Paralegal Consultant Investment Company Act Products
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Paralegal Consultant—Investment Company Act Products
AT NORTHWESTERN MUTUAL, WE ARE STRONG, INNOVATIVE AND GROWING. WE INVEST IN OUR PEOPLE. WE CARE AND MAKE A POSITIVE DIFFERENCE.
What's the role?
- This Paralegal Consultant will be a member of the Law Department's Investment Products and Advisory Services Team, reporting to the VP-Investment Products and Services in Law, and will primarily focus, as part of a team of lawyers and paralegals, on supporting the securities law aspects of our variable life insurance and variable annuity products and / or their underlying proprietary mutual fund investment options.
- Examples of the type of work this paralegal will engage in as a member of the Investment Products and Advisory Services Team includes :
- Helping to manage the process, and assisting in the drafting, publishing and filing of new and existing annual registration statements, annual and semi-annual reports, prospectus supplements, proxy / information statements and related documents with the Securities and Exchange Commission
- Aiding in the implementation of new SEC rules applicable to variable products, mutual funds and their registered investment advisers
- Performing legal and public records searches
- Maintaining and updating files, policies and procedures and databases
- Assisting with the maintenance of sub-custodial registrations for foreign investments
Bring Your Best! What this role needs :
Candidates ideally should have a Bachelor's degree and at least five years of variable product and / or mutual fund paralegal experience.Experience with other federal securities laws is a plus.Corporate governance experience is desirable.Experience using the DFIN ArcPro registration statement management and publishing system, or comparable system, is preferred.Exceptional organizational skills and expert knowledge of Office 365 and Adobe applications.Desired Personal Attributes
Excellent interpersonal and written and oral communication skills, a highly analytical and curious mind, creativity, comfort dealing with ambiguity, integrity, high ethical standards, and a positive outlook.Demonstrated ability to collaborate and contribute effectively in a team environment while working independently and approaching work with a proactive mindset.Ability to effectively prioritize multiple tasks at the same time.A keen problem-solving approach using sound reasoning and practical judgment to achieve results that balance benefits for all stakeholders of the enterprise.Information About The Northwestern Mutual Law Department
Of the Northwestern Mutual Law Department's approximately 130 members, about 80 are lawyers, having come to Northwestern Mutual from all around the country after having graduated from a multitude of law schools and undergraduate institutions and having practiced in a wide variety of settings.
Compensation Range
Pay Range - Start : $69,720.00
Pay Range - End : $129,480.00
Northwestern Mutual is an equal opportunity employer who welcomes and encourages diversity in the workforce.
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