Credit Business Oversight Compliance AVP

Credit Business Oversight Compliance AVP

To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.

Accountabilities include :

• Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems.
• Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct.
• Conduct investigation of compliance risk events or breaches. Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences.
• Implementation of compliance policies and procedures in line with regulatory requirements and ensuring that the bank's internal policies are aligned with international standards, including jurisdictional requirements.
• Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions to facilitate a comprehensive approach to compliance and risk management.
• Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime.

Assistant Vice President Expectations include :

All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset to Empower, Challenge and Drive the operating manual for how we behave.

Join Barclays as a Credit Business Oversight Compliance AVP. At Barclays, our vision is clear to redefine the future of banking and help craft innovative solutions. In this role, you will serve as a primary point of contact for the Credit Business Oversight Compliance Group. This role involves providing data-led oversight to ensure the front office operates in compliance with Barclays' legal, regulatory, and ethical responsibilities. Responsibilities include conducting compliance testing, drafting, and delivering presentations and training, and supporting regulatory inquiries. Ample understanding of financial markets, loans, and regulatory frameworks is essential.

To be successful as a Credit Business Oversight Compliance AVP, you should have :

Some other highly valued skills may include :

You may be assessed on the key critical skills relevant for success in this role, such as risk and controls, change and transformation, business acumen strategic thinking and digital and technology, as well as job-specific technical skills.

This role is located in New York, NY.

Minimum Salary : $110,000

Maximum Salary : $135,000

The minimum and maximum salary / rate information above include only base salary or base hourly rate. It does not include any other type of compensation or benefits that may be available.