Talent.com
FINRA Licensed Brokerage Associate

FINRA Licensed Brokerage Associate

VirtualVocationsDes Moines, Iowa, United States
job_description.job_card.30_days_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

A company is looking for a Brokerage Operations Associate (Remote).

Key Responsibilities

Perform operational activities between the broker / dealer and clearing firm, including reviewing reports and processing deposits

Handle requests in the Operations queue and email inbox, serving as a point of contact for advisor and custodian teams

Facilitate relationships with custodians and support regulatory compliance through documentation and reporting

Required Qualifications

College degree or equivalent work experience

2+ years of financial industry experience

FINRA Series 7 and SIE required; Series 24 preferred

Proficient with Microsoft Office

Strong process management skills

serp_jobs.job_alerts.create_a_job

Brokerage Associate • Des Moines, Iowa, United States

Job_description.internal_linking.related_jobs
  • serp_jobs.job_card.promoted
Collections

Collections

TradeJobsWorkforce50062 Melcher-Dallas, IA, US
serp_jobs.job_card.full_time
Responsible for performing various collection duties on consumer or mortgage accounts in various stages of risk or performance to effectively reduce delinquency, losses and increase recoveries.Area...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Partner Lending Coordinator

Partner Lending Coordinator

Compeer FinancialJohnston, IA, United States
serp_jobs.job_card.full_time
Compeer Financial is a member-owned cooperative located in Illinois, Minnesota and Wisconsin.We bring together team members with a variety of backgrounds and experiences to help provide financial s...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
  • serp_jobs.job_card.promoted
Regional Clinical Services Director - RN - Iowa

Regional Clinical Services Director - RN - Iowa

Good SamaritanCarlisle, IA, United States
serp_jobs.job_card.full_time +1
Join our not-for-profit organization that has provided over 100 years of housing and services to seniors with a commitment to quality care and service in a Christian environment.Must reside in Iowa...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
Associate - Project Finance

Associate - Project Finance

EcoplexusUSA, Iowa, Des Moines
serp_jobs.job_card.full_time
Position : Associate - Project Finance.San Francisco, with offices in North Carolina, Dallas, Mexico City, and Tokyo.The Company primarily focuses on utility scale solar, solar & storage, and stand-...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
Associate II - Treasury Accounting (13841-1) Urbandale, IA

Associate II - Treasury Accounting (13841-1) Urbandale, IA

ESRhealthcareUrbandale, Iowa, United States
serp_jobs.job_card.full_time
serp_jobs.filters_job_card.quick_apply
Associate II - Treasury Accounting (13841-1) Urbandale, IA.Experience level : Associate Experience required : 3 Years Education level : Associate degree Job function : Accounting / Auditing Industry : Ins...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
Mortgage Operations / Underwriting Manager

Mortgage Operations / Underwriting Manager

Peoples BankClive, IA, USA
serp_jobs.job_card.full_time
serp_jobs.filters_job_card.quick_apply
Is responsible for leading and managing the mortgage processing, underwriting, closing functions, and post-closing to ensure efficient, compliant, and high-quality loan production.This role ensures...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Remote Finance Director - AI Trainer

Remote Finance Director - AI Trainer

Data AnnotationAmes, Iowa
serp_jobs.filters.remote
serp_jobs.job_card.full_time +1
We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the q...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Client Relationship Associate

Client Relationship Associate

Availa BankAmes, IA, United States
serp_jobs.job_card.full_time
Availa Bank believes our people make a difference and we recognize that individual differences and experiences strengthen our teams. Each member of our team is empowered to inspire and enable our cl...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Branch Sales Associate

Branch Sales Associate

Availa BankAmes, IA, United States
serp_jobs.job_card.full_time
Availa Bank believes our people make a difference and we recognize that individual differences and experiences strengthen our teams. Each member of our team is empowered to inspire and enable our cl...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Finance & Restructuring Litigation Associate Attorney

