Talent.com
SVP, Head of US Regulatory Legal

SVP, Head of US Regulatory Legal

State StreetBoston, MA, United States
job_description.job_card.30_days_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

SVP, Head of US Regulatory Legal

Role Summary :

The SVP Head of US Regulatory Legal reports to the Head of Corporate and Regulatory Legal and is responsible for legal advice and counselling senior management in respect of US banking and related compliance laws and regulations and representing the State Street group regulatory posture with its principal regulators, the Federal Reserve and Mass Division of Banks, and other US supervisory agencies (e.g. the FDIC, OCC and other state banking authorities). Due to the extraterritorial reach of State Street’s US regulators, this is a global role. The role advises senior executives in State Street’s enterprise-wide Compliance, ERM, Finance (including Treasury, Regulatory Reporting and Strategy) divisions and all business units and legal entities on the application of US bank regulatory laws and regulations within the US and internationally.

The role will have managerial responsibility for approximately 10 experienced regulatory lawyers based in the US.

The role is accountable for collaborating with senior leadership and other professionals within the Legal Department, including legal, public policy, corporate secretarial and security professionals.

The role requires a heightened sensitivity to State Street’s status as a G-SIB, the associated regulatory expectations and standards and the evolving regulatory environment.

Key Responsibilities include :

  • Legal advice and proactive and preventative counselling on :

Laws and regulations relating to capital and liquidity for State Street as applied by senior leadership of the Finance division, including Treasury and Reg Reporting; specifically capital adequacy, capital distributions / contributions, CCAR, TLAC, liquidity stress testing, SLR, LCR and NSFR

  • Federal Reserve alphabet and other core requirements (e.g. regs H, K, O, R, U, W, Y and YY), including enhanced prudential standards, risk management framework, SCCL Volcker and management interlocks
  • Massachusetts state banking laws and regulations
  • Internal restructurings and external M&A and investment / JV activity in collaboration with business units, corporate, business unit and international legal teams, corporate strategy team; regulatory strategy, contractual provisions, preparation / management of regulatory applications; and on control determinations (including related implications)
  • New and evolving potential product opportunities (e.g. Fintech and alternative investments), including permissibility analyses and new product evaluations
  • Edge Act compliance, including SSIH (State Street’s Edge Act subsidiary), licensing and permissibility of State Street presences within North America, including with respect to State Steet’s national banks, and permissibility of employee movements
  • Anti-money laundering, Sanctions, Financial Crimes
  • Central compliance programs, including regulatory change, ethics, privacy, Edge Act, Community Reinvestment Act, tax-advantaged investments, confidential supervisory information, ESG, anti-tying, anti-boycott, political law and lobbying, compliance policy reviews
  • Supervisory examinations and inspections and associated regulatory correspondence, including the annual status review and confidential matters
  • Supporting Public Policy team on developing policy responses on rulemaking, including G-SIB regulation
  • Emerging regulatory changes, identifying material trends, ensuring awareness amongst relevant stakeholders and escalating applicable risk issues
  • Strategically foster and maintain effective relationships with US federal and state regulators
  • Develop relationships with peers within the financial services industry, at other GSIBs, with internal counsel at regulatory bodies, and represent State Street in senior industry regulatory forums
  • Serve on applicable company-wide committees as requested
  • Ensure timely reporting of relevant risks, developments and events to Legal Department senior leadership
  • Leadership and management of a team of approximately 10 lawyers, promoting communication and collaboration within the Legal Department and with other corporate functions and business lines and ensuring that there are clear lines of reporting and escalation, authority levels, objectives and progress against performance priorities
  • Development and management of the headcount, legal fee and operational budget for the US Regulatory Legal team as assigned by the General Counsel or his Direct Reports
  • Qualifications :

  • Minimum of 15 years of relevant US legal experience inhouse or in private practice
  • Proven interpersonal and communication skills
  • Detailed understanding of US banking regulatory requirements, the regulatory landscape and demonstrated direct advocacy experience engaging with banking regulators
  • Demonstrated experience in stakeholder management, evaluating risks and counselling with sound judgement
  • Highly organized with extensive problem-solving
  • GSIB experience and understanding of asset servicing industry are assets
  • Juris Doctor degree and admitted to practice and in good standing in at least one U.S. jurisdiction
  • We are an equal opportunity employer and welcome applicants from diverse backgrounds. State Street is committed to diversity, equity, and inclusion, and we strive to create a work environment that is welcoming and inclusive to all employees.

    #J-18808-Ljbffr

    serp_jobs.job_alerts.create_a_job

    Head Of Legal • Boston, MA, United States

    Job_description.internal_linking.related_jobs
    • serp_jobs.job_card.promoted
    Sr. Director, Head of Global Regulatory Labeling Strategy

    Sr. Director, Head of Global Regulatory Labeling Strategy

    ModernaCambridge, MA, US
    serp_jobs.job_card.permanent
    Within an end-to-end (E2E) labeling framework, manage a team of labeling strategy leads responsible for, in partnership with the GRS Strategy team, ensuring the development and implementation of re...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    • serp_jobs.job_card.new
    Executive Director, Global Regulatory Operations (Boston, MA)

    Executive Director, Global Regulatory Operations (Boston, MA)

    VertexBoston, MA, US
    serp_jobs.job_card.full_time
    Executive Director, Regulatory Operations.The Executive Director, Regulatory Operations is responsible for leading the teams of publishing, submission management, regulatory information management,...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
    • serp_jobs.job_card.promoted
    Director, Regulatory Site CMC

    Director, Regulatory Site CMC

    Takeda PharmaceuticalsBoston, MA, US
    serp_jobs.job_card.full_time
    At Takeda, we are a forward-looking, world-class R&D organization that unlocks innovation and delivers transformative therapies to patients. By focusing R&D efforts on four therapeutic areas and oth...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Regulatory Exam Lead, Vice President, Hybrid

    Regulatory Exam Lead, Vice President, Hybrid

    State StreetBoston, MA, US
    serp_jobs.job_card.full_time
    Regulatory Exam Lead, Vice President.The Regulatory Exam Lead, Vice President, reports to the Global Head of Examination Management, within the Regulatory Liaison Office. In this role, you will be r...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Licensed Therapist (LCSW, LICSW, LMHC, LMFT) - Pembroke, MA

    Licensed Therapist (LCSW, LICSW, LMHC, LMFT) - Pembroke, MA

    LifeStance HealthPembroke, MA, US
    serp_jobs.job_card.full_time +1
    At LifeStance Health, we believe in a truly healthy society where mental and physical healthcare are unified to make lives better. Our mission is to help people lead healthier, more fulfilling lives...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    VP, Legal

    VP, Legal

    Lakeside SoftwareBoston, MA, United States
    serp_jobs.job_card.full_time
    We are seeking a strategic and business-oriented Vice President, Legal to serve as the Company's chief legal advisor, providing counsel to the executive team, board of directors, and management on ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Executive Director, Head, Global Regulatory Information, Data & Systems

    Executive Director, Head, Global Regulatory Information, Data & Systems

    Takeda PharmaceuticalsBoston, MA, US
    serp_jobs.job_card.full_time
    Head Of Global Regulatory Information, Data And Systems.Reporting to the Head, Global Regulatory Operations (GRO), the Head of Global Regulatory Information, Data and Systems (GRIDS) is responsible...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Executive Director, Head, Global Regulatory Information, Data & Systems

    Executive Director, Head, Global Regulatory Information, Data & Systems

    BioSpaceBoston, MA, United States
    serp_jobs.job_card.full_time
    Executive Director, Head, Global Regulatory Information, Data & Systems.Reporting to the Head, Global Regulatory Operations (GRO), the Head of Global Regulatory Information, Data and Systems (GRIDS...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_1_day
    • serp_jobs.job_card.promoted
    Sr. Manager, Global Regulatory Publishing

    Sr. Manager, Global Regulatory Publishing

    ReplimuneWoburn, MA, US
    serp_jobs.job_card.full_time
    Replimune's mission is to revolutionize cancer treatment with therapies designed to activate a powerful and durable full-body anti-tumor response, boldly transforming cancer care because.We imagine...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Vice President, Regulatory Compliance Advisor Natixis

    Vice President, Regulatory Compliance Advisor Natixis

    ImeaBoston, MA, United States
    serp_jobs.job_card.permanent
    The Vice President, Regulatory Compliance Adviser is responsible for assisting the Head of Compliance and Internal Control, US, with the administration of the Enterprise Compliance and Risk Program...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Senior Director Global Regulatory Affairs Global Regulatory Lead Neuroscience

    Senior Director Global Regulatory Affairs Global Regulatory Lead Neuroscience

    Takeda PharmaceuticalsBoston, MA, US
    serp_jobs.job_card.full_time
    At Takeda, we are a forward-looking, world-class R&D organization that unlocks innovation and delivers transformative therapies to patients. By focusing R&D efforts on four therapeutic areas and oth...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Senior Director Global Regulatory Affairs – Global Regulatory Lead – Neuroscience

    Senior Director Global Regulatory Affairs – Global Regulatory Lead – Neuroscience

    Takeda PharmaceuticalBoston, MA, United States
    serp_jobs.job_card.full_time
    By clicking the “Apply” button, I understand that my employment application process with Takeda will commence and that.I provide in my application will be processed in line with.I further attest th...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Regulatory Compliance Director

    Regulatory Compliance Director

    Dana-Farber Cancer InstituteBrookline, MA, United States
    serp_jobs.job_card.full_time
    Regulatory Compliance Director.Compliance team, collaborating across all areas of the organization with a focus on creating a culture of trust and ethical conduct and promoting detection and preven...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Regulatory Intelligence - Global Regulatory Liaison Office, Vice President,

    Regulatory Intelligence - Global Regulatory Liaison Office, Vice President,

    State StreetBoston, MA, US
    serp_jobs.job_card.full_time
    Global Regulatory Liaison Office.We are seeking to recruit an enthusiastic and motivated professional, to join our Global Regulatory Liaison Office. The candidate will play a vital role in the manag...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Director, Legal Technology

    Director, Legal Technology

    VertexBoston, MA, US
    serp_jobs.job_card.full_time
    Director, Legal Obie And Corporate Communications Systems Ai & Digital Innovation.The Director, Legal, Office of Business Integrity & Ethics (OBIE) and Corporate Communications Systems AI & Digit...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Executive Director, Head, Global Regulatory Information, Data & Systems

    Executive Director, Head, Global Regulatory Information, Data & Systems

    TakedaBoston, MA, United States
    serp_jobs.job_card.full_time
    Reporting to the Head, Global Regulatory Operations (GRO), the Head of Global Regulatory Information, Data and Systems (GRIDS) is responsible for developing and implementing a comprehensive GRIDS s...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Licensed Therapist (LCSW, LICSW, LMHC, LMFT) - North Pembroke, MA

    Licensed Therapist (LCSW, LICSW, LMHC, LMFT) - North Pembroke, MA

    LifeStance HealthNorth Pembroke, MA, US
    serp_jobs.job_card.full_time +1
    At LifeStance Health, we believe in a truly healthy society where mental and physical healthcare are unified to make lives better. Our mission is to help people lead healthier, more fulfilling lives...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Licensed Therapist (LCSW, LICSW, LMHC, LMFT) - Greenbush, MA

    Licensed Therapist (LCSW, LICSW, LMHC, LMFT) - Greenbush, MA

    LifeStance HealthGreenbush, MA, US
    serp_jobs.job_card.full_time +1
    At LifeStance Health, we believe in a truly healthy society where mental and physical healthcare are unified to make lives better. Our mission is to help people lead healthier, more fulfilling lives...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30