Compliance Analyst

COMPLIANCE ANALYST

WHAT IS THE OPPORTUNITY?

The Compliance Analyst will be responsible for monitoring, oversight and independent review and assessment of the Compliance framework for the Division. Ensure processes are in place for the appropriate oversight, tracking and reporting of compliance program risks that includes an internal control structure, new products, training, regulatory change management, risk assessments, issues management, and monitoring and reporting.

Compliance Risk Management Division

This is a great opportunity to grow your career with a stable and expanding organization as a member of City National's Compliance Risk Management team. The focus is on ensuring business activities remain safe, compliant and well-positioned for future opportunity and sustainable growth.

What you will do

• Assist in the development, administration, and monitoring of programs that ensure the bank's compliance with laws, regulations, and rules
• Evaluate the effectiveness of existing processes and recommend new processes that most effectively anticipate, manage, and reduce risk to the business.
• Assist in Risk Assessment to identify compliance risk exposure and help the organization prioritize compliance risks.
• Supports the timely and effective resolution of complex issues identified through monitoring and testing.
• Develop and communicate recommendations that support adherence to regulations, industry best practices and internal risk programs
• Partners with other business units on complex compliance matters.
• Maintain subject matter expertise and understanding of the laws, rules and regulations with which the business must comply and an awareness of issues of recent regulatory focus.
• Escalate and measure compliance risk issues to leadership and the lines of business, as well as the 1st and 2nd Lines of Defense, as necessary.
• Assess compliance issues presented through complex new / revised product and service offerings and work closely with senior leaders of business units to plan a response.
• Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory standards and policies.
• Maintain CNB internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable.

Must-Have

Skills and Knowledge

Compensation

Starting base salary : $70,000 - $120,000 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and / or commissions.

The preceding job description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job.

Benefits and Perks

At City National, we strive to be the best at whatever we do, including the benefits and perks we offer our colleagues. Get an inside look at our Benefits and Perks .

INCLUSION AND EQUAL OPPORTUNITY EMPLOYMENT

City National Bank is an equal opportunity employer committed to diversity and inclusion. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status or any other basis protected by law.'

ABOUT CITY NATIONAL

We start with a basic premise : Business is personal. Since day one we've always gone further than the competition to help our clients, colleagues and community flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs and that legacy of integrity, community and unparalleled client relationships continues to be at the heart of our company today. City National is a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies.

Unless otherwise indicated as fully remote, reporting into a designated City National location is an essential function of the job.

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