Finance & Restructuring Litigation Associate Attorney

Direct CounselDes Moines, IA, US
serp_jobs.job_card.full_time
Finance & Restructuring Litigation Associate Attorney.Location : Florham Park, New York, Philadelphia, Princeton, Washington, D. Wilmington, Fort Myers, Chicago, Des Moines, Fort Wayne, Indianapo...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Reverse Mortgage Originator Development Program

Reverse Mortgage Originator Development Program

Mutual of Omaha MortgageDes Moines, IA, US
serp_jobs.job_card.full_time
This is a great opportunity to launch your career into the reverse mortgage industry with our 12-month development program. Come join the winning team, with over 100 years of success and stability.W...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Associate Credentialing Manager (Open to hiring at Credentialing Manager level)

Associate Credentialing Manager (Open to hiring at Credentialing Manager level)

Wellmark, Inc.Des Moines, IA, US
serp_jobs.job_card.full_time
We are a mutual insurance company owned by our policy holders across Iowa and South Dakota, and we’ve built our reputation on over 80 years’ worth of trust. We are not motivated by profi...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
Associate Director, Investment Risk Management

Associate Director, Investment Risk Management

Principal Financial Group, Inc.USA, Iowa, Des Moines
serp_jobs.job_card.full_time +1
Principal Asset Management is seeking a risk professional to provide independent second-line financial and investment risk management oversight across multiple funds and investment strategies.This ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Mortgage Loan Originator

Mortgage Loan Originator

BANK IOWAWest Des Moines, IA, US
serp_jobs.job_card.full_time
As a Mortgage Loan Originator at Bank Iowa, you will be responsible for originating mortgage loans and the development of new mortgage business through establishing referral sources within the comm...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
Freight Broker

Freight Broker

Allen Lund Company, LLCDes Moines, IA, US
serp_jobs.job_card.full_time
serp_jobs.filters_job_card.quick_apply
Our Story With $1,000 in his pocket, Allen Lund made the brave decision to start his own transportation brokerage company. It was 1976, when Allen Lund Company formally opened the first office...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Diesel Fleet Tech - Earn Up to $32 / Hour - $5,000 Sign-On + Benefits

Diesel Fleet Tech - Earn Up to $32 / Hour - $5,000 Sign-On + Benefits

SyscoWinterset, IA, US
serp_jobs.job_card.full_time
Sysco is Now Hiring Diesel Fleet Technicians in Ankeny, IA!.Earn $26 - $32 per Hour • Plus a $600 Annual Boot & Tool Allowance. Up To $5,000 Sign-On Bonus for New Hires.We offer our colleagues th...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Remote Finance Advisor - AI Trainer

Remote Finance Advisor - AI Trainer

Data AnnotationAmes, Iowa
serp_jobs.filters.remote
serp_jobs.job_card.full_time +1
We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the q...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Finance and Restructuring Litigation Associate - hybrid

Finance and Restructuring Litigation Associate - hybrid

Wallman Unlimited CompanyDes Moines, IA, US
serp_jobs.job_card.full_time
Open to Florham Park or Princeton, NJ, NYC, Philadelphia, Washington DC, Wilmington, DE, Fort Myers, FL, Chicago, Des Moines, IA, Fort Wayne & Indianapolis, IN, Minneapolis, Boulder & Denve...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Sales Account Executive - Remote

Sales Account Executive - Remote

Riverside PaymentsAmes, Iowa, US
serp_jobs.filters.remote
serp_jobs.job_card.full_time
Job Summary Riverside Payments is one of the largest and fastest growing merchant services companies in the nation.We give businesses the ability to accept debit and credit cards as a form of payme...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
  • serp_jobs.job_card.new
Tax Associate

Tax Associate

IntuitAdel, IA, US
serp_jobs.job_card.full_time
Intuit is seeking highly motivated individuals to join our dynamic team as dedicated TurboTax Live Seasonal Local Service Associates in one of our new TurboTax locations across the United States on...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours