Audit Manager II (US) Regulatory Management

Internal Audit Regulatory Management

Internal Audit Regulatory Management is the central point of contact for regulatory matters for the US Internal Audit (IA) Division and is responsible for the overall management of regulatory requests as well as ensuring proper response and remediation tracking of any regulatory findings related to the Division. This position is highly visible and requires frequent interaction with Senior Management (internal and external) and stakeholders to ensure regulatory deadlines are met in all cases.

Accountabilities include, but are not limited to, the following :

• Facilitate responses to regulatory requests, prepares related reporting for internal and external stakeholders, and is the primary liaison with these stakeholders.
• Advise and challenge Senior Management on Internal Audit responses.
• Balance the needs of US Internal Audit management teams, stakeholders and regulatory authorities.
• Support audit teams for regulatory matters.
• Contribute to Board of Director reporting
• Participate in relevant initiatives / projects.
• Provide recommendations on any Audit methodology and practice changes needed to ensure proper remediation of regulatory matters.
• Provide support for Internal Audit validation of regulatory findings related to lines of business.

Job Requirements

Preferred skills :

Education & Experience :

Physical Requirements :

The above statements are intended to describe the general nature and level of work being performed by people assigned to this job. They are not intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities & duties are considered essential functions for ADA purposes.