A company is looking for a Senior Risk Management Analyst - BD / RIA.
Key Responsibilities
Identify and resolve key risk factors and develop corresponding mitigation methodologies
Analyze risk components and prepare reports and recommendations for senior management
Coordinate the Third-Party Vendor Management program and Enterprise Risk Reporting efforts
Required Qualifications
Bachelor's degree in finance, business administration, or a similar field, or equivalent experience
1-2 years of experience in financial or operational risk management
Intermediate to advanced experience with Microsoft Office products
FINRA Series 7, 24, 66 licenses required or to be obtained within 12 months
Securities industry experience, including familiarity with investment products and regulations
Risk Management Analyst • Saint Paul, Minnesota, United States