Technology Compliance - Senior Analyst

Job Description

Job Description

Company Overview

Interactive Brokers Group, Inc. (Nasdaq : IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.

Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

Job Description

Interactive Brokers is looking for a motivated, IT audit, risk or compliance professional with experience working in financial services, or similar regulated environment.

Responsibilities

The Senior Compliance Analyst's primary focus will be to :

• Support compliance coverage of the firm's technology and data enterprise, and coverage for broker-dealer clients
• Design periodic and adhoc supervisory reports and complete associated reviews
• Engage with stakeholders across technology and operations teams and support them in an advisory capacity
• Implement internal control enhancements and appropriately solution potential compliance matters
• Assist draft business specifications to create and improve surveillance and compliance tools
• Assist coordinate responses to regulatory inquiries from foreign and US regulators
• Draft and implement firm policies, controls and written supervisory procedures

Qualifications

Company Benefits & Perks