Talent.com
Compliance Analyst - FCM
Compliance Analyst - FCMVirtualVocations • Astoria, New York, United States
Compliance Analyst - FCM

Compliance Analyst - FCM

VirtualVocations • Astoria, New York, United States
job_description.job_card.variable_days_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

A company is looking for a Compliance Analyst - FCM (Futures Commission Merchant).

Key Responsibilities

Support the Chief Compliance Officer in governance and implementation of FCM's policies and procedures

Respond to regulatory requests and assist with examinations and audits from NFA, CFTC, and other entities

Conduct surveillance of trading activity to identify potential violations of Exchange rules and CFTC prohibited practices

Required Qualifications

Bachelor's degree in Finance, Economics, or Business, or equivalent work experience

3+ years in Compliance in financial services, or equivalent experience

Knowledge of trade surveillance systems is a plus

Proven ability to manage projects and work independently

Demonstrated ability to multitask and prioritize responsibilities

serp_jobs.job_alerts.create_a_job

Compliance Analyst • Astoria, New York, United States

Job_description.internal_linking.related_jobs
Sr Analyst Compliance

Sr Analyst Compliance

Zelis • Morristown, NJ, US
serp_jobs.job_card.full_time
Associate, Payments Compliance & Risk.We are looking for a teammate to advance our compliance risk management program in the payment division of a technology company at the nexus of healthcare and ...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_variable_hours • serp_jobs.job_card.promoted • serp_jobs.job_card.new
Audit and Compliance Analyst

Audit and Compliance Analyst

City of New York • New York, NY, US
serp_jobs.job_card.full_time
The New York City Department of Sanitation (DSNY) keeps New York City healthy, safe, and clean by collecting, recycling, and disposing of waste, cleaning City streets and vacant lots, and clearing ...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Contract and Compliance Analyst

Contract and Compliance Analyst

City of New York • New York, NY, US
serp_jobs.job_card.full_time
Contract And Compliance Analyst.The New York City Department of Sanitation (DSNY) keeps New York City healthy, safe, and clean by collecting, recycling, and disposing of waste, cleaning City street...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Sr. BSA / AML Compliance Analyst - To 72K - Edison, NJ - Job 3482

Sr. BSA / AML Compliance Analyst - To 72K - Edison, NJ - Job 3482

The Symicor Group • Edison, NJ, US
serp_jobs.job_card.full_time
serp_jobs.filters_job_card.quick_apply
BSA / AML Compliance Analyst – To $72K – Edison, NJ – Job # 3482.The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & Rockport, TX. Our nationally unique value propo...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30
Compliance Analyst CAT Transaction System

Compliance Analyst CAT Transaction System

Interactive Brokers • Old Greenwich, CT, US
serp_jobs.job_card.full_time
Compliance Analyst CAT Transaction System.Interactive Brokers Group, Inc.Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four d...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Audit and Compliance Analyst

Audit and Compliance Analyst

NYC Jobs • New York, NY, US
serp_jobs.job_card.full_time
The New York City Department of Sanitation (DSNY) keeps New York City healthy, safe, and clean by collecting, recycling, and disposing of waste, cleaning City streets and vacant lots, and clearing ...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Senior Compliance Analyst

Senior Compliance Analyst

UNFCU • Long Island City, NY, US
serp_jobs.job_card.full_time
The Senior Compliance Analyst plays a crucial role in supporting the credit union's compliance and risk management program by ensuring adherence to regulatory requirements and internal policies.Thi...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Compliance Analyst

Compliance Analyst

NYC Jobs • New York, NY, US
serp_jobs.job_card.full_time
Candidates must be permanent in the Associate Staff Analyst title.The goal of the Audits & Compliance Unit within the NYPD's Personnel Bureau is to strengthen oversight, safeguard data integrity, a...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Compliance Analyst - I

