A company is looking for a Supervisor- Complex Products, Annuities (Remote)Key Responsibilities : Timely suitability determinations for variable annuity, equity-indexed annuity, and structured / hybrid annuity initial purchases and 1035 exchange / replacementsProvide responses to surveillance alerts by reviewing client information, account activity, documentation, and client disclosure lettersComplete new projects for the Complex Product Team as assignedRequired Qualifications : FINRA Series 7, 24 and 63 securities licenses or equivalents preferredAnnuity suitability review experience preferredMinimum 2-5 years supervisory experienceFour-year college degree preferredExperience in the financial industry
Supervisor- Annuities Compliance
A company is looking for a Supervisor- Complex Products, Annuities (Remote)Key Responsibilities:Timely suitability determinations for variable annuity, equity-indexed annuity, and structured/hybrid annuity initial purchases and 1035 exchange/replacementsProvide responses to surveillance alerts by re...
Manager, Global Compliance
JobPosting","title":"Manager, Global Compliance","datePosted":"2024-08-26T00:00:00","validThrough":null,"description":"What you will be doing\nYou will lead and oversee PMI's organization-wide legal policy compliance and risk management involving global legal regulatory requirements for development ...
Day Shift Service Desk Supervisor - Remote
A company is looking for a Day Shift Service Desk Supervisor - RemoteKey Responsibilities:Provide oversight, development, and coaching to service desk personnelResolve complex user incidents and questions as an internal escalation pointIdentify and implement improvements in service and staffRequired...
Production Supervisor LPCS LSBS 076 Swing
Plans, organizes, and supervises shift operation in accordance with production schedules and requirements of immediate supervisor in the most effective manner. This position reports to either a Production Manager II or Area Manager. Maintains employee attendance such that adequate staffing exists to...
Production Supervisor / LPC-LMA -860/896 Days
Plans, organizes, and supervises shift operation in accordance with production schedules and requirements of immediate supervisor in the most effective manner. This position reports to either a Production Manager II or Area Manager. Maintains employee attendance such that adequate staffing exists to...
Tax Specialist (tax Compliance Officer (tco) 12 Month Roster 'amended'
Identifies issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to resolve them. ...
Manager, Operations (warehouse Environment)
Manager, Operations (Warehouse environment)**. The Operations Manager (OM) is responsible for all workflow processes and meeting the goals and objectives of the entire Facility. Communicate regularly with Branch Manager, GM or RVP of Operations to notify him or her of any potential issues, including...
(instore) Teller Coordinator/teller Operations Supervisor
To succeed in this position, you'll be a natural leader and demonstrate our world-class serv Teller, Operations Supervisor, Operations, Coordinator, Supervisor, Manufacturing, Banking, Sales. ...
Maintenance Technician Iii - Supervisor
The Maintenance Technician III supervises maintenance team. The position will supervisor staff and help as necessary with verifying that the buildings in good repair by performing the following duties: maintain building by performing minor and routine painting, plumbing, electrical wiring, construct...
Staff Operational Compliance Analyst
Regulatory Compliance supports operational units by writing and establishing standards and procedures and gathering support documentation to ensure compliance with standards. Compliance Monitoring and Review Tracks and documents data related to compliance controls. Compliance Audits Assists with int...