Talent.com
Compliance Officer

Compliance Officer

DEW Softech, IncTampa, FL, Florida, USA
job_description.job_card.30_days_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

Compliance Officer

Location : Tampa, FL (Onsite)

Contract Duration : 6+ Months

Note : InPerson Interview

Work Environment : Professional office, business casual

Candidate responsibilities :

  • Contact constituents / complainants to discuss the details of the complaints that are filed.
  • Read state statute and compare with complaints to analyze the issue.
  • Communicating with the public, so good customer service skills are a MUST.
  • Advise complainant of the Division's jurisdiction and that the case is being closed and for what reason.
  • Provide any resources or referrals, as appropriate.
  • Send a written correspondence to the complainant once approved by the supervisor.
  • Close the case out by adding the appropriate codes / activities / statues in Versa.
  • Document the actions in the OnBase system.

Candidate required skills :

  • Communicate verbally and in writing appropriately
  • Read and interrupt Florida statutes
  • Previous experience working with the public in a professional work environment
  • Exceptional organizational skills
  • Commit to the project timeline
  • Required / Desired Skills

  • Ability to speak and understand English Required
  • High school diploma Required
  • Excellent written and oral communication with the public Required
  • Ability to read and interrupt Florida State Statues Required 1 Years
  • Experience working with the public in a professional work environment Required 3 Years
  • Experience working with the public and analyzing complaints Required 1 Years
  • Experience using Versa Highly desired
  • Experience using OnBase system Highly desired
  • serp_jobs.job_alerts.create_a_job

    Compliance Officer • Tampa, FL, Florida, USA

    Job_description.internal_linking.related_jobs
    • serp_jobs.job_card.promoted
    AML compliance officer

    AML compliance officer

    Syntricate TechnologiesTampa, FL, US
    serp_jobs.job_card.full_time
    The Global KYC Policy team, within Independent Compliance Risk Management (ICRM) function, is seeking dynamic and experienced AML compliance officer to drive Know Your Customer Policy- Strategic Ch...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Compliance Analyst III

    Compliance Analyst III

    CAETampa, FL, US
    serp_jobs.job_card.full_time
    Supply Chain Compliance Analyst 3.Reporting to the Manager, Supply Chain Compliance, the Supply Chain Compliance Analyst 3 position will be part of a dedicated team supporting compliance and procur...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Loss Prevention Officer

    Loss Prevention Officer

    MARTINEZ AND COMPANY, INC.Tampa, FL, United States
    serp_jobs.job_card.full_time +1
    UNARMED MARITIME SECURITY OFFICER - D LICENSE & TWIC.Hillsborough & Manatee Counties,.Includes 27 hours of paid training between minimum wage and $17. Final Interview Process is a 4-hour unpaid Pre-...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Global SOX Compliance Specialist

    Global SOX Compliance Specialist

    VirtualVocationsLakeland, Florida, United States
    serp_jobs.job_card.full_time
    A company is looking for a Global ICFR and SOX Specialist Non IT.Key Responsibilities Support and execute all aspects of the SOX / ICFR Program and compliance activities Review and perform tests o...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    State Licensed Investment Officer

    State Licensed Investment Officer

    VirtualVocationsLakeland, Florida, United States
    serp_jobs.job_card.full_time
    A company is looking for an IBD Investment Officer responsible for selling investment securities to institutional clients. Key Responsibilities Sell investment securities to assigned correspondent...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    Compliance Officer

    Compliance Officer

    ExecRecruitmentTampa, FL, US
    serp_jobs.job_card.full_time
    serp_jobs.filters_job_card.quick_apply
    Compliance Officer Location : Tampa, FL CANDIDATE RESPONSIBILITIES : Contact constituents / complainants to discuss the details of the complaints that are filed. Read state statute and compare with...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Senior Compliance Manager

    Senior Compliance Manager

    VirtualVocationsSaint Petersburg, Florida, United States
    serp_jobs.job_card.full_time
    A company is looking for a Senior Compliance Manager, Home Lending.Key Responsibilities Support operational compliance activities pre- and post-origination, including internal training and contro...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    Compliance Officer

