FINRA Licensed Compliance ConsultantVirtualVocations • Cedar Rapids, Iowa, United States
FINRA Licensed Compliance Consultant
VirtualVocations • Cedar Rapids, Iowa, United States
job_description.job_card.variable_hours_ago
serp_jobs.job_preview.job_type
- serp_jobs.job_card.full_time
job_description.job_card.job_description
A company is looking for a Compliance Consultant to support broker-dealer and registered investment adviser operations.
Key Responsibilities
Conduct and document marketing and advertising reviews for compliance
Provide regulatory guidance and training to business partners regarding marketing materials
Assist with compliance training programs, regulatory filings, and risk assessments
Required Qualifications
FINRA Series 7 & 24 required
3-5 years of financial services experience with a Broker Dealer and / or SEC registered investment advisor
2+ years of experience reviewing marketing and advertising materials
Experience drafting compliance policies and procedures
College degree preferred
serp_jobs.job_alerts.create_a_job
Compliance Consultant • Cedar Rapids, Iowa, United States
Job_description.internal_linking.related_jobs
Junior Licensed Insurance Representative.The Junior Licensed Insurance Representative works closely with the License Insurance Representatives, Senior License Insurance Representatives, Insurance P...serp_jobs.internal_linking.show_more
The Pharmacy Compliance Coordinator provides essential operational and administrative support to key pharmacy compliance functions within the University of Iowa Health Care.This role is responsible...serp_jobs.internal_linking.show_more
Looking for LPN jobs that fit your life? If you're tired of having no control over your schedule or just want to earn more money, PRN shifts could be what you're looking for! ShiftKey enables indep...serp_jobs.internal_linking.show_more
Join us in creating a culture of excellence and problem-solving that thrives on customer-centricity and abundant thinking.
Liberty Core Consultants is seeking a Right of Way Agent eastern Iowa and w...serp_jobs.internal_linking.show_more
Dupaco Community Credit Union has an exciting opportunity to join the Business team as a Business Lending Consultant.You will be responsible for servicing new and existing business member accounts ...serp_jobs.internal_linking.show_more
Automotive Sales Consultant (Iowa City, IA).Billion Automotive is a family-owned business since 1935.We have built our name and reputation on customer satisfaction.
We are a growing multi-state orga...serp_jobs.internal_linking.show_more
Pay starting at $70,000 - $80,000 / year.At The Summit of Coralville, we are dedicated to enriching the lives of our residents through compassionate care and unwavering support.We are seeking individ...serp_jobs.internal_linking.show_more
LEAD (I Learn Explore Achieve Develop) Accounting & Finance Leadership Summit is an opportunity for you to meet with Accounting and Finance leaders and learn more about Transamerica.Our participan...serp_jobs.internal_linking.show_more
Bank, we're on a journey to do our best.Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed.We b...serp_jobs.internal_linking.show_more
At ACT, Your Work Makes a Difference.Education has power - a power that changes lives forever.It creates opportunities that lift up individuals, their families, and sparks societal change that echo...serp_jobs.internal_linking.show_more
IAS is recruiting Credit & Collection Analyst I, II, or Senior level.A Hybrid Schedule will be granted after an initial successful 60-day onboarding period.
The Credit & Collections Analyst ...serp_jobs.internal_linking.show_more
Runde Ford Chrysler Dodge Jeep Ram.We take pride in our customer service, competitive financing options, and efficient operations.
We’re looking for a motivated and detail-oriented professiona...serp_jobs.internal_linking.show_more
It's a great time to join AAA The Auto Club Group!.JOIN THE TEAM COMMITTED TO DRIVING YOUR CAREER FORWARD.Work under normal supervision with an intermediate-level approval authority to handle moder...serp_jobs.internal_linking.show_more Looking for LPN jobs that fit your life? If you're tired of having no control over your schedule or just want to earn more money, PRN shifts could be what you're looking for! ShiftKey enables indep...serp_jobs.internal_linking.show_more 
Responsible for identifying, evaluating and managing safety exposures that represent unacceptable loss to the corporation resulting from personal injury, accidents, property damage and regulatory p...serp_jobs.internal_linking.show_more
The Compensation Director works as part of the Total Rewards team to support the development and implementation of total reward strategies.
We will consider remote candidates.Partner with HR Busines...serp_jobs.internal_linking.show_more
Be among the first 25 applicants.Get AI-powered advice on this job and more exclusive features.Dice is the leading career destination for tech experts at every stage of their careers.Our client, Ro...serp_jobs.internal_linking.show_more Looking for LPN jobs that fit your life? If you're tired of having no control over your schedule or just want to earn more money, PRN shifts could be what you're looking for! ShiftKey enables indep...serp_jobs.internal_linking.show_more At ACT, Your Work Makes a Difference.Education has power - a power that changes lives forever.It creates opportunities that lift up individuals, their families, and sparks societal change that echo...serp_jobs.internal_linking.show_more 
Customs and Border Protection (CBP) offers those interested in a career in law enforcement an exceptional opportunity to work with an elite team of highly trained professionals whose camaraderie, p...serp_jobs.internal_linking.show_more
Junior Licensed Insurance Representative
GreenState Credit Union • Iowa City, IA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Senior Compliance Coordinator
University of Iowa • Iowa City, IA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Licensed Practical Nurse (LPN) - up to $49 / hr
Shiftkey, LLC • Anamosa, IA, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
Iowa / Illinois Right of Way Agent
Liberty Core Consultants • Iowa County, IA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Business Lending Consultant
Dupaco Community Credit Union • Cedar Rapids, IA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Automotive Sales Consultant (Iowa City, IA)
Billion Automotive • Iowa City, IA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Assistant Wellness Director - RN License
SCV- GRACE MANAGEMENT INC • Coralville, IA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
iLEAD Finance Leadership Summit (May 2026)
Transamerica • Cedar Rapids, IA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Client Relationship Consultant 2 (Banker) - Coralville (Sign-On Bonus $1,500)
U.S. Bancorp • Coralville, IA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
Lead Counsel
ACT Education Corp. • Iowa City, IA, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Credit & Collections Analyst
Innovative Ag Services • Monticello, IA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Auto Finance & Insurance / Office Manager
Runde Ford Chrysler Dodge Jeep Ram • Manchester, IA, US
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Desk Homeowners Claim Representative II
The Auto Club Group • Iowa City, IA, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Licensed Practical Nurse (LPN) - up to $43 / hr
Shiftkey, LLC • Independence, IA, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Safety Specialist
U.S. Venture • West Branch, IA, United States
serp_jobs.job_card.permanent
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Compensation Director
Bright Horizons Children's Centers • Iowa City, IA, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
D365 BC / CRM Consultant
Jobs via Dice • Cedar Rapids, IA, US
serp_jobs.job_card.permanent
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Licensed Practical Nurse (LPN)
Shiftkey, LLC • Independence, IA, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
Senior Director & Managing Counsel
ACT Education Corp. • Iowa City, IA, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
Entry-Level Customs and Border Protection Officer (GS-5 / 7)
U.S. Customs and Border Protection • East Masonville, NY, United States
serp_jobs.job_card.full_time
serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted