: Trade Services Operations Compliance Senior Analyst, AVP

Trade Services Operations Compliance Assistant Vice President

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.

Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.

The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.

This Trade Services Operations Compliance Assistant Vice President position is located in Tampa, Florida or Tempe, Arizona. This unique First Line of Defense team is responsible for three compliance activities : Conducting Anti-Money Laundering Red Flag reviews, analyzing and dispositioning OFAC / Sanctions alerts, and Performing Post Processing reviews (Quality Assurance).

Staff in this team has extensive understanding of Trade Finance products and its characteristics, an understanding of the various trade finance-based compliance regulations, and must be independently review, monitor, and make decisions on appropriate actions to take.

This position has been created for the purpose of our BSA AML Investigation functions. In this role, you will leverage Trade Finance products and their characteristics, compliance regulations, and work independently and within the team. Learn to review, monitor, and make decisions on actions to take. As a senior analyst, may coach and train junior staff.

Major Responsibilities :

• Extensive understanding of trade transactions products and services along with related regulatory programs such as BSA / AML Red Flags, Sanctions / OFAC, Anti-boycott, JMOF, and other compliance rules as they apply to the movement of trade workflow.
• Independently conduct investigations of questionable activity, review and disposition Red Flag alerts accurately for potential violations of firm policies or applicable rules and regulations, escalate to the appropriate department when necessary.
• Staff must be familiar with common red flags, anti-money laundering, and sanction trends.
• Staff are responsible for completing all daily activities within SLA timeframes.
• Ensure adherence to "MUFG" Compliance Policies and Department's Operating Manuals.
• Support and attain department-wide goals and objectives.
• Completing other duties as assigned
• Work collaboratively across functional teams and Second Line of Defense partners to ensure effective and efficient operations with clearly defined roles and responsibilities.

Qualifications :

We will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws. We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race, color, national origin, religion, gender expression, gender identity, sex, age, ancestry, marital status, protected veteran and military status, disability, medical condition, sexual orientation, genetic information, or any other status of an individual or that individual's associates or relatives that is protected under applicable federal, state, or local law.