A company is looking for a Sr Compliance / Regulatory Analyst LICKey Responsibilities : Gather and synthesize information from multiple sourcesConduct research using regulatory websites and legal research toolsProvide compliance / regulatory consult on complex compliance mattersRequired Qualifications : Bachelor's degree or relevant work experience3-10 years of experience in broker-dealer and RIA advertising complianceIn-depth knowledge of applicable laws and regulationsFINRA Series 7, 63 / 65 or 66, and 24 licenses required
Sr Compliance Analyst Registration
Compliance Analyst Registration. ...
Sr Supply Chain Compliance Systems Analyst (Hybrid and Remote Eligible)
Do you have an eye for detail and a passion for developing innovation solutions? Join our team! The Sr Supply Chain Compliance Systems Analyst is responsible for overseeing the compliance of SNC's Source-to-Pay (S2P) system areas such as application development, application compliance, systems compl...
Sr Compliance Analyst
A company is looking for a Sr Compliance/Regulatory Analyst LICKey Responsibilities:Gather and synthesize information from multiple sourcesConduct research using regulatory websites and legal research toolsProvide compliance/regulatory consult on complex compliance mattersRequired Qualifications:Bac...
Senior Manager - CFIUS Security Compliance Advisor
EisnerAmper is looking to hire a Senior Manager to join its Risk and Compliance Services practice as a dedicated member of the National Security Advisory services team. The Risk and Compliance Services National Security team drives value by delivering a range of risk advisory and compliance solution...
Information System Security Analyst
A company is looking for an Analyst - ISSO (Remote). ...
Internal Audit Control Manager (Compliance focus)
Compliance Subject Matter expert is primarily accountable for ensuring adequate and appropriate audit coverage of federal/state/GSE requirements applicable to the organization by maintaining the compliance matrix and providing input to the audit plan and advice to audit teams regarding consumer comp...
SAP FICO, SD Business Analyst / Tester
SAP FICO, SD Business Analyst with some SAP Testing experienceJob Description: Ensures rapid alignment of current systems portfolio with Client's acquisition strategy as new orgs are merged / acquired (Legal Entity impacts, FICO template alignments / deviations) Coordinates with BA's across ITL are...
Audit/Compliance/Controls/Risk Analyst: FL/TX/GA/Pennington
Genesis10 is currently seeking an IT Business Analyst with our client in the financial industry located in Pennington, NJ, Plano, TX, Atlanta, GA, and Jacksonville, FL. Lead the management of risk for up to two Technology Executives by partnering with the leadership and their teams to apply subject ...
Specialist Data Analyst
RESPONSIBILITIES: Direct and mentor data scientists and data analysts in formulating and implementing our strategy Partner with Data Engineers and Machine Learning Engineers to build and deploy predictive and analytical solutions Engage with business stakeholders to understand business goals and out...
Accounts Receivable Analyst
About the Company and Opportunity- Accounts Receivable Analyst. CFS, NY is working with a large apparel firm seeking an Accounts Receivable Analyst to join their team. Role Responsibilities include- Accounts Receivable Analyst. Preferred Experience - Accounts Receivable Analyst. ...