with the Chief Compliance Officer to ensure stringent compliance with the legal and regulatory requirements of all local, state, federal and international laws. Deliver ongoing training programs and provide guidance on complia...
Legal or Compliance experience, preferably working in a Control Room, Investment Banking Compliance, or Research Compliance. Our client, a top tier Management & Strategy Consulting firm if looking for a qualified Control Group Compliance Officer to join a Top-Tier Investment Bank. Advisor to busines...
Serve as advisor to Compliance Officer I and Compliance Officer II advisory employees. The Senior Compliance Officer, Advisory, is responsible for providing guidance related to bank regulatory compliance requirements in a leadership advisory capacity and serving as a subject matter resource to the A...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The Compliance Officer II, Advisory is responsible for providing guidance related to regulatory compliance requirements in an advisory capacity and serving as a subject matter resource to all lines of business. Advises business units on remediating regulatory compliance issues identified through sel...
The Risk Compliance Officer develops, administers and monitors programs for compliance with laws, regulations and rules governing bank operations, products and services. The incumbent provides quality, accurate and timely information to internal clients to ensure compliance risks are appropriately m...
The responsibilities of the Compliance Specialist are to effectively develop, coordinate, and communicate commercial insurance product filings; perform regulatory research; and provide additional support and other regulatory functions as directed. Candidate will have expertise with ISO, NCCI, SERFF,...
Compliance Document Quality Assurance Analyst. Experience in a compliance regulated industry. ...
As Compliance Manager you will Support the Compliance program by identifying issues and collaborating with corporate leadership on actions. Compliance Manager – Turks & Caicos Island – Up to $72,000. The client is now seeking an experienced Compliance Manager. Develop and maintain policies, conduct ...
Phoenix Pro Connect is collaborating with a large real estate company in Miami to fill the role of Compliance Director. General Counsel, you will identify compliance vulnerabilities, implement corrective actions, and provide compliance-related training to employees. Oversee the development and deliv...
We are in search of a General Counsel to lead the group with expertise in Healthcare Law, Regulatory matters, Transactions and Operations. ...
The Associate General Counsel reports directly to the Executive General Counsel and is responsible for handling a variety of fairly routine assigned legal projects within the Legal Department. Associate General Counsel - First Party Defense. Conducting legal research and drafting legal memoranda to ...
They are seeking a Compliance Analyst/Officer to join their team and report to the CCO. Regulatory Compliance: Ensure compliance with industry regulations, especially those set by financial regulatory bodies. Proven experience as a Compliance Officer, Compliance Manager, or similar position, prefera...
The Compliance Director plays a crucial role in leading the Compliance Team to ensure that all clinical research activities meet the highest standards of regulatory compliance and quality assurance. Currently hiring for a Compliance Director with a Clinical Research Site Network located in Orlando, ...
A pioneer, and market-leading company in the Healthcare industry is currently looking to onboard a .This is a once-in-a-lifetime opportunity to join a fantastic corporation with very ambitious plans for the future.If you are looking for further responsibility and take the next step in your professio...
General Counsel for their Aventura, FL headquarters. This position offers the opportunity to lead a team of in-house counsel, with significant potential for professional growth. Coordinate with the parent company's legal department and manage relationships with external legal counsel. ...
Develop and maintain standard operating procedures (SOPs) and implement technology solutions to streamline processes. ...
The Compliance Director is responsible for leading the company’s Compliance Team, including oversight of regulatory affairs, source development, data management, quality assurance, and compliance. The Compliance Director is responsible for ensuring that the company’s data collection meets ALCOA-C st...
FTZ transactions, as well as provide administration and compliance su Operations, Compliance, Specialist, Operation, Inventory Control, Transaction. ...
The Compliance Director is responsible for leading the company’s Compliance Team, including oversight of regulatory affairs, source development, data management, quality assurance, and compliance. The Compliance Director is responsible for ensuring that the company’s data collection meets ALCOA-C st...
As an Armed Security Officer you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal®, North America's leading security and facility services company, provides rewarding careers that give you a sense o...
This position involves project management of code compliance projects, including reviewing plans, providing technical support, conducting inspections, monitoring project process for performance and budgetary conditions, proposal preparation, as well as attending project site meetings, and assisting ...
The Tax & Regulatory Compliance Specialist plays a pivotal role in ensuring the organization's adherence to tax laws, regulations, and reporting requirements. Working within the accounting department, this position requires meticulous attention to detail, strong analytical skills, and a comprehensiv...
Job Description - Director, GWS Investment Products Compliance (2401703). Director, GWS Investment Products Compliance - 2401703. Develops and maintains compliance programs, systems, policies, and procedures to ensure compliance with federal, state, and self-regulatory regulations. Serves as a subje...
Director of Risk and Compliance. The Director of Risk and Compliance will be responsible for:. Identify and communicate need for compliance education programs and assist HR in the oversight of the development and implementation of compliance training for all employees and temps as required. The deve...