Compliance Intern- Summer 2026- Licensing & Registration

Why Stifel

Stifel strives for a culture that puts its clients and associates first : a culture where everyone belongs, everyone is welcome, and everyone contributes to the success of our clients, their careers, and the firm as a whole.

Let's talk about how you can find your place here at Stifel, where success meets success.

What You'll Be Doing

Under immediate supervision, the Intern will represent Stifel by assisting in preparing and processing all securities-related licensing and registration for the firm and its licensed individuals. This includes new offices and updates, acquisitions, all broker / dealer subs and affiliates, jurisdiction applications, renewals, terminations, relicensing, transfer of commission requests, and registration violations.

What We're Looking For

• Apply academic knowledge and learn new skills by contributing to various projects.
• Research various legal, regulatory, and other topics within functional area and industry.
• Attend training and development presentations to enhance professional competencies.
• Assist in preparation of reports.
• Work to ensure compliance with applicable industry rules and regulations.

What You'll Bring

Education & Experience

Systems & Technology

About Stifel

Stifel is more than 130 years old and still thinking like a start-up. We are a global wealth management and investment banking firm serious about innovation and fresh ideas. Built on a simple premise of safeguarding our clients' money as if it were our own, coined by our namesake, Herman Stifel, our success is intimately tied to our commitment to helping families, companies, and municipalities find their own success.

While our headquarters is in St. Louis, we have offices in New York, San Francisco, Baltimore, London, Frankfurt, Toronto, and more than 400 other locations. Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. Let's talk about how you can find your place here at Stifel, where success meets success.

At Stifel we offer an entrepreneurial environment, comprehensive benefits package to include health, dental and vision care, 401k, wellness initiatives, life insurance, and paid time off.

Stifel is an Equal Opportunity Employer.