Wisconsin Licensed Compliance Consultant
VirtualVocationsSaint Louis, Missouri, United Statesjob_description.job_card.variable_hours_ago
serp_jobs.job_preview.job_type
- serp_jobs.job_card.full_time
job_description.job_card.job_description
A company is looking for a Compliance / Supervision Consultant.
Key Responsibilities
Review investment transactions to ensure compliance with regulatory and internal policies
Support advisors and clients in monitoring ongoing compliance
Participate in training on specific compliance guidelines and apply existing skills effectively
Required Qualifications
Bachelor's degree
2-3 years of experience in the financial industry
Active Series 7 and 24 registrations
Proficiency in Microsoft Word, Excel, Adobe, and SharePoint
Advertising compliance experience (preferred)
serp_jobs.job_alerts.create_a_job
Compliance Consultant • Saint Louis, Missouri, United States
Job_description.internal_linking.related_jobs A company is looking for a Replevin Specialist to assist customers with auto loan account management.Key Responsibilities Contact auto loan customers regarding late or missed payments and negotia...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day A company is looking for a VP Enterprise Compliance, responsible for managing the bank's compliance risk management program.
Key Responsibilities Stay updated on consumer protection laws and infor...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours A company is looking for a Compliance Specialist II - Remote.Key Responsibilities Serve as the first point of contact for clients, providing guidance and training on affordable housing compliance...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days A company is looking for a Senior Compliance Specialist, FSP (Remote) - US.Key Responsibilities Leads process improvement initiatives and conducts risk assessments for clinical trials Assists in...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours A company is looking for a Lead Counsel, Engineering & Product.Key Responsibilities Serve as the core legal partner to engineering, product, and data science teams throughout the product developm...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day A company is looking for a Legal Counsel, North America (Temporary) to provide legal advice on various matters.Key Responsibilities : Provide direct support to various functions in the North Ameri...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30 A company is looking for a Compliance Specialist.Key Responsibilities Download payroll reports for late deposit determinations Calculate late deposit earnings and prepare Form 5330 when required...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30 A company is looking for a Senior Managing Commercial Counsel.Key Responsibilities Provide business-oriented legal counsel on product development, marketing, and sales strategies Draft, review, ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours A company is looking for a Reimbursement Auditing Specialist (Remote in Wisconsin).Key Responsibilities Assist in coding for various healthcare services including clinic, inpatient, and outpatien...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days A company is looking for a Consultant, Contract Underwriting - E&S / Specialty (Contract+).Key Responsibilities : Research and develop new classes of business, assessing market trends and creating f...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours A company is looking for an Inside Claims Representative I.Key Responsibilities Investigates and adjudicates claims, ensuring compliance with statutory laws and verifying coverage Establishes co...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30 A company is looking for a Senior Employment Counsel.Key Responsibilities Provide legal advice on various employment law areas and engage in collaborative problem-solving Analyze and develop str...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days A company is looking for a Compliance Specialist II - Remote.Key Responsibilities Serve as the first point of contact for clients, providing guidance and training on affordable housing compliance...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day A company is looking for a Senior Claims Adjuster - Premises, Slip and Fall / Restaurant and Retail.Key Responsibilities Investigate, evaluate, and settle complex claims with minimal supervision I...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day A company is looking for a Senior Director, Eligibility Excellence.Key Responsibilities Lead the design and execution of a scalable Eligibility Center of Excellence, overseeing policies and opera...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours A company is looking for a Consultant in Technical Financial Services focused on Retirement Plans Document & Design.Key Responsibilities : Consults with wholesalers, advisors, and plan sponsors on...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days A company is looking for a Compliance Analyst II to support its Compliance Program by overseeing high-risk areas and ensuring effective compliance practices.
Key Responsibilities Provide analysis,...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30 A company is looking for a Claims Examiner - Liability (REMOTE TX or WI).Key Responsibilities Evaluate commercial auto bodily injury claims and ensure proper documentation and coding Manage the ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30 A company is looking for an Assistant Manager, Workers Compensation.Key Responsibilities Develop and measure annual objectives and key results (OKRs) and key performance indicators (KPIs) for the...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours A company is looking for a Governance, Risk & Compliance Associate to support the evolution of its risk and compliance framework.
Key Responsibilities Assist with Risk Control Self-Assessments, Bu...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
- serp_jobs.job_card.promoted
Minnesota Licensed Replevin Specialist
VirtualVocationsSaint Louis, Missouri, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
- serp_jobs.job_card.new
VP Enterprise Compliance
VirtualVocationsSaint Louis, Missouri, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Compliance Specialist II
VirtualVocationsSaint Louis, Missouri, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
- serp_jobs.job_card.new
GCP Compliance Specialist
VirtualVocationsFlorissant, Missouri, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
California Licensed Lead Counsel
VirtualVocationsSaint Louis, Missouri, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
State Licensed Legal Counsel
VirtualVocationsSaint Louis, Missouri, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Compliance Specialist
VirtualVocationsFlorissant, Missouri, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
- serp_jobs.job_card.new
Illinois Licensed Senior Counsel
VirtualVocationsSaint Louis, Missouri, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Wisconsin Licensed Reimbursement Auditor
VirtualVocationsFlorissant, Missouri, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
- serp_jobs.job_card.new
Arizona Licensed Underwriting Consultant
VirtualVocationsSaint Louis, Missouri, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
North Carolina Licensed Claims Representative
VirtualVocationsFlorissant, Missouri, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
California Licensed Employment Counsel
VirtualVocationsSaint Louis, Missouri, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Texas Licensed Compliance Specialist
VirtualVocationsSaint Louis, Missouri, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Illinois Licensed Senior Claims Adjuster
VirtualVocationsSaint Louis, Missouri, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
- serp_jobs.job_card.new
California Licensed Eligibility Director
VirtualVocationsFlorissant, Missouri, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Ohio Licensed Financial Consultant
VirtualVocationsSaint Louis, Missouri, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Compliance Analyst II
VirtualVocationsFlorissant, Missouri, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Texas Licensed Claims Examiner
VirtualVocationsFlorissant, Missouri, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
- serp_jobs.job_card.new
Texas Licensed Workers Compensation Manager
VirtualVocationsSaint Louis, Missouri, United Statesserp_jobs.job_card.full_time
- serp_jobs.job_card.promoted
Governance, Risk & Compliance Associate
VirtualVocationsSaint Louis, Missouri, United Statesserp_jobs.job_card.full_time