Compliance Analyst - I

Ampcus • New York, NY, US
serp_jobs.job_card.full_time
Technology and Business consulting services.We are in search of a highly motivated candidate to join our talented team.Position summary : We are seeking a detail-oriented and motivated AML Analyst t...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Compliance Analyst

Compliance Analyst

Jane Street • New York, NY, US
serp_jobs.job_card.full_time
We are looking for a Compliance Analyst to support the day-to-day operations of our Legal & Compliance team and drive a variety of projects. In this role, you'll work alongside seasoned colleagues t...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Compliance Analyst (3-6 YOE)

Compliance Analyst (3-6 YOE)

BizTek People • New York, NY, US
serp_jobs.job_card.full_time
Compliance Analyst - ISO 20022.BizTek People is in search of an experienced Compliance Analyst - ISO 20022 for our client in NYC! Schedule : Hybrid. We are seeking a detail-oriented professional to s...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Senior Compliance Analyst

Senior Compliance Analyst

City of New York • New York, NY, US
serp_jobs.job_card.full_time
About the Agency : The New York City Department of Housing Preservation Development (HPD) promotes quality and affordability in the city's housing, and diversity and strength in the city's neighborh...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
M / WBE Outreach & Compliance Analyst

M / WBE Outreach & Compliance Analyst

NYC Jobs • Corona, NY, US
serp_jobs.job_card.full_time
Minority And Women-Owned Business Enterprise Outreach And Compliance Analyst.Hours : Full-Time 35 Hours Work Location : 30-30 Thomson Avenue, LIC, NY 11101 The NYC Department of Design and Construct...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Compliance Analyst

Compliance Analyst

City of New York • New York, NY, US
serp_jobs.job_card.full_time
The goal of the Audits & Compliance Unit within the NYPD's Personnel Bureau is to strengthen oversight, safeguard data integrity, and ensure compliance with federal, state, city, and NYPD regulatio...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Compliance Analyst

Compliance Analyst

Stellar Consulting Solutions, LLC • Franklin Lakes, NJ, United States
serp_jobs.job_card.full_time
Role : Compliance Analyst – Sanctions.Perform Sanctioned Party List screening and analysis for customers, vendors, and transactional documents. Screen external business partners, reviewing and commun...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Sr Compliance Analyst

Sr Compliance Analyst

Fanatics • New York, NY, US
serp_jobs.job_card.full_time
Senior Analyst, Business Compliance.As a Senior Analyst, Business Compliance at Fanatics Betting & Gaming, you will be responsible for creating, documenting, and monitoring key policies, procedures...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Senior Compliance Analyst

Senior Compliance Analyst

Mutual of America Financial Group • New York, NY, US
serp_jobs.job_card.full_time
Mutual of America Financial Group Job Title : Senior Compliance Analyst Location : New York, NY (Hybrid).At Mutual of America Financial Group ("Mutual of America"), our mission is to "help people bui...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Contract and Compliance Analyst

Contract and Compliance Analyst

NYC Jobs • New York, NY, US
serp_jobs.job_card.full_time
Contracts And Compliance Analyst.The New York City Department of Sanitation (DSNY) keeps New York City healthy, safe, and clean by collecting, recycling, and disposing of waste, cleaning City stree...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Compliance Analyst (Franklin Lakes)

Compliance Analyst (Franklin Lakes)

Stellar Consulting Solutions, LLC • Franklin Lakes, NJ, US
serp_jobs.job_card.part_time
Role : Compliance Analyst Sanctions.Perform Sanctioned Party List screening and analysis for customers, vendors, and transactional documents. Screen external business partners, reviewing and communi...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
M / WBE Outreach & Compliance Analyst

M / WBE Outreach & Compliance Analyst

City of New York • New York, NY, US
serp_jobs.job_card.full_time
M / WBE Outreach & Compliance Analyst.Hours : Full-Time 35 Hours Work Location : 30-30 Thomson Avenue, LIC, NY 11101.The NYC Department of Design and Construction, Office of Diversity, and Industry Re...serp_jobs.internal_linking.show_more
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted