LaSalle Networkhas a great dire hire opportunity for a Regulatory Analyst located in Franklin, TN. Our client is an established company in the energy space and looking for a candidate to grow with this team!
Regulatory Analyst Responsibilities :
- Maintain a basic knowledge of the regulations related to reporting, audits and verifications
- Stay up to date with changes to reporting, audits and verifications from the latest regulations and inform compliance management accordingly
- Lead and manage all aspects of compliance which includes conducting, managing and overseeing internal and external reporting, audits and verifications
- Develops recommendations to improve reporting, auditing and verification procedures, to ensure adherence with industry regulations.
Informs compliance management of risks that can affect the integrity or results of the reporting data and makes recommendations to resolve risk
- Collaborate with compliance team on implementing new regulated programs or changes
- Work collaboratively with Regulatory manager on projects, ideas and action plans for compliance function enhancement
- Communicate with government officials to ensure accurate and timely reporting
- Prepare and participate in risk assessments
- Respond to internal and external compliance inquiries or consult with management on appropriate responses
- Conduct, manage and oversee the organization, scheduling and sampling documentation of reporting, audits and verification for all regulated programs
- Track and prepare reports on the results of relevant audits and verifications, present these to compliance management and develop a plan to improve on these, if necessary
- Organize and submit quarterly and annual compliance reports as applicable for all regulated programs
- Maintain in an organized manner internal compliance database including records relevant to audits, reports and other regulatory compliance issues
- Keep up-to-date necessary compliance records including SOP documents, reporting deadlines and report changes
- Work collaboratively with other internal teams to support audits, reporting and annual verifications as needed
Regulatory Analyst Requirements :
- Bachelors degree in related field preferred
- 1+ years' experience in compliance is required
- Audit experience preferred
- Energy background preferred open to banking or legal
Regulatory Analyst
Regulatory Analyst Responsibilities:. Work collaboratively with Regulatory manager on projects, ideas and action plans for compliance function enhancement. Maintain in an organized manner internal compliance database including records relevant to audits, reports and other regulatory compliance issue...
Senior Regulatory Implementation & Assurance Analyst
Create and execute complex regulatory implementation strategies for assigned legislative, regulatory, sub-regulatory, and licensing / accreditation requirements across multiple jurisdictions, including assessments of the regulatory impact of changes to people, processes, and technologies deployed ac...
Mid-level Business Analyst
Reviews, analyzes, and evaluates business systems and user needs. Documents requirements, defines scope and objectives, and formulates systems to parallel overall business strategies. ...
Business Continuity Analyst - Remote Opportunity
A Business Continuity Analyst ensures organizational resilience by developing, implementing, and maintaining business continuity plans. Business Continuity Analyst - Remote Opportunity. Conduct risk assessments and business impact analyses to identify potential threats and vulnerabilities to critica...
Sr. Business Analyst / Project Manager
Business Analyst / Project Manager. Business Analyst / Project management: 5 years (Preferred). Lead technical and business meetings, driving stakeholders from both audiences to the right solutions for the business. Business Analyst / Project management: 5 years (Preferred). ...
Chief Ethics and Compliance Officer
The Chief Ethics & Compliance Officer (CCO) develops, implements, and enforces policies, programs, and practices to ensure MPG is in compliance with federal, state and/or local regulations as they relate to Compliance and Privacy matters. This leader sets the strategy for managing and reporting ...
Senior Coding Compliance Specialist, ACO - REMOTE
Under the direction of the Chief Compliance & Privacy Officer and the Director of Compliance & Audit, the ACO Compliance Specialist will coordinate and support compliance functions and activities in support of enabling Sound Long-Term Care Management Accountable Care Organization (SLTCM-ACO) provide...
Senior Analytic Data Analyst
The incumbent delivers data profiling, conducts testing and systems validation to troubleshoot data anomalies, monitors data management metrics and data loads. This job understands healthcare data from end-to-end and analyzes raw data and analytic data for the enterprise. Verify analytic data for th...
SLG First Line Compliance Specialist
SLG 1st Line of Defense (LOD) Compliance Specialist is responsible for partnering with multiple areas of FirstBank, including Corporate Compliance and Risk Management, in addition to other 1st LOD Compliance Specialists and teams, in order to identify and mitigate regulatory compliance risk for the ...
Glass and Glazing Project Manager
Proven experience as a Project Manager in the glazing and metal panel industry, with at least 5 years of relevant project management experience. Project Manager Responsibilities:. Project Planning: Lead and oversee glazing and metal panel projects from inception to completion. Risk Assessment: Ident...