Regulatory Compliance Testing - Manager

Regulatory Compliance Testing - Manager

Country : United States of America

Your Journey Starts Here :

Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. Our focus is on fostering an enriching journey that empowers you to explore diverse career opportunities while nurturing your personal growth. We are committed to creating an environment where continuous learning and development are prioritized, enabling you to thrive both professionally and personally. Here, you will find ample opportunities to connect and collaborate with talented colleagues from around the world, sharing insights and driving innovation together. Join us at Santander, where you are supported by a culture of engagement and a commitment to your success.

An exciting journey awaits, if you are interested in exploring the possibilities We Want to Talk to You!

The Difference You Make :

The Manager, Compliance oversees the day-to-day activities for the Compliance team, testing business units to ensure compliance with applicable laws, regulations, policies, and / or procedural requirements. Maintains expert knowledge of applicable laws, rules, and standards to amend or correct business practices. Prepares and responds to requests for information related to compliance testing for regulatory exams and audits. Provides the daily work direction, resource allocation, and communication for the Compliance team. Develops relationships with business units through effective challenge and collaboration to foster culture of compliance. Provides expertise to senior leadership and associates on compliance-related matters. Establishes and monitors expectations to achieve company and department goals. Makes appropriate changes to program policies, procedures, and efficiencies to meet objectives. Implements improvements to the testing processes, systems, and programs in accordance with strategic objectives and external laws / rules. Manages the performance, training, and evaluation of assigned staff. Participates in projects related to compliance and regulatory risk.

• Sets day-to-day work direction, resource allocation, and communication for Compliance team.
• Recommends enhancements to management on potential corrective solutions.
• Provides timely and accurate information or feedback pursuant on investigations or audit reviews.
• Provides weekly status reports to senior leadership on all ongoing investigations and trends.
• Responds to requests for information related to compliance testing for regulatory exams and audits.

What You Bring :

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and / or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

Bachelor's Degree or equivalent work experience : Business, Finance, or equivalent degree. - Required.

Master's Degree Business, Finance, or equivalent field. - Preferred.

5+ Years Compliance, Legal, Regulatory, or Financial Services. - Required.

Certifications :

It Would Be Nice For You To Have :

Established work history or equivalent demonstrated through a combination of work experience, training, military service, or education.

Experience in Microsoft Office products.

What Else You Need To Know

The base pay range for this position is posted below and represents the annualized salary range. For hourly positions (non-exempt), the annual range is based on a 40-hour work week. The exact compensation may vary based on skills, experience, training, licensure and certifications and location.

Base Pay Range

Minimum : $90,000.00 USD

Maximum : $165,000.00 USD

Link to Santander Benefits :

Santander Benefits - 2025 Santander OnGoing / NH eGuide (foleon.com)

Risk Culture :

We embrace a strong risk culture and all of our professionals at all levels are expected to take a proactive and responsible approach toward risk management.

EEO Statement :

At Santander, we value and respect differences in our workforce. We actively encourage everyone to apply. Santander is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, genetics, disability, age, veteran status or any other characteristic protected by law.

Working Conditions

Frequent minimal physical effort such as sitting, standing and walking is required for this role. Depending on location, occasional moving and lifting light equipment and / or furniture may be required

Employer Rights :

This job description does not list all of the job duties of the job. You may be asked by your supervisors or managers to perform other duties. You may be evaluated in part based upon your performance of the tasks listed in this job description. The employer has the right to revise this job description at any time. This job description is not a contract for employment and either you or the employer may terminate

your employment

at any time for any reason.

What

To Do Next

If this sounds like a role you

are

interested in, then please apply.

We are committed to providing an inclusive and accessible application process for all candidates. If you require any assistance or accommodation due to a disability or any other reason, please contact us

at

TAOps@santander.us

to discuss your needs.

Primary Location :   Dallas, TX, Dallas

Other Locations :   Texas-Dallas

Organization :   Santander Holdings USA, Inc.