Talent.com
Compliance Specialist

Compliance Specialist

SRS AcquiomWashington, DC, US
job_description.job_card.variable_days_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

Compliance Specialist

SRS Acquiom has built its reputation on shaking up the financial services technology world by redefining how complex M&A and loan agency transactions get done. Since 2007, we've been the partner dealmakers rely on for speed, precision, and less friction - supporting over 10,000 deals worth more than $1.7 trillion along the way.

Our solutions start with human expertise and are powered by technology : virtual data rooms, document solicitation, escrow and payment administration, shareholder representation, and independent loan-agency services like administrative and collateral agent support. Each service works seamlessly on its own, but when brought together by our expert team, they form an end-to-end system that helps even the most complex deals cross the finish line.

We're equally committed to building careers as we are to building solutions. At SRS Acquiom, internal mobility isn't just a buzzword, it's part of how we grow. We invest in our people, creating opportunities to learn, stretch, and step into new roles as the business evolves.

If you're looking for a company with entrepreneurial energy, a proven record of growth and innovation, and a culture that supports your next career move, we'd love to talk.

A few benefits our employees enjoy :

  • Day-one coverage : medical, dental, and vision plans so you're protected from the start
  • A 401(k) with a 4% company match to keep your future on track
  • Discretionary time off - take the time you need, when you need it
  • Employer-paid life insurance, with the option to add extra coverage for peace of mind
  • Employee Assistance Programs for confidential support when life gets complicated
  • Discounted pet insurance (because furry family members count, too)
  • A fitness credit to back your health and wellness goals
  • Pre-tax plans for dependent care, transportation, and flexible spending

Position Summary

SRS Acquiom is currently searching for a Compliance Specialist for our Contract Administration team.

The Compliance Specialist is responsible for reviewing and analyzing SRS Acquiom's contractual obligations under the definitive agreements, as it applies to the distribution of transaction consideration and funds.

The Compliance Specialist will be responsible for coordinating with various internal departments to ensure all relevant information is received to ensure a timely distribution.

The ideal candidate has great attention to detail, is a self-starter but also capable of working well on a team, can quickly comprehend key provisions of complex agreements, think outside the box to solve problems, and manage multiple projects simultaneously.

This role is fully remote within the Continental United States and reports to our Sr. Director, Contract Administration.

The salary range for this position is between $75K and $85K, depending on level of experience.

Primary Responsibilities

  • Manage and monitor an ongoing portfolio of assigned post-closing releases in our system of record.
  • Review various transactional agreements and contracts to extract the relevant legal information to complete the distribution of transaction consideration and funds.
  • Perform thorough analysis to fully understand the post-closing contractual obligations.
  • Coordinate closely with the Operations Team to create accurate distribution waterfalls and ensure funds are released timely to the right parties.
  • Prepare the post-closing release materials and work closely with the Compliance Analyst Team on updates to the release materials.
  • Communicate and collaborate with internal departments.
  • Facilitate timely problem resolution to mitigate risk and prioritize action.
  • Accountable for quality, accuracy and timeliness of results.
  • Manage and help execute special projects as needed.
  • Deliver training as requested by Management.
  • Required Qualifications & Skills

  • Bachelor's degree, preferably in Finance, Economics, or Business, required.
  • 2-5 years' experience within financial services.
  • Demonstrated ability to analyze and interpret contracts.
  • Proficient in all Microsoft Office products.
  • Takes ownership of issues and follows through to resolution.
  • Can work independently or as part of a team as the issue requires.
  • Strong attention to detail.
  • Excellent communication (verbal and written), facilitation, and interpersonal skills, including the ability to face off across all levels of an organization and external stakeholders.
  • Strong analytical and organizational skills and the ability to manage multiple time-sensitive tasks in a challenging, fast-paced, deadline-driven, and fluid environment.
  • Ability to maintain a high level of confidentiality and integrity.
  • Desired Characteristics

  • Self-motivated.
  • Quick learner and adaptable to learning new processes, concepts, and skills.
  • Ability to take initiative in learning and applying new skills.
  • Highly motivated self-starter with the ability to work collaboratively and independently.
  • Operates with the highest integrity and attention to detail.
  • Ability to multitask, work in a demanding, fast-paced environment, and handle multiple competing priorities and projects with high-quality output.
  • Ability to generate solutions and appropriately escalate to Management.
  • Knowledge of M&A transactions.
  • Physical Requirements / Special Demands

  • Must be available to work mountain time standard business hours.
  • Occasional nights / weekends or after hours may be required.
  • Ability to work in a fast-paced environment.
  • Work on the computer for the majority of the regular workday.
  • This job description is not designed to cover or contain a comprehensive listing of activities, duties, or responsibilities that are required of the employee. Duties, responsibilities, and activities may change, or new ones may be assigned at any time with or without advanced notice.

    With respect to its programs, services, activities, and employment practices, SRS Acquiom Inc. assesses qualified individuals without regard to their race, color, religion, sex (including pregnancy, sexual orientation, or gender identity), age, national origin, disability, veteran status, genetic information, or other protected status. Requests for reasonable accommodation or the provision of auxiliary aids should be directed to Human Resources.

    serp_jobs.job_alerts.create_a_job

    Compliance Specialist • Washington, DC, US

    Job_description.internal_linking.related_jobs
    • serp_jobs.job_card.promoted
    • serp_jobs.job_card.new
    Affordable Housing Compliance Specialist

    Affordable Housing Compliance Specialist

    VirtualVocationsFairfax, Virginia, United States
    serp_jobs.job_card.full_time
    A company is looking for an Affordable Housing Compliance Specialist II, remote.Key Responsibilities Provide client support by answering questions and offering guidance on affordable housing comp...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
    • serp_jobs.job_card.promoted
    Senior Specialist, Tax & Regulatory Compliance

    Senior Specialist, Tax & Regulatory Compliance

    Addison GroupWashington, DC, US
    serp_jobs.job_card.permanent
    Senior Specialist, Tax & Regulatory Compliance.Our client, a highly respected and mission-driven organization in the DMV area, is seeking a Senior Specialist, Tax & Regulatory Compliance to join th...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    E-Billing Compliance Specialist Washington, DC (+3 more locations)

    E-Billing Compliance Specialist Washington, DC (+3 more locations)

    AkinWashington, DC, US
    serp_jobs.job_card.full_time
    E-Billing Compliance Specialist.Location : Dallas, Houston, New York or Washington, DC.Position Type : Full-Time / Regular. Akin Gump Strauss Hauer & Feld LLP is a leading international law firm with mo...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Trade Compliance Specialist

    Trade Compliance Specialist

    IDEX CorporationLinthicum Heights, MD, US
    serp_jobs.job_card.full_time
    Valve Trade Compliance Position.If you're looking for a special place to build or grow your career, you've found it.Whether you're an experienced professional, a recent college graduate or somewher...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Senior Compliance Specialist

    Senior Compliance Specialist

    Clearance JobsWashington, DC, US
    serp_jobs.job_card.full_time
    LMI is seeking a skilled Senior Compliance Consultant to lead the development and execution of a compliance program at a national agency. The Senior Compliance Consultant will help manage the day-to...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Grants Compliance Senior Specialist, Community Partnerships & Investments

    Grants Compliance Senior Specialist, Community Partnerships & Investments

    Wounded Warrior ProjectWashington, DC, US
    serp_jobs.job_card.full_time
    Wounded Warrior Project Community Partnerships And Investments Grants Compliance Senior Specialist.If you're the kind of person who believes that honoring and empowering our nation's veterans is mo...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Affordable Housing Compliance Specialist

    Affordable Housing Compliance Specialist

    Asset LivingBaltimore, MD, US
    serp_jobs.job_card.permanent
    Affordable Housing Compliance Specialist.The Compliance Specialist is responsible for reviewing Affordable Housing applications and ensuring they are eligible and compliant with applicable and curr...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Senior Compensation Specialist

    Senior Compensation Specialist

    Shimadzu Scientific InstrumentsColumbia, MD, United States
    serp_jobs.job_card.full_time
    Senior Compensation Specialist.Established in 1975, Shimadzu Scientific Instruments is one of the largest suppliers of analytical instrumentation, physical testing, and environmental monitoring sys...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Senior Compliance Specialist

    Senior Compliance Specialist

    VirtualVocationsWashington, District of Columbia, United States
    serp_jobs.job_card.full_time
    Compliance Specialist to assist in ensuring compliance with laws and regulations impacting mortgage operations.Key Responsibilities Oversee regulatory compliance functions and ensure alignment wi...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    GCP Compliance Specialist

    GCP Compliance Specialist

    VirtualVocationsArlington, Virginia, United States
    serp_jobs.job_card.full_time
    A company is looking for a Senior Compliance Specialist, FSP (Remote) - US.Key Responsibilities Leads process improvement initiatives and conducts risk assessments for clinical trials Assists in...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Policy & Compliance Specialist

    Policy & Compliance Specialist

    LMI Consulting, LLCTysons, VA, United States
    serp_jobs.job_card.full_time
    Policy & Compliance Specialist.Salaried High Fringe / Full-Time.LMI is seeking a Policy & Compliance Analyst to support the development and execution of a compliance program at a national agency.The ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    • serp_jobs.job_card.new
    Compliance Specialist - Auditing and Training (Baltimore)

    Compliance Specialist - Auditing and Training (Baltimore)

    Mercy Medical Center, Baltimore, MDBaltimore, MD, US
    serp_jobs.job_card.part_time
    Join Our Team at Mercy Medical Center Now Hiring a Compliance Specialist! Certification is required.This role offers a hybrid schedule that requires on site work, in addition to remote offerings.M...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
    • serp_jobs.job_card.promoted
    Compliance Specialist - Auditing and Training

    Compliance Specialist - Auditing and Training

    Mercy Medical Center, Baltimore, MDBaltimore, MD, United States
    serp_jobs.job_card.full_time
    Join Our Team at Mercy Medical Center – Now Hiring a Compliance Specialist! Certification is required.This role offers a hybrid schedule that requires on site work, in addition to remote offerings....serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Senior Compliance Specialist

    Senior Compliance Specialist

    LMI Consulting, LLCWashington, DC, United States
    serp_jobs.job_card.full_time
    Salaried High Fringe / Full-Time.LMI is seeking a skilled Senior Compliance Consultant to lead the development and execution of a compliance program at a national agency. The Senior Compliance Consult...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Senior Compliance Specialist

    Senior Compliance Specialist

    LMIWashington, DC, US
    serp_jobs.job_card.full_time
    LMI is seeking a skilled Senior Compliance Consultant to lead the development and execution of a compliance program at a national agency. The Senior Compliance Consultant will help manage the day-to...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
    • serp_jobs.job_card.promoted
    Senior Specialist, Global Trade Compliance (Customs)

    Senior Specialist, Global Trade Compliance (Customs)

    Clearance JobsWashington, DC, US
    serp_jobs.job_card.full_time
    Senior Specialist, Global Trade Compliance (Customs).Specialist, Global Trade Compliance (Customs) is a full-time position within the Corporate Global Trade function at L3Harris reporting to the Di...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    Technical Support and Compliance Specialist (Tier II)- Alexandria, VA

    Technical Support and Compliance Specialist (Tier II)- Alexandria, VA

    DirectViz Solutions, LLCAlexandria, VA, USA
    serp_jobs.job_card.full_time
    serp_jobs.filters_job_card.quick_apply
    DirectViz Solutions (DVS) is a dynamic and rapidly growing government contractor committed to delivering innovative IT solutions that address the mission-critical needs of our government clients.Th...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
    • serp_jobs.job_card.promoted
    Sr Compliance Manager

    Sr Compliance Manager

    Clark Construction GroupFalls Church, VA, US
    serp_jobs.job_card.full_time
    Compliance Manager will provide leadership on all government and contract compliance functions nationally for the company. Working alongside a dedicated team of highly trained compliance professiona...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days