A company is looking for a Compliance Professional 2 to ensure compliance with governmental requirements and develop compliance policies.
Key ResponsibilitiesResearch and investigate allegations of agent misconduct and assign corrective actionsProvide auditing and monitoring activities to improve agent performanceMaintain relationships with regulatory compliance and coordinate with various departmentsRequired Qualifications2 or more years of experience in an investigative / compliance role1+ years of experience in understanding complex member allegations1+ years of experience presenting to leadershipKnowledge of laws and regulations governed by the Department of Insurance and CMSBachelor's degree preferred
Compliance Professional
A company is looking for a Compliance Professional 2 to ensure compliance with governmental requirements and develop compliance policies. ...
Compliance Analyst - Private Equity Team
We are looking for aCompliance Analyst to support our global private investments and tradingcompliance program, with a primary focus on information controls. In this role,the Compliance Analyst will work closely with internal teams to addressescalated issues, aid in the implementation of IT solution...
Consultant, Enterprise Solutions Professional Services Regulatory and Compliance Practice
Professional Services team for Regulatory and Compliance is a global team of knowledgeable and enthusiastic consultants with a wide range of skills and capabilities. ...
Senior Compliance Professional
The Senior Compliance Professional will:. Support the development and implementation of action plans, including policies and procedures to ensure all aspects of company compliance, and prevent violations and systemic compliance issues for internal departments and external service providers. Provide ...
Compliance Professional
Our client is seeking a detail-oriented and proactive senior compliance professional with a background in 1940 Act work to join their compliance team. Compliance Professional (New York, NY):. The successful candidate will focus on ensuring the accuracy, transparency, and regulatory compliance of fun...
Senior Compliance Professional
An asset management firm in New York City is actively seeking a new Senior Compliance Professional to join their growing team in Manhattan. The Senior Compliance Professional will:. Support the development and implementation of action plans, including policies and procedures to ensure all aspects of...
Legal Compliance Professional
Our client is seeking a detail-oriented and proactive senior compliance professional with a background in 1940 Act work to join their compliance team. Compliance Professional (New York, NY or REMOTE):. The successful candidate will focus on ensuring the accuracy, transparency, and regulatory complia...
Manager, Finance & Operations, Atlantic Fellows for Racial Equity
The Manager is responsible for financial accounting and reconciliation, budget management, administration, operations, and financial reporting. Reporting to the Director of Finance and Operations and assisting with AFRE's finance and operational deliverables. Support strategic and tactical budget ma...
Project Manager
Possess a minimum of 10 years of experience in project management with a focus on Project Planning Project Tracking and Project Quality Management. The ideal candidate will have a strong background in Project Planning Project Tracking Project Quality Management and Agile PLM. We are seeking an exper...
Development Operations Manager
The Development Operations Manager will be a trusted resource for development staff across the country, providing technical support on fundraising systems, especially the use of Salesforce, support offices with executing timely donor stewardship, and report to and support the Development Operations ...