    Compliance Officer

    Farm Credit of Central FloridaUSA, Florida, Lakeland
    serp_jobs.job_card.full_time
    Farm Credit of Central Florida, a leading agribusiness lender is currently seeking to recruit a qualified Compliance Officer who will be responsible for developing, implementing, and administering ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    BSA / AML Compliance Officer - To 90K - Tampa, FL - Job 3253

    BSA / AML Compliance Officer - To 90K - Tampa, FL - Job 3253

    The Symicor GroupTampa, FL, US
    serp_jobs.job_card.full_time
    serp_jobs.filters_job_card.quick_apply
    BSA / AML Compliance Officer – To $90K – Tampa, FL – Job # 3253.The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & San Antonio, TX. Our nationally unique value pro...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Compliance Sr. Manager, Investment Advisory Compliance

    Compliance Sr. Manager, Investment Advisory Compliance

    Raymond James FinancialSaint Petersburg, FL, US
    serp_jobs.job_card.full_time
    Under intermittent supervision and with a high level of autonomy, uses extensive knowledge and skills obtained through education, experience, specialized training and / or certification in securities...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Senior Corporate Credit Risk Officer

    Senior Corporate Credit Risk Officer

    Raymond James FinancialSaint Petersburg, FL, US
    serp_jobs.job_card.full_time
    Under general direction with a high level of autonomy, uses extensive knowledge and skills obtained through education and experience to support the Corporate and Real Estate Banking department by v...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Chief Risk Officer - Private Client Group (Wealth Management)

    Chief Risk Officer - Private Client Group (Wealth Management)

    Raymond James FinancialSaint Petersburg, FL, US
    serp_jobs.job_card.full_time
    Operational Risk Management Lead.Leads development of an operational risk approach, the setting of target risk levels, calculation of operational risks, development and execution of operational ris...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Compliance Analyst III

    Compliance Analyst III

    Clearance JobsTampa, FL, US
    serp_jobs.job_card.full_time
    Supply Chain Compliance Analyst 3.Reporting to the Manager, Supply Chain Compliance, the Supply Chain Compliance Analyst 3 position will be part of a dedicated team supporting compliance and procur...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Loss Prevention Officer

    Loss Prevention Officer

    Marriott InternationalSaint Petersburg, FL, US
    serp_jobs.job_card.full_time
    Focus on the core content of the job post, removing any extra metadata, navigation mentions, and redundant headers.Keep the content beautiful and high-signal to noise ratio.serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Compliance Oversight Senior Manager

    Compliance Oversight Senior Manager

    Raymond James FinancialSaint Petersburg, FL, US
    serp_jobs.job_card.full_time
    Under intermittent supervision and with a high level of autonomy, uses extensive knowledge and skills obtained through education, experience, specialized training and / or certification in the securi...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Wealth Fraud Risk Officer Vice President

    Wealth Fraud Risk Officer Vice President

    CitigroupTampa, FL, US
    serp_jobs.job_card.full_time
    Wealth Fraud Risk Officer Vice President.Working at Citi is far more than just a job.A career with us means joining a team of more than 230,000 dedicated people from around the globe.At Citi, you'l...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Compliance Operations Associate

    Compliance Operations Associate

    VirtualVocationsLakeland, Florida, United States
    serp_jobs.job_card.full_time
    A company is looking for a Compliance Operations Associate to coordinate operations and entity administration while ensuring regulatory compliance. Key Responsibilities Oversee and support day-to-...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    • serp_jobs.job_card.new
    Compliance Assistant

    Compliance Assistant

    VirtualVocationsSaint Petersburg, Florida, United States
    serp_jobs.job_card.full_time
    A company is looking for a Compliance Assistant to support fundraising operations and ensure financial integrity.Key Responsibilities Maintain and update the fundraising database, ensuring accura...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours